13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-12, with 28 holding rows worth $98,667,000.
- Accession
- 0001172661-21-001095
- Filer
- CIK 1559789
- Filed
- 2021-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 28 entries on the cover page, a total value of $98,667,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $98,667,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 107,775 | $14,016,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 194,718 | $9,563,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 122,872 | $8,960,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 34,794 | $8,944,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 16,385 | $6,518,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 109,925 | $5,722,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 44,801 | $4,862,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 50,412 | $4,143,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 32,572 | $3,780,000 | thousands by filing date | |
| IJH | 464287507 | COM | 12,258 | $3,190,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 14,368 | $3,083,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 20,629 | $2,782,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 26,718 | $2,454,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 46,419 | $2,357,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 21,133 | $2,299,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 56,902 | $2,185,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 14,841 | $2,181,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 27,747 | $2,150,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 14,000 | $1,797,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 32,779 | $1,647,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 53,690 | $1,406,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 40,481 | $1,194,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 21,286 | $1,055,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 12,019 | $670,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 9,986 | $592,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 9,248 | $512,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,507 | $366,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,070 | $239,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-001095 | this filing | 2021-05-12 | acceptance time not in the bulk data set |