13F-HR/A filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR/A for the quarter ended 2020-03-31, filed 2021-06-21, with 1,107 holding rows worth $6,220,307,000.
- Accession
- 0001172661-21-001414
- Filer
- CIK 1426196
- Filed
- 2021-06-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, amendment of type restatement, 1,107 entries on the cover page, a total value of $6,220,307,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,220,307,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEGGETT & PLATT INC | 524660107 | COM | 8,607 | $230,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,300 | $228,000 | thousands by filing date | call |
| CORTEVA INC COM | 22052L104 | Stock | 9,600 | $226,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 11,600 | $226,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,039 | $225,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 4,575 | $225,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 3,900 | $220,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 18,779 | $217,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 237,800 | $215,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 2,400 | $212,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,170 | $209,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11,000 | $208,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,091 | $205,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,200 | $205,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 7,190 | $203,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,418 | $202,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,700 | $202,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 21,985 | $202,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,300 | $198,000 | thousands by filing date | call |
| DISCOVERY INC | 25470F104 | COM SER A | 10,074 | $196,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 16,600 | $192,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,700 | $191,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,900 | $188,000 | thousands by filing date | call |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 16,700 | $180,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26,500 | $179,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 1,509 | $175,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 5,200 | $175,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,400 | $168,000 | thousands by filing date | call |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 800 | $162,000 | thousands by filing date | call |
| TAPESTRY INC COM | 876030107 | Stock | 12,452 | $161,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,099 | $160,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,400 | $160,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 25,000 | $159,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 2,400 | $158,000 | thousands by filing date | call |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 40,000 | $158,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 13,286 | $158,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 20,100 | $158,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 30,800 | $149,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 36,113 | $145,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 13,100 | $144,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 5,416 | $143,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 43,200 | $143,000 | thousands by filing date | call |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 8,300 | $140,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 10,000 | $139,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,800 | $138,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 20,000 | $138,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,700 | $137,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 87,000 | $135,000 | thousands by filing date | put |
| CENCORA INC COM | 03073E105 | Stock | 1,500 | $133,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,300 | $131,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,462 | $130,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 15,838 | $128,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,852 | $126,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 10,300 | $122,000 | thousands by filing date | call |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,900 | $121,000 | thousands by filing date | call |
| TRIPADVISOR INC | 896945201 | COM | 6,900 | $120,000 | thousands by filing date | call |
| CARMAX INC COM | 143130102 | Stock | 2,081 | $112,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,593 | $109,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,000 | $107,000 | thousands by filing date | call |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,300 | $105,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 30,200 | $103,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 17,100 | $103,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 10,500 | $97,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 5,864 | $94,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,500 | $94,000 | thousands by filing date | call |
| WESTERN UN CO COM | 959802109 | Stock | 5,100 | $92,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 17,800 | $90,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 2,100 | $88,000 | thousands by filing date | call |
| THE COOPER COMPANIES | 216648402 | COM NEW | 300 | $83,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 11,600 | $82,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 114,500 | $77,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,300 | $73,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 9,100 | $73,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,800 | $73,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,500 | $71,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 13,200 | $68,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,500 | $64,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3,795 | $61,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 600 | $57,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 11,300 | $55,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 15,800 | $52,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 53,235 | $50,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,200 | $49,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 900 | $44,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 10,500 | $44,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 54,000 | $43,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 3,000 | $42,000 | thousands by filing date | call |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,163 | $41,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,534 | $38,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,000 | $36,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,818 | $32,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,800 | $32,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,500 | $31,000 | thousands by filing date | call |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,397 | $30,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 8,003 | $26,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 37,497 | $25,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,700 | $21,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,500 | $20,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,803 | $18,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 101,385 | $18,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,200 | $16,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 267 | $15,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 297 | $14,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 921 | $13,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 905 | $10,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 54 | $5,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,300 | $4,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-001285 | superseded | 2020-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-21-001414 | this filing | 2021-06-21 | acceptance time not in the bulk data set |