13F-HR filed by Squarepoint Ops LLC
Squarepoint Ops LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 2,839 holding rows worth $34,809,386,000.
- Accession
- 0001172661-21-002377
- Filer
- CIK 1642575
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 2,839 entries on the cover page, a total value of $34,809,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,809,386,000 with VALUE read as thousands by filing date, 13F file number 028-16923. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSquarepoint Capital LLP028-16942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 14,853 | $194,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 16,975 | $194,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 22,200 | $193,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 20,025 | $193,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 19,424 | $193,000 | thousands by filing date | |
| VECTIVBIO HLDG AG | H9060V101 | COM | 25,000 | $193,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 52,500 | $193,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 14,563 | $192,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 18,189 | $191,000 | thousands by filing date | |
| SIRIUSPOINT LTD | G8192H106 | COM | 20,588 | $191,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 30,415 | $191,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 10,402 | $190,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 50,004 | $190,000 | thousands by filing date | |
| ANGEL POND HOLDINGS CORP WT EXP | G0447J128 | Stock | 240,000 | $190,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 28,670 | $189,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 29,874 | $189,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 14,533 | $189,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 20,804 | $188,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 13,348 | $187,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 12,223 | $187,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 14,880 | $185,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 27,298 | $185,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 10,998 | $184,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 12,604 | $184,000 | thousands by filing date | |
| GOLD ROYALTY CORP | 38071H106 | COMMON SHARES | 36,750 | $184,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 35,592 | $184,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y111 | *W EXP 02/28/202 | 179,084 | $184,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 145,121 | $183,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 25,879 | $182,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 52,859 | $181,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,816 | $179,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 16,031 | $179,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 16,136 | $178,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 10,700 | $178,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,100 | $175,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 20,817 | $175,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 30,788 | $174,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 28,080 | $174,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 267,965 | $174,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 14,950 | $173,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 57,535 | $173,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 18,190 | $172,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 44,487 | $171,000 | thousands by filing date | |
| JOANN INC | 47768J101 | COM | 15,376 | $171,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 252,411 | $171,000 | thousands by filing date | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 13,737 | $170,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 20,092 | $170,000 | thousands by filing date | |
| CLIMATE REAL IMPACT SLUTINS | 187171111 | *W EXP 01/29/202 | 161,595 | $170,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 23,548 | $169,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 55,173 | $169,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 39,551 | $168,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U127 | *W EXP 02/19/202 | 160,000 | $168,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P122 | *W EXP 02/16/202 | 305,612 | $168,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 11,305 | $167,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 35,129 | $167,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 29,911 | $167,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 78,014 | $166,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 25,269 | $166,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 39,716 | $165,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 31,881 | $165,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 12,003 | $164,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 54,398 | $164,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 200,000 | $164,000 | thousands by filing date | |
| HAMILTON LANE ALLIANCE HLDGS | 40749M111 | *W EXP 01/12/202 | 207,298 | $164,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 191,224 | $163,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074129 | *W EXP 10/01/203 | 231,739 | $162,000 | thousands by filing date | |
| Gores Technology Partners II Inc | 38287L115 | Warrant | 134,990 | $162,000 | thousands by filing date | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 23,140 | $161,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 22,655 | $161,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 196,899 | $161,000 | thousands by filing date | |
| NDACW US 31 Dec 27 C11.5 | 65413D113 | *W EXP 02/26/202 | 189,315 | $161,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 26,365 | $160,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 10,840 | $159,000 | thousands by filing date | |
| ITIQUIRA ACQUISITION CORP | G49773115 | *W EXP 02/03/202 | 311,826 | $159,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 14,064 | $158,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 256,124 | $158,000 | thousands by filing date | |
| WTS/PMV CONSUMER ACQUISITION C EXP08/31/2027 | 693486110 | WARR | 231,200 | $157,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067112 | *W EXP 11/01/202 | 204,267 | $157,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 30,535 | $156,000 | thousands by filing date | |
| ARS PHARMACEUTICALS INC | 82835W108 | COM | 15,593 | $156,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,416 | $156,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 17,256 | $155,000 | thousands by filing date | |
| CARECLOUD INC | 14167R100 | COM | 20,044 | $153,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E114 | *W EXP 09/09/202 | 169,433 | $153,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 39,191 | $152,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 11,819 | $152,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 11,936 | $152,000 | thousands by filing date | |
| SCION TECH GROWTH II | G31070116 | *W EXP 01/28/202 | 233,948 | $152,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 14,700 | $151,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 18,049 | $151,000 | thousands by filing date | |
| ATAIBECKLEY INC | N0731H103 | Equity | 10,176 | $151,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 14,924 | $148,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 12,866 | $148,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 12,346 | $147,000 | thousands by filing date | |
| RICE ACQUISITION CORP II | G75529126 | *W EXP 99/99/999 | 91,500 | $146,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 18,749 | $143,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 13,713 | $143,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 56,005 | $143,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 11,433 | $141,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 38,229 | $141,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 10,631 | $140,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 53,854 | $138,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,096 | $138,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 16,247 | $138,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 12,476 | $138,000 | thousands by filing date | |
