13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-10, with 535 holding rows worth $1,129,103,000.
- Accession
- 0001172661-22-000304
- Filer
- CIK 1559789
- Filed
- 2022-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 535 entries on the cover page, a total value of $1,129,103,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,129,103,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLUMINA INC | 452327109 | COM | 577 | $220,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,000 | $220,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 633 | $219,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,192 | $218,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,248 | $217,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,295 | $215,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,223 | $215,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,462 | $213,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,125 | $212,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,916 | $211,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,810 | $210,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,933 | $210,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,898 | $210,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,657 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,907 | $208,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 3,080 | $204,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,872 | $201,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,609 | $201,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,422 | $201,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,114 | $200,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 4,605 | $200,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 37,080 | $189,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,399 | $187,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 48,182 | $182,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 22,841 | $134,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,140 | $134,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 16,104 | $113,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 29,010 | $113,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,179 | $111,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,673 | $100,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,145 | $61,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 100 | $47,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,969 | $42,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,209 | $37,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $12,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-22-000304 | this filing | 2022-02-10 | acceptance time not in the bulk data set |