13F-HR/A filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR/A for the quarter ended 2020-09-30, filed 2021-06-21, with 1,384 holding rows worth $19,564,775,000.
- Accession
- 0001172661-21-001416
- Filer
- CIK 1426196
- Filed
- 2021-06-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, amendment of type restatement, 1,384 entries on the cover page, a total value of $19,564,775,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,564,775,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NETAPP INC COM | 64110D104 | Stock | 24,100 | $1,057,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 8,070 | $1,056,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 3,723 | $1,056,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 38,690 | $1,053,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 14,800 | $1,047,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 5,700 | $1,031,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 10,600 | $1,027,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 11,500 | $1,027,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 9,824 | $1,024,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 32,660 | $1,023,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 61,107 | $1,021,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 18,494 | $1,019,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 33,800 | $1,018,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 34,400 | $1,005,000 | thousands by filing date | call |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 5,000 | $1,004,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 153,700 | $1,001,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 16,700 | $996,000 | thousands by filing date | call |
| FOX CORP CL A COM | 35137L105 | Stock | 35,700 | $994,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 14,900 | $990,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 9,300 | $985,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 37,600 | $984,000 | thousands by filing date | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 14,800 | $981,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 57,400 | $978,000 | thousands by filing date | put |
| QIAGEN NV | N72482123 | SHS NEW | 18,600 | $972,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 11,200 | $969,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 12,400 | $967,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 68,900 | $966,000 | thousands by filing date | put |
| MSCI INC COM | 55354G100 | Stock | 2,700 | $963,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 106,900 | $963,000 | thousands by filing date | call |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,600 | $960,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 112,300 | $960,000 | thousands by filing date | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 53,495 | $955,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 37,441 | $947,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 4,541 | $940,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 1,000,000 | $933,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 30,300 | $931,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 31,900 | $919,000 | thousands by filing date | call |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,733 | $918,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 16,500 | $910,000 | thousands by filing date | call |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,000 | $909,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 12,840 | $908,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 16,700 | $900,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 12,080 | $896,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,565 | $884,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 18,700 | $878,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 13,344 | $875,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 2,800 | $872,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 22,500 | $872,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,000,000 | $867,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 39,800 | $866,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 43,869 | $865,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 27,800 | $854,000 | thousands by filing date | call |
| XYLEM INC COM | 98419M100 | Stock | 10,100 | $850,000 | thousands by filing date | call |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 93,800 | $850,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 13,724 | $849,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,567 | $848,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,778 | $846,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 6,600 | $844,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,500 | $843,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 29,961 | $839,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 46,800 | $835,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 50,115 | $835,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,024 | $830,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 11,100 | $828,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 17,568 | $825,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 52,800 | $825,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10,500 | $820,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 8,400 | $820,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 2,472 | $820,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 38,400 | $819,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 44,213 | $819,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 2,181 | $805,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 11,900 | $805,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 545 | $801,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 28,743 | $800,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15,100 | $799,000 | thousands by filing date | put |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 23,600 | $796,000 | thousands by filing date | put |
| WESTROCK CO | 96145D105 | COM | 22,900 | $796,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,750,000 | $796,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 36,000 | $792,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 30,000 | $790,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 42,981 | $785,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,000 | $783,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 122,300 | $772,000 | thousands by filing date | put |
| IRON MTN INC DEL COM | 46284V101 | REIT | 28,713 | $769,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,472 | $766,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,579 | $753,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 12,621 | $753,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 83,000 | $752,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 2,687 | $746,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,095 | $744,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 79,200 | $742,000 | thousands by filing date | call |
| ETSY INC | 29786A106 | COM | 6,100 | $742,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 18,539 | $740,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,622 | $737,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 10,800 | $734,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 21,700 | $728,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 40,000 | $717,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,400 | $715,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 28,200 | $713,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 70,600 | $712,000 | thousands by filing date | call |
| LAMB WESTON HLDGS INC | 513272104 | COM | 10,700 | $709,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,800 | $706,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,800 | $704,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 32,725 | $704,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 40,400 | $701,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 120,000 | $700,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 25,000 | $693,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 28,500 | $693,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,500 | $692,000 | thousands by filing date | call |
| SCHEIN HENRY INC | 806407102 | COM | 11,700 | $688,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 900 | $684,000 | thousands by filing date | call |
