13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-13, with 516 holding rows worth $841,681,000.
- Accession
- 0001172661-21-001683
- Filer
- CIK 1766530
- Filed
- 2021-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 516 entries on the cover page, a total value of $841,681,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $841,681,000 with VALUE read as thousands by filing date, 13F file number 028-19151. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DRIVE SHACK INC | 262077100 | COM | 26,950 | $89,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,678 | $87,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,900 | $83,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,000 | $71,000 | thousands by filing date | |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 12,000 | $71,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 12,170 | $67,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,226 | $66,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,736 | $60,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 10,000 | $54,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,122 | $45,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 52,264 | $44,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 30,000 | $42,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,940 | $39,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 27,270 | $30,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 21,046 | $20,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 13,000 | $13,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-001683 | this filing | 2021-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000329 | base | 2023-01-30 | acceptance time not in the bulk data set |