13F-HR filed by PANAGORA ASSET MANAGEMENT INC
PANAGORA ASSET MANAGEMENT INC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 2,839 holding rows worth $18,664,117,000.
- Accession
- 0001172661-21-001620
- Filer
- CIK 883677
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,839 entries on the cover page, a total value of $18,664,117,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,664,117,000 with VALUE read as thousands by filing date, 13F file number 028-03042. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 348 | $5,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 229 | $5,000 | thousands by filing date | |
| INDUS REALTY TRUST INC | 45580R103 | TRUS | 78 | $5,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 493 | $5,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 170 | $5,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 458 | $5,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 9,490 | $5,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 361 | $5,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 921 | $5,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 647 | $5,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 2,559 | $5,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,393 | $5,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 411 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 25 | $4,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 47 | $4,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 94 | $4,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 184 | $4,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 111 | $4,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 305 | $4,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 85 | $4,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 320 | $4,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 142 | $4,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 734 | $4,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 321 | $4,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 312 | $4,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 215 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 840 | $4,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 202 | $4,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 172 | $4,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 765 | $4,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 94 | $4,000 | thousands by filing date | |
| TELA BIO INC | 872381108 | COM | 278 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 617 | $4,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,615 | $4,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 943 | $4,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 590 | $4,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 234 | $4,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 153 | $4,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 309 | $4,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 78 | $4,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,018 | $4,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 71 | $4,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 1,445 | $4,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 267 | $4,000 | thousands by filing date | |
| VINE ENERGY INC CL A | 92735P103 | Stock | 284 | $4,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 1,804 | $4,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 182 | $4,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 1,094 | $4,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 2,671 | $4,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 180 | $4,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 1,872 | $4,000 | thousands by filing date | |
| CAPSTAR SPL PURP ACQUISITION | 14070Y119 | *W EXP 99/99/999 | 4,274 | $4,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 575 | $4,000 | thousands by filing date | |
| ALTABANCORP | 021347109 | COM | 85 | $4,000 | thousands by filing date | |
| ATHLON ACQUISITION CORP | 04748A106 | CMN | 362 | $4,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 5,538 | $4,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 9,505 | $4,000 | thousands by filing date | |
| LUX HEALTH TECH ACQUISITION | 55068A118 | *W EXP 11/30/202 | 2,869 | $4,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 216 | $4,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W110 | *W EXP 10/23/202 | 3,139 | $4,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 5,156 | $4,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553116 | *W EXP 99/99/999 | 4,611 | $4,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 287 | $4,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 378 | $3,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 171 | $3,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 350 | $3,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 81 | $3,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 445 | $3,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 141 | $3,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 89 | $3,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 187 | $3,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 275 | $3,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 19 | $3,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 28 | $3,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 69 | $3,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 138 | $3,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 463 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 155 | $3,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 188 | $3,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 138 | $3,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 265 | $3,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 464 | $3,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 278 | $3,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,106 | $3,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 196 | $3,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 231 | $3,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 231 | $3,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 98 | $3,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 867 | $3,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 118 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 330 | $3,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 727 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 167 | $3,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 9,505 | $3,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 242 | $3,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 161 | $3,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 393 | $3,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 525 | $3,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W110 | *W EXP 11/30/202 | 3,229 | $3,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 820 | $3,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 2,532 | $3,000 | thousands by filing date | |