| LEVERE HOLDINGS CORP | G5462L122 | *W EXP 03/09/202 | 160,933 | $137,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 12,707 | $136,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 19,813 | $135,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 16,913 | $134,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 180,600 | $134,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 45,576 | $133,000 | thousands by filing date | |
| AMRYT PHARMA LTD - SPNR ADR | 03217L106 | COMMON EQUITY | 11,013 | $133,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 17,218 | $132,000 | thousands by filing date | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735110 | *W EXP 06/17/202 | 111,200 | $132,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 22,430 | $131,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 13,320 | $131,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F117 | *W EXP 01/07/202 | 167,900 | $130,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 121,616 | $128,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 18,519 | $127,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 99,877 | $126,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 12,277 | $125,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 40,431 | $125,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 17,944 | $125,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 40,784 | $124,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 11,550 | $124,000 | thousands by filing date | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 14,815 | $122,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 25,094 | $122,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,665 | $121,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 10,500 | $121,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 18,137 | $120,000 | thousands by filing date | |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 21,226 | $120,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 45,299 | $120,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 12,822 | $119,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 216,818 | $119,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 14,703 | $116,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 29,765 | $116,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 38,116 | $116,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 24,749 | $115,000 | thousands by filing date | |
| REDWIRE CORPORATION | 75776W103 | COM | 11,951 | $115,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 23,164 | $115,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 85,280 | $115,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 58,912 | $114,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,017 | $113,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 10,816 | $112,000 | thousands by filing date | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 10,847 | $112,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 37,070 | $112,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,846 | $110,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,442 | $110,000 | thousands by filing date | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 22,080 | $109,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 19,978 | $109,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 15,090 | $108,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 19,596 | $108,000 | thousands by filing date | |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 34,805 | $108,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 25,527 | $105,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 10,830 | $104,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 91,926 | $104,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 30,641 | $104,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 42,249 | $104,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 13,942 | $104,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 53,985 | $103,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 11,977 | $102,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 20,515 | $101,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 32,782 | $101,000 | thousands by filing date | |
| JAWS HURRICANE ACQUISITN COR | 47201B111 | *W EXP 03/26/202 | 87,500 | $101,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 12,427 | $100,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,519 | $100,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 16,151 | $100,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 36,485 | $99,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 17,167 | $99,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 11,772 | $98,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 20,080 | $98,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 16,427 | $98,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 48,046 | $98,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 70,915 | $97,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 19,954 | $97,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 20,424 | $97,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 38,608 | $97,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 17,245 | $97,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 11,169 | $95,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 30,038 | $95,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 18,725 | $95,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 28,437 | $94,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 10,981 | $94,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 20,788 | $94,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 20,403 | $94,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 15,466 | $93,000 | thousands by filing date | |
| Zalatoris II Acquisition Corp | G9831X122 | WARRANT | 133,333 | $93,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 14,702 | $91,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,716 | $91,000 | thousands by filing date | |
| THUNDER BRDG CAP PRTNRS IV I | 88605L115 | YW EXP 04/30/202 | 90,000 | $90,000 | thousands by filing date | |
| ZIMMER ENERGY TRANSITION ACQ | 989570114 | *W EXP 06/16/202 | 100,000 | $90,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 27,233 | $89,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,575 | $88,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 16,747 | $88,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 28,440 | $88,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 27,218 | $88,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 15,712 | $88,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,257 | $87,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 15,755 | $87,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 12,546 | $86,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 18,320 | $86,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,712 | $85,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 28,388 | $85,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 14,165 | $84,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 27,083 | $84,000 | thousands by filing date | |
| SPARK NETWORKS SE | 846517100 | SPONSORED ADR | 23,858 | $84,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 10,262 | $83,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 15,077 | $82,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,479 | $81,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,378 | $80,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 22,102 | $80,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 12,832 | $80,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP II | G7008B121 | WARR | 98,701 | $80,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 11,663 | $80,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | G2124G104 | ORD SHS | 125,668 | $80,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 11,732 | $79,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 10,711 | $78,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,977 | $77,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 27,453 | $76,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 29,254 | $76,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 33,030 | $76,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 11,467 | $75,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 29,767 | $75,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 21,560 | $75,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 24,927 | $74,000 | thousands by filing date | |
