13F-HR filed by CERTUITY, LLC
CERTUITY, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-03, with 401 holding rows worth $501,022,000.
- Accession
- 0001172661-21-002105
- Filer
- CIK 1800752
- Filed
- 2021-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A combination report, 401 entries on the cover page, a total value of $501,022,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $501,022,000 with VALUE read as thousands by filing date, 13F file number 028-19813. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBURNEY CO/028-04852
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 138,613 | $59,484,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 236,797 | $33,521,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 73,865 | $22,720,000 | thousands by filing date | |
| IJH | 464287507 | COM | 67,449 | $17,744,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 35,474 | $17,059,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 28,973 | $12,488,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 42,387 | $11,616,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 99,649 | $10,882,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 61,376 | $9,606,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 24,687 | $6,960,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,050 | $6,735,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 122,601 | $6,190,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,669 | $5,997,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26,907 | $5,886,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 35,865 | $5,355,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,838 | $4,914,000 | thousands by filing date | |
| VTI | 922908769 | COM | 18,976 | $4,214,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 16,494 | $4,208,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 41,023 | $4,181,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 81,939 | $4,138,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 13,351 | $3,875,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,768 | $3,698,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,541 | $3,445,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 408,990 | $3,444,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 32,384 | $3,279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 79,232 | $3,066,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,108 | $2,953,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 14,405 | $2,903,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,483 | $2,890,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 198,316 | $2,800,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,103 | $2,758,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 16,682 | $2,740,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 20,454 | $2,604,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 354,249 | $2,593,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 60,573 | $2,589,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,771 | $2,561,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 115,849 | $2,507,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,660 | $2,487,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 24,315 | $2,392,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,872 | $2,347,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,151 | $2,261,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 20,365 | $2,251,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 16,048 | $2,228,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 63,510 | $2,122,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 16,710 | $2,101,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 101,010 | $2,054,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,129 | $1,934,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 67,924 | $1,934,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 122,494 | $1,922,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,968 | $1,909,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,478 | $1,854,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,925 | $1,802,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,957 | $1,794,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 17,064 | $1,707,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,885 | $1,661,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 29,251 | $1,623,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 56,443 | $1,594,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 65,643 | $1,587,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 16,759 | $1,533,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 43,760 | $1,505,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 29,908 | $1,496,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,263 | $1,466,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,049 | $1,458,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 85,574 | $1,403,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 9,534 | $1,376,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 110,135 | $1,315,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,031 | $1,263,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 27,555 | $1,256,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,458 | $1,220,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,699 | $1,215,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,091 | $1,212,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,952 | $1,181,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 83,432 | $1,151,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 22,278 | $1,122,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,648 | $1,113,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,652 | $1,112,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 48,739 | $1,102,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,561 | $1,098,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,708 | $1,097,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 96,399 | $1,060,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,374 | $1,032,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 107,659 | $1,031,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 10,013 | $1,020,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 3,163 | $1,008,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,830 | $987,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,834 | $985,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 17,171 | $960,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 15,438 | $957,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,556 | $950,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,793 | $949,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,233 | $938,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,204 | $927,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 24,560 | $922,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,843 | $914,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,491 | $912,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,953 | $897,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 60,391 | $891,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,328 | $884,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,853 | $880,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 35,952 | $878,000 | thousands by filing date | |
| DANIMER SCIENTIFIC INC | 236272100 | COM CL A | 53,482 | $874,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,206 | $867,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,371 | $861,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 28,940 | $846,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,088 | $815,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,842 | $814,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,040 | $805,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 37,426 | $793,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 12,494 | $790,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,087 | $789,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 22,440 | $788,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 11,941 | $783,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 10,990 | $773,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 17,960 | $772,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,210 | $753,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 47,390 | $748,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,026 | $740,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,800 | $680,000 | thousands by filing date | put |
| Schwab US REIT ETF | 808524847 | SHS | 14,710 | $672,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,321 | $667,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 4,134 | $649,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 6,556 | $638,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,298 | $631,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,774 | $615,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,844 | $605,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,458 | $599,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 15,170 | $599,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,220 | $598,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 355 | $596,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 12,342 | $594,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,555 | $590,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 14,684 | $584,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 18,050 | $582,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,958 | $580,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,709 | $578,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,213 | $575,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,123 | $575,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,452 | $571,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V401 | US EQUI MARK ETF | 12,112 | $571,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,000 | $564,000 | thousands by filing date | put |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,755 | $555,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 50,000 | $551,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,746 | $548,000 | thousands by filing date | |
| XOS INC | 98423B108 | COM | 117,085 | $542,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 226 | $536,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 8,278 | $532,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 870 | $529,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 2,150 | $528,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,674 | $528,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,075 | $518,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,508 | $518,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,679 | $517,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 5,546 | $513,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 49,145 | $512,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,554 | $510,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 21,156 | $509,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 5,693 | $505,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,380 | $505,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 25,142 | $505,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 50,000 | $504,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 25,569 | $503,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,487 | $501,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 9,220 | $493,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,305 | $489,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 12,378 | $488,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,653 | $483,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 11,360 | $481,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,340 | $467,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 54,250 | $465,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,017 | $463,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 744 | $463,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,768 | $462,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 33,600 | $458,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 18,998 | $454,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,807 | $450,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,958 | $449,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,819 | $448,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 29,917 | $446,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,320 | $444,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 17,083 | $443,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,313 | $440,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 8,558 | $437,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 14,469 | $432,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 23,560 | $432,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 72,114 | $430,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,039 | $428,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,497 | $428,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,450 | $426,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9,390 | $426,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,094 | $425,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,658 | $425,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,470 | $420,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,633 | $418,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,035 | $417,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 6,827 | $416,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,485 | $415,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 8,020 | $411,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,695 | $409,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,437 | $408,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 6,171 | $407,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,190 | $404,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,779 | $403,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 840 | $402,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 37,931 | $400,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,626 | $393,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,629 | $393,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 968 | $393,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,296 | $389,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,086 | $388,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 13,743 | $388,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,474 | $386,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 29,890 | $386,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 53,000 | $382,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,657 | $379,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,764 | $373,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 44,476 | $372,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,196 | $371,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,179 | $370,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 41,608 | $369,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,579 | $368,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,944 | $367,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 11,208 | $367,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,837 | $364,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,854 | $363,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 633 | $362,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,000 | $360,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,750 | $357,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 11,710 | $357,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,109 | $354,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,029 | $352,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,068 | $352,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,596 | $349,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,774 | $349,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 702 | $348,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 6,892 | $348,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,686 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,003 | $345,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,381 | $344,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 12,000 | $343,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,406 | $342,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,582 | $339,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 6,787 | $339,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,332 | $336,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,388 | $335,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,315 | $335,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 500 | $333,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,905 | $333,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,474 | $333,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,007 | $330,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 11,844 | $330,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $329,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,403 | $329,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 9,717 | $329,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 867 | $328,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,972 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,274 | $328,000 | thousands by filing date | |
| VEREIT INC | 92339V308 | COM | 7,261 | $328,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 3,600 | $325,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,463 | $324,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,679 | $323,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,113 | $322,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 11,775 | $318,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,001 | $316,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,777 | $314,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 16,736 | $313,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 9,380 | $312,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,357 | $312,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,838 | $312,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 17,483 | $310,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,421 | $309,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,973 | $307,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,796 | $306,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,191 | $304,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V880 | WORLD EX US CORE | 11,671 | $302,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V708 | US CORE EQUITY 2 | 11,332 | $301,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 2,564 | $298,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,435 | $297,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,222 | $297,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,250 | $296,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,514 | $296,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 5,419 | $296,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,117 | $294,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,718 | $293,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,726 | $292,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,992 | $292,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 13,758 | $291,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 118,026 | $290,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,020 | $290,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,325 | $288,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,834 | $285,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,017 | $283,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 2,500 | $283,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 14,703 | $283,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,596 | $280,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,523 | $278,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,052 | $278,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,119 | $275,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 7,794 | $275,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,415 | $273,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 421 | $272,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,161 | $269,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 5,981 | $268,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 38,300 | $267,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 6,256 | $266,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,518 | $265,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,761 | $265,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 8,776 | $264,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,301 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,108 | $254,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 445 | $253,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 16,636 | $252,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,178 | $251,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 9,741 | $249,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,736 | $248,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,233 | $247,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,382 | $247,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,895 | $245,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 924 | $244,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,646 | $244,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 203 | $243,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,557 | $241,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,806 | $240,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 626 | $238,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 608 | $238,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,838 | $237,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,815 | $236,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,238 | $232,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,650 | $232,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,579 | $232,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 688 | $231,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,336 | $231,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,276 | $231,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,802 | $230,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,429 | $229,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,531 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 3,954 | $228,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 312 | $227,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,142 | $227,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,939 | $223,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,616 | $223,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,114 | $223,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,493 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,294 | $222,000 | thousands by filing date | |
| MARA HOLDINGS INC COM | 565788106 | Stock | 7,000 | $221,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 633 | $219,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,746 | $219,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,250 | $218,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,332 | $218,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,497 | $217,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,260 | $216,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,076 | $214,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 12,432 | $213,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 5,938 | $211,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 819 | $211,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 7,223 | $210,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,839 | $210,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,957 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,799 | $209,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,752 | $208,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 5,750 | $208,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 7,944 | $205,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,119 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 3,854 | $204,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,629 | $203,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,278 | $202,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 17,643 | $194,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,479 | $193,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,000 | $192,000 | thousands by filing date | put |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 35,685 | $182,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 14,410 | $176,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,500 | $173,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,997 | $170,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 15,212 | $167,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 27,000 | $164,000 | thousands by filing date | |
| ACUTUS MED INC | 005111109 | COM | 17,328 | $153,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,306 | $136,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 50,000 | $117,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,844 | $102,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 16,918 | $101,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 10,081 | $101,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K109 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| G SQUARED ASCEND I INC | G4204R109 | SHS CL A | 10,000 | $99,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 10,000 | $99,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 10,000 | $99,000 | thousands by filing date | |
| MARLIN TECHNOLOGY CORP | G58411102 | COM | 10,000 | $98,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 10,000 | $98,000 | thousands by filing date | |
| SILVER CREST ACQUISITION COR | G81355102 | CMN | 10,000 | $98,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032106 | COM CL A | 10,000 | $97,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 10,000 | $97,000 | thousands by filing date | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 19,000 | $81,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 35,500 | $76,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 39,350 | $75,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 16,025 | $55,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,464 | $49,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 14,482 | $41,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 10,000 | $35,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $34,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 100 | $25,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 14,237 | $21,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 100 | $11,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-002105 | this filing | 2021-11-03 | acceptance time not in the bulk data set |