| TLG ACQUISITION ONE CORP | 87257M116 | *W EXP 01/25/202 | 3,933 | $3,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 2,621 | $3,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N113 | *W EXP 10/28/202 | 2,760 | $3,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 2,531 | $3,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 788 | $3,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W122 | *W EXP 10/23/202 | 3,321 | $3,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046112 | *W EXP 09/19/202 | 2,728 | $3,000 | thousands by filing date | |
| AVANTI ACQUISITION CORP | G0682V125 | *W EXP 99/99/999 | 2,667 | $3,000 | thousands by filing date | |
| TEKKORP DIGITAL ACQUISITN CO | G8739H114 | *W EXP 10/26/202 | 2,819 | $3,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 3,446 | $3,000 | thousands by filing date | |
| BROOKLINE CAP ACQUISITION CO | 11374E112 | *W EXP 08/31/202 | 1,693 | $3,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP WT EXP 113027 | 147151112 | COM | 2,699 | $3,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204116 | *W EXP 06/30/202 | 5,673 | $3,000 | thousands by filing date | |
| PETRA ACQUISITION INC | 716421110 | *W EXP 05/25/202 | 5,348 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 526 | $3,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 423 | $2,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 97 | $2,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 150 | $2,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 989 | $2,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 145 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 31 | $2,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 112 | $2,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 168 | $2,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 72 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 265 | $2,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 128 | $2,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 97 | $2,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 141 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 84 | $2,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 110 | $2,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 337 | $2,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 27 | $2,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 44 | $2,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 203 | $2,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 195 | $2,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22 | $2,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 451 | $2,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 96 | $2,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 254 | $2,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 289 | $2,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 28 | $2,000 | thousands by filing date | |
| IBEX LTD | G4690M101 | COMMON STOCK | 127 | $2,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 341 | $2,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 281 | $2,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 681 | $2,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 160 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 582 | $2,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 646 | $2,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 10 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 1,393 | $2,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 114 | $2,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898123 | *W EXP 99/99/999 | 1,893 | $2,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 191 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 4,914 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 570 | $2,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 428 | $2,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C114 | WTS | 2,625 | $2,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 1,549 | $2,000 | thousands by filing date | |
| L&F ACQUISITION CORP | G53702117 | *W EXP 05/23/202 | 2,597 | $2,000 | thousands by filing date | |
| EJF ACQUISITION CORP | G2955B125 | *W EXP 03/10/202 | 2,292 | $2,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R114 | *W EXP 10/29/202 | 1,778 | $2,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y112 | *W EXP 07/30/202 | 1,692 | $2,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 2,548 | $2,000 | thousands by filing date | |
| LFTRW US 23 Oct 25 C11.5 | 52470X117 | *W EXP 10/23/202 | 1,898 | $2,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229118 | *W EXP 10/05/202 | 2,621 | $2,000 | thousands by filing date | |
| STARRY GROUP HOLDINGS INC WT EXP 032927 | 33765Y119 | Common Stock | 1,433 | $2,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 203 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 425 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 122 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 102 | $1,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 67 | $1,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 38 | $1,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 23 | $1,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 11 | $1,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 53 | $1,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 72 | $1,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 56 | $1,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 7 | $1,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 69 | $1,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 55 | $1,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 100 | $1,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 424 | $1,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 97 | $1,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 83 | $1,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 30 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 57 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 76 | $1,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 59 | $1,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 36 | $1,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 40 | $1,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 27 | $1,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 131 | $1,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 71 | $1,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 41 | $1,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 52 | $1,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 52 | $1,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 32 | $1,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 49 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 66 | $1,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 65 | $1,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 251 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 94 | $1,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 46 | $1,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 57 | $1,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 49 | $1,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 41 | $1,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 25 | $1,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 77 | $1,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 43 | $1,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 443 | $1,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 21 | $1,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 185 | $1,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 40 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 69 | $1,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 138 | $1,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 69 | $1,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 378 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 104 | $1,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 151 | $1,000 | thousands by filing date | |
