13F-HR filed by CERTUITY, LLC
CERTUITY, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-04, with 253 holding rows worth $310,724,000.
- Accession
- 0001172661-21-000253
- Filer
- CIK 1800752
- Filed
- 2021-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A combination report, 253 entries on the cover page, a total value of $310,724,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $310,724,000 with VALUE read as thousands by filing date, 13F file number 028-19813. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerBURNEY CO/028-04852
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 124,207 | $46,439,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 223,234 | $29,621,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 52,862 | $16,585,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 36,158 | $15,184,000 | thousands by filing date | |
| IJH | 464287507 | COM | 43,255 | $9,941,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 32,879 | $7,929,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,428 | $7,293,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 62,180 | $5,714,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 38,088 | $4,952,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 104,796 | $4,947,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 33,080 | $4,523,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,340 | $4,364,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,490 | $4,335,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 85,130 | $4,301,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,053 | $4,128,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,017 | $3,556,000 | thousands by filing date | |
| VTI | 922908769 | COM | 15,150 | $2,949,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 32,365 | $2,754,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 74,535 | $2,684,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,517 | $2,659,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 14,405 | $2,417,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,276 | $2,312,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 7,966 | $2,269,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,346 | $2,202,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,222 | $2,201,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 19,308 | $2,190,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,290 | $2,154,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21,019 | $2,145,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 14,810 | $2,085,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 246,646 | $2,084,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 121,913 | $1,921,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 7,485 | $1,896,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 124,725 | $1,891,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 19,479 | $1,783,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,455 | $1,713,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,787 | $1,703,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,396 | $1,671,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 873 | $1,529,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 17,985 | $1,519,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 28,859 | $1,446,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 110,135 | $1,294,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,291 | $1,197,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,027 | $1,177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,383 | $1,142,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,965 | $1,139,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 9,468 | $1,123,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,836 | $1,076,000 | thousands by filing date | |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 44,885 | $1,068,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 60,900 | $1,029,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 51,789 | $1,015,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 54,629 | $990,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,625 | $989,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 72,756 | $963,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,201 | $962,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,842 | $919,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,256 | $902,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,689 | $877,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,426 | $866,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 60,391 | $859,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,203 | $851,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 24,560 | $849,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,786 | $819,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,211 | $794,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 3,612 | $788,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,518 | $786,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,223 | $780,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,504 | $763,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,426 | $761,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 110,022 | $757,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,050 | $733,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,414 | $707,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,609 | $686,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,164 | $683,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 35,074 | $677,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,674 | $662,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 24,476 | $647,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 4,800 | $636,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 12,066 | $632,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 37,041 | $622,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,100 | $612,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,000 | $612,000 | thousands by filing date | put |
| VANGUARD STAR FDS | 921909768 | COM | 10,078 | $606,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,314 | $606,000 | thousands by filing date | |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 5,895 | $590,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,189 | $583,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 26,415 | $578,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,797 | $563,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 56,271 | $559,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,220 | $558,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,011 | $556,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 1,631 | $550,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,892 | $550,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,326 | $541,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 11,952 | $535,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,400 | $533,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 11,324 | $532,000 | thousands by filing date | |
| CASCADE ACQUISITION CORP UNIT | 147151203 | Stock | 50,000 | $523,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,799 | $514,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 453 | $513,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 50,000 | $513,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 899 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,216 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,954 | $466,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,047 | $463,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 33,600 | $460,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,616 | $459,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,470 | $459,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 272 | $456,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,137 | $455,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,464 | $448,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 14,469 | $446,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,015 | $445,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,106 | $441,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 196 | $437,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,147 | $436,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,000 | $432,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 19,282 | $420,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,553 | $416,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,358 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,414 | $406,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,385 | $401,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,819 | $400,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 25,000 | $385,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,243 | $380,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,403 | $371,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,413 | $370,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,858 | $363,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,082 | $362,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 721 | $360,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,382 | $360,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 7,093 | $359,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,420 | $357,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 57,400 | $355,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $348,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 27,374 | $347,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,717 | $345,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,034 | $343,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 4,960 | $343,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,276 | $340,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y384 | CYBRSCURTY ETF | 11,700 | $330,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 2,033 | $330,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,764 | $327,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 100 | $326,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 10,571 | $320,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y409 | PRIN HLTHCRE INV | 5,419 | $318,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,325 | $317,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 853 | $316,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,462 | $314,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,334 | $313,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 4,830 | $311,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,404 | $304,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,000 | $304,000 | thousands by filing date | put |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,007 | $299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 3,332 | $299,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,453 | $296,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,066 | $292,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 8,444 | $290,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 529 | $283,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,421 | $283,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,548 | $282,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,224 | $281,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,025 | $280,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,357 | $279,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,668 | $278,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,520 | $276,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,462 | $276,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,878 | $276,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,486 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y723 | EDUCATION ETF | 15,200 | $276,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,487 | $275,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 6,346 | $274,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,727 | $267,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,544 | $263,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 580 | $259,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,250 | $258,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,686 | $257,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,190 | $255,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,060 | $252,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,523 | $251,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,666 | $248,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,246 | $247,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 915 | $246,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 5,232 | $244,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,751 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,806 | $242,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,563 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,004 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 4,465 | $239,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 670 | $238,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,225 | $238,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,133 | $236,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 697 | $236,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,588 | $236,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 4,577 | $235,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 990 | $234,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 317 | $233,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,737 | $232,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 4,575 | $232,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 932 | $231,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 22,185 | $228,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,490 | $227,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 11,406 | $226,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,258 | $223,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 1,110 | $221,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,430 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,058 | $221,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,624 | $221,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,336 | $216,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,634 | $216,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,951 | $214,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 1,094 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,873 | $212,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,407 | $212,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,957 | $209,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 7,915 | $207,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,786 | $206,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 581 | $206,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 3,104 | $205,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,238 | $204,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,400 | $202,000 | thousands by filing date | put |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,277 | $202,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,278 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,527 | $201,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,118 | $200,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 3,503 | $200,000 | thousands by filing date | |
| Goldman Sachs Physical Gold ETF | 38150K103 | SHS | 10,500 | $199,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,467 | $195,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,752 | $195,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 45,000 | $191,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,526 | $190,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,799 | $184,000 | thousands by filing date | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 17,643 | $171,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,000 | $164,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 300 | $157,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $109,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 20,991 | $109,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 10,099 | $105,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A129 | UNIT 99/99/9999 | 10,000 | $105,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 10,000 | $104,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K208 | UNIT 10/14/2025 | 10,000 | $103,000 | thousands by filing date | |
| SCION TECH GROWTH I | G31067120 | UNIT 12/17/2025 | 10,000 | $103,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 10,000 | $103,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION COR | 693486102 | CMN | 10,000 | $102,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 10,000 | $102,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 400 | $93,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,575 | $86,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,000 | $64,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 10,882 | $64,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,394 | $53,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 14,712 | $35,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 100 | $31,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 100 | $12,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-21-000253 | this filing | 2021-02-04 | acceptance time not in the bulk data set |