13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 414 holding rows worth $643,438,000.
- Accession
- 0001172661-21-001285
- Filer
- CIK 1766530
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 414 entries on the cover page, a total value of $643,438,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $643,438,000 with VALUE read as thousands by filing date, 13F file number 028-19151. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 1,097,382 | $22,200,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 353,727 | $17,209,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 131,922 | $16,114,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 159,189 | $14,125,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 31,464 | $12,470,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,915 | $12,113,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 182,832 | $11,904,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 29,572 | $11,764,000 | thousands by filing date | |
| IJH | 464287507 | COM | 40,229 | $10,471,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 46,181 | $10,071,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 166,396 | $9,979,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 141,508 | $9,238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 129,408 | $9,165,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 156,785 | $7,872,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 143,451 | $7,578,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 52,641 | $7,435,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 106,013 | $7,335,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 71,542 | $7,291,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 191,385 | $7,269,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 345,570 | $6,963,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 29,048 | $6,849,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 52,666 | $6,835,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 126,098 | $6,073,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 88,586 | $5,701,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 86,518 | $5,661,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 23,197 | $5,638,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 81,002 | $5,557,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 48,502 | $5,521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 56,199 | $5,488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 103,219 | $4,943,000 | thousands by filing date | |
| VTI | 922908769 | COM | 23,801 | $4,919,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 66,734 | $4,871,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 66,160 | $4,767,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 51,852 | $4,750,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 45,508 | $4,536,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 32,788 | $4,310,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,721 | $4,270,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 22,571 | $4,165,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 81,745 | $4,152,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,998 | $4,121,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 31,683 | $4,115,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37,069 | $4,023,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 26,253 | $3,979,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 243,438 | $3,958,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 39,875 | $3,818,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,876 | $3,792,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 14,708 | $3,781,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A321 | DISTILLATE US | 92,913 | $3,676,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 103,501 | $3,660,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 62,785 | $3,543,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 43,118 | $3,535,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 10,327 | $3,410,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 44,360 | $3,332,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,928 | $3,038,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,482 | $2,979,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 46,061 | $2,944,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 51,371 | $2,868,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,277 | $2,857,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 51,878 | $2,829,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,731 | $2,699,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 30,847 | $2,613,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 38,248 | $2,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 17,695 | $2,552,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 36,557 | $2,533,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 63,990 | $2,476,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,386 | $2,461,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 50,075 | $2,459,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,477 | $2,379,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,216 | $2,375,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 29,789 | $2,296,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,091 | $2,208,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 41,178 | $2,185,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 13,408 | $2,152,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 22,933 | $2,125,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,952 | $2,091,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 35,959 | $2,073,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 120,578 | $2,065,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 32,605 | $2,058,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 25,138 | $2,050,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 38,632 | $2,046,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 28,452 | $2,038,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 201,035 | $2,034,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 9,584 | $2,031,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 34,040 | $1,981,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 147,118 | $1,885,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 63,859 | $1,884,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 21,790 | $1,880,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 23,705 | $1,876,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 34,040 | $1,784,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,065 | $1,741,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 21,693 | $1,737,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,210 | $1,714,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 12,872 | $1,710,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 11,351 | $1,709,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,543 | $1,707,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,616 | $1,690,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 19,302 | $1,657,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 55,715 | $1,655,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 31,456 | $1,597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 24,786 | $1,578,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 40,851 | $1,480,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 41,588 | $1,478,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,806 | $1,467,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 12,218 | $1,466,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 21,203 | $1,423,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21,574 | $1,382,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 667 | $1,380,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,995 | $1,359,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 48,839 | $1,307,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,865 | $1,293,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 52,638 | $1,279,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,626 | $1,277,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 8,406 | $1,275,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,694 | $1,265,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,334 | $1,261,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 95,598 | $1,255,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 24,818 | $1,246,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 21,646 | $1,244,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,435 | $1,223,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,965 | $1,214,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,002 | $1,202,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 14,550 | $1,196,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 22,017 | $1,189,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,385 | $1,169,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 9,129 | $1,162,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 89,300 | $1,160,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,829 | $1,147,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,494 | $1,142,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,542 | $1,130,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 14,456 | $1,123,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,019 | $1,123,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 18,942 | $1,122,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,593 | $1,117,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,860 | $1,112,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 11,716 | $1,090,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,642 | $1,076,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,764 | $1,068,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 3,324 | $1,068,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 71,689 | $1,065,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 28,015 | $1,054,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,540 | $1,035,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,650 | $1,022,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,843 | $1,019,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,005 | $991,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,239 | $968,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,580 | $968,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 9,485 | $968,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 7,684 | $964,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 96,540 | $961,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,765 | $959,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 31,438 | $952,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 641 | $944,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 24,038 | $939,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 5,167 | $939,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 9,549 | $938,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,681 | $916,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,381 | $916,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,753 | $914,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,473 | $914,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,154 | $896,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 21,337 | $892,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 17,667 | $887,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,485 | $881,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 71,167 | $872,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,532 | $857,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 5,653 | $837,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 13,618 | $828,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 19,850 | $826,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 21,492 | $825,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,961 | $820,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,601 | $816,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 16,868 | $811,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 11,278 | $793,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 79,500 | $788,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,541 | $787,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16,893 | $781,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 10,610 | $775,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 7,143 | $774,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $771,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 18,570 | $770,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 3,775 | $765,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 19,949 | $762,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 27,557 | $749,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,195 | $738,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,742 | $737,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,334 | $725,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,079 | $723,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,774 | $718,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 11,323 | $710,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 11,700 | $693,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,117 | $692,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 18,971 | $685,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,862 | $678,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,329 | $677,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,748 | $675,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,482 | $671,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,741 | $669,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 16,632 | $668,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 4,349 | $665,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 8,644 | $654,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,059 | $653,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,076 | $650,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,402 | $644,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 20,393 | $633,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 8,035 | $630,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 40,114 | $630,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 8,457 | $617,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,273 | $612,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,943 | $601,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,251 | $595,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 8,023 | $594,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 11,605 | $593,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,667 | $588,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,608 | $582,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 3,924 | $579,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,867 | $578,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 6,270 | $570,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 52,471 | $566,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,475 | $559,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 8,307 | $558,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 8,091 | $553,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 7,126 | $551,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,491 | $551,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 35,000 | $547,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,184 | $544,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 6,126 | $537,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,773 | $537,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,737 | $527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 9,184 | $525,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,408 | $520,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,363 | $507,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 36,692 | $505,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,161 | $504,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 8,065 | $495,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 9,018 | $492,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,464 | $488,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 2,000 | $487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,211 | $486,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,554 | $483,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,597 | $478,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,566 | $471,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,487 | $470,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,155 | $468,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,952 | $466,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 43,070 | $466,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 26,900 | $463,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,853 | $459,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 49,310 | $459,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,815 | $455,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,772 | $450,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 8,360 | $448,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 17,035 | $446,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,195 | $444,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,067 | $442,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 3,592 | $437,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,639 | $430,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 564 | $425,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 13,252 | $421,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,284 | $419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 12,677 | $415,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 4,497 | $413,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 903 | $412,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 7,724 | $412,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,727 | $412,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,041 | $406,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 5,525 | $405,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 7,883 | $403,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 17,479 | $403,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,305 | $402,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,915 | $401,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,017 | $400,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,330 | $400,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,544 | $393,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,361 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,164 | $392,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 17,063 | $387,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 37,450 | $386,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,557 | $384,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,613 | $381,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 896 | $380,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,497 | $379,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,006 | $377,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 19,297 | $377,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,396 | $376,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,413 | $372,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 13,788 | $371,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 8,440 | $370,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,436 | $365,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,012 | $363,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,194 | $363,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,937 | $362,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 4,419 | $355,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 11,075 | $354,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 4,193 | $352,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 3,148 | $350,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 726 | $346,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,714 | $346,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,670 | $345,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 7,564 | $344,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,576 | $339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,384 | $339,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,221 | $335,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,919 | $329,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 8,652 | $329,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 957 | $326,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,665 | $325,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 8,372 | $325,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 2,653 | $323,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,617 | $321,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 8,008 | $319,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,261 | $315,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y285 | FUND | 16,410 | $314,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 7,699 | $313,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 15,200 | $313,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,133 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4,684 | $309,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,261 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 12,217 | $306,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 9,242 | $300,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 50,000 | $296,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 12,000 | $295,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 11,332 | $294,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,260 | $292,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,676 | $291,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,611 | $286,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 6,873 | $286,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,993 | $285,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,188 | $285,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,589 | $283,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 7,463 | $283,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 6,661 | $280,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,319 | $274,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,988 | $272,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 2,287 | $271,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,644 | $271,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 2,219 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,590 | $270,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 21,143 | $270,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,428 | $269,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,968 | $268,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 3,026 | $267,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 7,018 | $266,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,021 | $264,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 9,910 | $264,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 936 | $263,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 3,112 | $262,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,167 | $259,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 782 | $258,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 41,550 | $252,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 23,441 | $252,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,455 | $251,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 779 | $251,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 1,922 | $250,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,875 | $248,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,342 | $244,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 3,915 | $243,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,882 | $243,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 28,200 | $242,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,965 | $236,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 11,431 | $236,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,000 | $235,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,985 | $235,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 1,814 | $235,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 193 | $233,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 3,500 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,025 | $231,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,669 | $230,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,097 | $230,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,757 | $224,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,014 | $223,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 48,500 | $219,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 465 | $216,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,201 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 1,859 | $212,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,157 | $211,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,139 | $211,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,600 | $211,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 2,900 | $210,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,595 | $209,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 8,935 | $208,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,499 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,811 | $208,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,438 | $207,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,667 | $206,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 856 | $205,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,737 | $205,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,948 | $205,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,282 | $204,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,245 | $203,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,859 | $201,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 28,625 | $178,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 17,014 | $175,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 19,417 | $172,000 | thousands by filing date | |
| ROTH CH ACQUISITION II CO | 778673103 | COM | 17,400 | $172,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,624 | $168,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,859 | $157,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,717 | $156,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 16,500 | $151,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,677 | $133,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P207 | UNIT 12/26/2025 | 12,000 | $125,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,800 | $118,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 11,000 | $104,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 23,595 | $93,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 12,625 | $93,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 13,193 | $91,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 22,138 | $90,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,350 | $84,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 10,900 | $73,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,000 | $67,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 12,900 | $57,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,205 | $55,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,122 | $48,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,940 | $39,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 13,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-001285 | this filing | 2021-05-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-23-000327 | base | 2023-01-30 | acceptance time not in the bulk data set |