13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-05, with 526 holding rows worth $1,030,681,000.
- Accession
- 0001172661-21-002122
- Filer
- CIK 1559789
- Filed
- 2021-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 526 entries on the cover page, a total value of $1,030,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,030,681,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLSTATE CORP COM | 020002101 | Stock | 1,612 | $205,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,443 | $203,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,775 | $203,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,342 | $203,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 584 | $202,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,608 | $202,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 5,192 | $202,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 587 | $202,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,807 | $200,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 492 | $200,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 2,579 | $200,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,199 | $153,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 14,000 | $138,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 23,140 | $133,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 4,500 | $127,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,656 | $126,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 17,310 | $118,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 30,585 | $110,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 700 | $104,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,694 | $90,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 16,094 | $61,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,000 | $54,000 | thousands by filing date | call |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,528 | $43,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $38,000 | thousands by filing date | call |
| EXCHANGE LISTED FDS TR | 30151E715 | ETC CABANA TARGT | 18,063 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXCHANGE LISTED FDS TR | 30151E723 | ETC CABANA TARGT | 15,589 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-002122 | this filing | 2021-11-05 | acceptance time not in the bulk data set |