| M & T BK CORP COM | 55261F104 | Stock | 7,400 | $681,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 11,313 | $673,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 3,200 | $668,000 | thousands by filing date | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 36,900 | $664,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4,400 | $657,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 15,500 | $651,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 600 | $649,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 20,700 | $649,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 64,400 | $645,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,331 | $643,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 6,001 | $642,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 39,300 | $640,000 | thousands by filing date | put |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 6,700 | $640,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 26,303 | $640,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,500 | $638,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 53,600 | $633,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 16,500 | $631,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 6,300 | $621,000 | thousands by filing date | call |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 5,800 | $621,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 28,757 | $616,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 11,987 | $609,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,340 | $601,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 32,792 | $601,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 55,300 | $597,000 | thousands by filing date | call |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 19,000 | $592,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,900 | $590,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 92,391 | $583,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 4,100 | $577,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 137,436 | $576,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 33,000 | $565,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 8,297 | $564,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 15,700 | $563,000 | thousands by filing date | put |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 10,900 | $559,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 1,788 | $557,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 7,500 | $556,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,800 | $553,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 49,000 | $550,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 18,923 | $549,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 30,425 | $548,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 29,600 | $548,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 17,200 | $547,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 3,400 | $544,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,792 | $536,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,700 | $533,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 12,704 | $533,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 16,700 | $533,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 36,100 | $529,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 37,453 | $529,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 34,653 | $526,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 4,100 | $524,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 35,000 | $518,000 | thousands by filing date | put |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 30,900 | $517,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,572 | $516,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 50,000 | $509,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 53,800 | $505,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 34,365 | $503,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 9,500 | $502,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 43,732 | $499,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 35,126 | $498,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 400 | $497,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,900 | $493,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 5,000 | $487,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 28,900 | $486,000 | thousands by filing date | put |
| DENTSPLY SIRONA INC | 24906P109 | COM | 11,113 | $486,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,800 | $480,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 30,700 | $480,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 3,780 | $479,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,400 | $477,000 | thousands by filing date | put |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 25,400 | $477,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 5,631 | $466,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 49,100 | $462,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 34,500 | $459,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 49,121 | $450,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 11,097 | $450,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,533 | $448,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 9,200 | $445,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,100 | $441,000 | thousands by filing date | put |
| UDR INC COM | 902653104 | REIT | 13,500 | $440,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 20,400 | $439,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,000 | $435,000 | thousands by filing date | put |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 22,831 | $435,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 45,600 | $428,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 5,300 | $426,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 35,400 | $422,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 11,500 | $421,000 | thousands by filing date | call |
| AMCOR PLC | G0250X107 | ORD | 37,900 | $419,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,800 | $414,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 35,400 | $404,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 2,200 | $401,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 13,800 | $401,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $397,000 | thousands by filing date | put |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 25,027 | $389,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,940 | $388,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,479 | $387,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 9,400 | $387,000 | thousands by filing date | call |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 7,400 | $382,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 22,194 | $381,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 13,900 | $379,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 31,732 | $378,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,192 | $376,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 139,400 | $376,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 9,050 | $373,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,216 | $372,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 40,400 | $370,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 21,700 | $370,000 | thousands by filing date | call |
| MOSAIC CO COM | 61945C103 | Stock | 20,200 | $369,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 18,000 | $366,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 40,337 | $365,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 18,800 | $364,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 3,600 | $358,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,800 | $358,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,800 | $356,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 1,792 | $353,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 16,216 | $353,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 9,085 | $345,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 8,925 | $341,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,712 | $339,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 125,212 | $338,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,900 | $334,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 35,000 | $331,000 | thousands by filing date | call |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,165 | $324,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,374 | $321,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 10,500 | $321,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,600 | $321,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 9,400 | $317,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 19,880 | $311,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,100 | $309,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 790 | $303,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 30,500 | $300,000 | thousands by filing date | put |
| CDW CORP COM | 12514G108 | Stock | 2,500 | $299,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 42,400 | $295,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 13,500 | $294,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 29,054 | $293,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,694 | $292,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,226 | $289,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 45,000 | $289,000 | thousands by filing date | put |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 16,000 | $288,000 | thousands by filing date | call |