| LIGHTJUMP ACQUISITION CORP | 53228M114 | WARR | 1,814 | $1,000 | thousands by filing date | |
| EVO ACQUISITION CORP | 30052G116 | WARR | 1,191 | $1,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P113 | *W EXP 11/11/202 | 1,323 | $1,000 | thousands by filing date | |
| CARNEY TECHNOLOGY ACQU CORP | 143636116 | *W EXP 11/30/202 | 1,168 | $1,000 | thousands by filing date | |
| JACK CREEK INVESTMENT CORP | G4989X123 | *W EXP 10/01/202 | 732 | $1,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 1,697 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 653 | $1,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 116 | $1,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 1,199 | $1,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 1,826 | $1,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044114 | *W EXP 10/19/202 | 946 | $1,000 | thousands by filing date | |
| ROSECLIFF ACQUISITION CORP I | 77732R111 | *W EXP 02/11/202 | 796 | $1,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 308 | $1,000 | thousands by filing date | |
| OYSTER ENTERPRISES ACQ CORP | 69242M112 | WTS | 795 | $1,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 394 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 443 | $1,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 575 | $1,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP II | G6715X111 | *W EXP 09/15/202 | 1,170 | $1,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615119 | *W EXP 10/29/202 | 1,130 | $1,000 | thousands by filing date | |
| IGNYTE ACQUISITION CORP | 45175H114 | *W EXP 01/05/202 | 905 | $1,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEDON PHARMACEUTICALS INC | 28617k101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 93 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA PRO TECH LTD | 020772109 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROWN PROPTECH ACQUISITIONS | g25741110 | WT | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTIMAR ACQUISITION CORP II | G03709121 | COMMON STOCK | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MERITOR INC | 59001K100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RPT REALTY | 74971D101 | SH BEN INT | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 844 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRIVETERRA ACQUISITION CORP | 74275N110 | WARR | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARLIN TECHNOLOGY CORP | G58411110 | WARR | 243 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVEON HEALTH ACQUISITION CO | 92853V122 | RIGHT 12/31/2025 | 1,826 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 394 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 265 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 332 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 394 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 365 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN FALCON ACQUISITION CO | 38102H117 | *W EXP 11/04/202 | 364 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SVF INVESTMENT CORP | G8601L128 | *W EXP 01/12/202 | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMESITE INC | 031094105 | COM | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONUMENT CIRCLE ACQUISITN CO | 61531M119 | *W EXP 01/14/202 | 392 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 418 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAME ACQUISITION CORP | 33850F207 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TLG ACQUISITION ONE CORP | 87257M207 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 810 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHLON ACQUISITION CORP | 04748A114 | WTS | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARIM ACQUISITION CORP | 18049C116 | WTS | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVES III | 44376L115 | WTS | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KL ACQUISITION CORP | 49837C117 | WTS | 262 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQ HEALTH ACQUISITION CORP | 26886A119 | WTS | 360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADSCALE ACQUISITION CORP | 11134Y119 | WTS | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES HOLDINGS VII INC | 38286T119 | WTS | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOA ACQUISITION CORP | 05601A117 | WTS | 532 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VY GLOBAL GROWTH | G9444H118 | WTS | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIBBIT LEAP LTD | G7552B113 | WTS | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON EXECUTIVE INVES III UNIT EX 022226 | 44376L206 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KISMET ACQUISITION THREE COR | G5276C102 | *W EXP 06/30/202 | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POPULATION HEALTH INVS CO IN | G71716115 | *W EXP 10/01/202 | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES HOLDINGS VII INC | 38286T200 | UNIT 02/12/2028 | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J122 | *W EXP 99/99/999 | 363 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEALTH ASSURN ACQUISITION CO | 42226W117 | *W EXP 11/12/202 | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENBURY INC | 24790A127 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| G Squared Ascend I Inc | G4204R117 | Warrant | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLICITY INC UNIT EX 022426 | 194170205 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AVE ACQUISITION CORP UNIT | 04906P200 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTI ACQUISITION CORP UNIT | G0682V117 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EJF ACQUISITION CORP | G2955B117 | UNIT 03/10/2026 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGBA ACQUISITION LTD | G0120M125 | RIGHT 05/10/2024 | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUDDELL STREET ACQUISITN COR | G28553124 | UNIT 10/21/2025 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489303 | CL A NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN GROUP HOLDING CO | 61735R203 | COMMON | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-001620 | this filing | 2021-08-11 | acceptance time not in the bulk data set |