| Plum Acquisition Corp. III | G63290103 | Warrant | 133,333 | $73,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 33,825 | $73,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 15,443 | $72,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 18,166 | $72,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 11,389 | $72,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 29,690 | $72,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 13,510 | $71,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 11,895 | $71,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 25,404 | $71,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 12,158 | $70,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 87,070 | $69,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,389 | $68,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 22,758 | $68,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,851 | $67,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 32,310 | $67,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 14,564 | $64,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 28,491 | $64,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 22,828 | $63,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,026 | $63,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,152 | $63,000 | thousands by filing date | |
| VASTA PLATFORM LTD CL A | G9440A109 | Stock | 13,871 | $63,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 47,495 | $63,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 23,149 | $62,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 10,066 | $60,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 25,882 | $60,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 13,541 | $60,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,314 | $59,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 12,245 | $59,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 30,086 | $58,000 | thousands by filing date | |
| GORES TECHNOLOGY PARTNERS IN | 382870111 | *W EXP 03/16/202 | 52,200 | $58,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 18,100 | $57,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,837 | $57,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 27,690 | $57,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 10,570 | $57,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,044 | $56,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 18,590 | $56,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,720 | $55,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,072 | $54,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L125 | COMMON | 22,062 | $54,000 | thousands by filing date | |
| BIG SKY INDL INC | 911805307 | COM | 11,606 | $53,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 12,363 | $53,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 16,705 | $53,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,995 | $51,000 | thousands by filing date | |
| GEOVAX LABS INC | 373678507 | COM | 11,706 | $51,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 12,978 | $50,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 26,230 | $50,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 10,350 | $50,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,352 | $49,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 20,945 | $49,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 12,877 | $48,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 22,302 | $48,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 46,525 | $48,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,800 | $47,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 17,205 | $46,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 19,970 | $45,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 48,392 | $44,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 11,334 | $44,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,074 | $44,000 | thousands by filing date | |
| ABVC BIOPHARMA INC | 00091F106 | COM | 19,207 | $44,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 11,890 | $43,000 | thousands by filing date | |
| NUCANA PLC | 67022C106 | ADR | 16,612 | $43,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,855 | $42,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 15,236 | $41,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 20,061 | $41,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,100 | $41,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 18,657 | $41,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 13,065 | $40,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 10,947 | $40,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 26,430 | $39,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 24,988 | $37,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 24,457 | $37,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,381 | $37,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 12,089 | $36,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 20,834 | $36,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 11,162 | $35,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 26,138 | $35,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 15,015 | $35,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 15,483 | $34,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 72,822 | $33,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 12,534 | $33,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 18,015 | $31,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 12,595 | $31,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 21,777 | $29,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 52,503 | $29,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 11,416 | $27,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 28,974 | $27,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 10,997 | $27,000 | thousands by filing date | |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 13,273 | $27,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 19,713 | $26,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 11,300 | $25,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 35,479 | $25,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 11,520 | $23,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 21,043 | $23,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 16,954 | $22,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 24,530 | $22,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 19,122 | $21,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 10,001 | $20,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 19,374 | $20,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 33,578 | $18,000 | thousands by filing date | |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 13,429 | $18,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 13,185 | $17,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 11,175 | $16,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 10,480 | $16,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 19,905 | $16,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,167 | $15,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 13,224 | $13,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,873 | $12,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 16,000 | $12,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 15,638 | $11,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 16,193 | $10,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 13,629 | $10,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,919 | $8,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 10,725 | $8,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,051 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-002377 | this filing | 2021-11-15 | acceptance time not in the bulk data set |