| ASSURANT INC COM | 04621X108 | Stock | 2,317 | $281,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 2,200 | $276,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 800 | $272,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 7,000 | $271,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 2,773 | $271,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 18,400 | $270,000 | thousands by filing date | call |
| EVERGY INC COM | 30034W106 | Stock | 5,300 | $269,000 | thousands by filing date | put |
| Accelerate Diagnostics | 00430H102 | COM | 25,000 | $267,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 27,800 | $263,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 5,641 | $259,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 62,500 | $256,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 21,400 | $252,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 700 | $250,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,092 | $240,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,700 | $239,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,700 | $239,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,500 | $238,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 9,000 | $237,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 14,359 | $234,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,900 | $233,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 6,000 | $233,000 | thousands by filing date | put |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,300 | $229,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,800 | $225,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9,100 | $223,000 | thousands by filing date | call |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,300 | $220,000 | thousands by filing date | call |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 8,100 | $220,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 15,000 | $217,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 13,000 | $217,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 3,565 | $211,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,047 | $210,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,689 | $207,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,700 | $206,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 9,000 | $198,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 9,900 | $195,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 2,900 | $193,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,400 | $191,000 | thousands by filing date | put |
| LKQ CORP COM | 501889208 | Stock | 6,903 | $191,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,841 | $190,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 7,800 | $190,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 9,200 | $189,000 | thousands by filing date | put |
| CORTEVA INC COM | 22052L104 | Stock | 6,424 | $185,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,500 | $185,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,797 | $181,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,000 | $178,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12,500 | $175,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,200 | $172,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,959 | $172,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,100 | $172,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 1,700 | $171,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,000 | $169,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 19,600 | $168,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 53 | $167,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 4,700 | $167,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 1,272 | $160,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,786 | $160,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 4,771 | $159,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,000 | $156,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 7,300 | $156,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 11,000 | $156,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 13,500 | $152,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,258 | $151,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,431 | $151,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 7,100 | $146,000 | thousands by filing date | call |
| NUCOR CORP COM | 670346105 | Stock | 3,222 | $145,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,153 | $144,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 22,000 | $139,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 3,875 | $139,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,480 | $136,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 716 | $135,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,100 | $134,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,300 | $133,000 | thousands by filing date | call |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 700 | $130,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,500 | $129,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 13,400 | $126,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,512 | $121,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 12,072 | $119,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,000 | $118,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 6,000 | $118,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 6,700 | $109,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,000 | $107,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 494 | $106,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,700 | $103,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 1,300 | $103,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 10,300 | $101,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 1,000 | $99,000 | thousands by filing date | call |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 8,800 | $99,000 | thousands by filing date | call |
| HANESBRANDS INC | 410345102 | COM | 6,200 | $98,000 | thousands by filing date | call |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,300 | $97,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 17,800 | $95,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,324 | $94,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 23,100 | $94,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 7,900 | $94,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,000 | $86,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 1,000 | $85,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 5,264 | $83,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,233 | $82,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,000 | $78,000 | thousands by filing date | call |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 2,096 | $71,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 2,300 | $70,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 490 | $69,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 741 | $68,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 800 | $68,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,700 | $66,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 407 | $61,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 731 | $61,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 867 | $61,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 500 | $60,000 | thousands by filing date | call |
| UDR INC COM | 902653104 | REIT | 1,800 | $59,000 | thousands by filing date | call |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 600 | $53,000 | thousands by filing date | call |
| STERIS PLC SHS USD | G8473T100 | Stock | 300 | $53,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 9,100 | $52,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 54,000 | $52,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 300 | $41,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 15,100 | $41,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 6,800 | $39,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 4,400 | $39,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 4,215 | $37,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,040 | $34,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,200 | $33,000 | thousands by filing date | call |
| AMCOR PLC | G0250X107 | ORD | 2,900 | $32,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 329 | $29,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 200 | $25,000 | thousands by filing date | call |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 100 | $21,000 | thousands by filing date | call |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $14,000 | thousands by filing date | call |
| FLIR SYS INC | 302445101 | COM | 400 | $14,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 1,400 | $12,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 2,307 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 432 | $9,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 83 | $8,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,464 | $8,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 452 | $7,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 100 | $2,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-002204 | superseded | 2020-11-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-21-001416 | this filing | 2021-06-21 | acceptance time not in the bulk data set |