13F-HR filed by EVERGREEN CAPITAL MANAGEMENT LLC
EVERGREEN CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 425 holding rows worth $1,447,578,000.
- Accession
- 0001172661-20-002217
- Filer
- CIK 1260824
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 425 entries on the cover page, a total value of $1,447,578,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,447,578,000 with VALUE read as thousands by filing date, 13F file number 028-10541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,529,556 | $83,009,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 323,456 | $68,032,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,904,787 | $56,648,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,246,304 | $45,428,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 372,211 | $43,106,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 117,743 | $26,799,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,340 | $26,261,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,468 | $24,202,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 281,944 | $24,044,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 360,362 | $22,890,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,195,459 | $21,925,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,373,521 | $21,688,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 786,179 | $19,356,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 568,723 | $17,539,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 144,846 | $15,991,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,934,017 | $15,697,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 684,152 | $15,024,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 141,751 | $14,814,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,023,754 | $14,240,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 387,721 | $14,144,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,277,855 | $13,775,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 587,558 | $12,973,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 48,708 | $12,757,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 54,281 | $12,543,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 40,276 | $11,840,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 35,218 | $11,794,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 299,430 | $11,726,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 138,755 | $11,229,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 74,957 | $11,160,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 88,116 | $11,062,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 132,597 | $10,986,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,407 | $10,856,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 92,710 | $10,492,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,446,323 | $10,298,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 93,019 | $9,484,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 521,883 | $9,201,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 105,097 | $9,092,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 70,667 | $9,092,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 148,875 | $8,927,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 90,100 | $8,674,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 461,632 | $8,559,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 161,420 | $8,358,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 70,890 | $8,342,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 999,707 | $8,268,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 255,675 | $8,225,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,076,858 | $8,098,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,615,229 | $7,915,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 128,318 | $7,736,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,972 | $7,660,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 203,236 | $7,459,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 165,545 | $7,367,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 59,183 | $7,343,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 284,652 | $7,333,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 109,401 | $7,148,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 111,028 | $6,605,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 78,754 | $6,533,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 165,068 | $6,502,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 207,177 | $6,487,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,064,756 | $6,484,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 384,892 | $6,312,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 78,418 | $6,192,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 18,675 | $6,151,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 253,125 | $6,098,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 209,722 | $5,868,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 97,773 | $5,837,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 438,643 | $5,808,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 57,482 | $5,773,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 18,509 | $5,765,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 79,280 | $5,764,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 35,344 | $5,745,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 285,190 | $5,727,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 111,607 | $5,631,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 79,327 | $5,370,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 32,103 | $5,349,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 982,421 | $5,325,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 379,335 | $5,292,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 75,013 | $5,268,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 202,825 | $5,188,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 16,748 | $5,152,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 287,384 | $5,114,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 35,985 | $4,981,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 314,391 | $4,949,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,495 | $4,831,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 76,620 | $4,757,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 77,535 | $4,674,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 290,784 | $4,658,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 93,587 | $4,394,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 215,462 | $4,305,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 886,490 | $4,291,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 705,260 | $4,196,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 472,182 | $3,995,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,067 | $3,825,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 674,463 | $3,716,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 892,734 | $3,696,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 67,062 | $3,682,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 111,202 | $3,617,000 | thousands by filing date | |
| VTI | 922908769 | COM | 20,875 | $3,555,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 24,320 | $3,539,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 66,650 | $3,519,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,050 | $3,472,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,457,110 | $3,424,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 620,475 | $3,332,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 11,974 | $3,327,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 25,415 | $3,314,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 331,000 | $3,280,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 217,500 | $3,273,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 165,243 | $3,257,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 43,835 | $3,234,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 93,905 | $3,221,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 287,617 | $3,213,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 310,501 | $3,136,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 77,334 | $3,117,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 52,694 | $3,113,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,685 | $3,083,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 55,513 | $3,075,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 37,975 | $3,074,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 236,790 | $3,040,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 6,046 | $3,023,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 11,885 | $2,989,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 185,475 | $2,940,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 101,810 | $2,913,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 31,899 | $2,794,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 46,583 | $2,771,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 11,903 | $2,770,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 21,588 | $2,627,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 40,381 | $2,574,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 117,327 | $2,554,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 52,135 | $2,541,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 88,294 | $2,517,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,377 | $2,467,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 46,401 | $2,453,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,400 | $2,418,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 40,062 | $2,377,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 72,539 | $2,352,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 53,479 | $2,342,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 34,740 | $2,281,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 134,136 | $2,258,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 26,249 | $2,255,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 128,791 | $2,249,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 27,721 | $2,241,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 87,382 | $2,227,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 42,845 | $2,207,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 170,746 | $2,145,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 21,157 | $2,129,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,425 | $2,085,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,760 | $2,071,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 22,528 | $2,058,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 19,221 | $2,041,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,076 | $1,984,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 38,581 | $1,960,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 23,945 | $1,941,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 11,653 | $1,933,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 135,470 | $1,926,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 65,762 | $1,916,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 108,048 | $1,876,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 13,535 | $1,864,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,030 | $1,777,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 23,714 | $1,759,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 17,001 | $1,735,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 536,536 | $1,695,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 46,286 | $1,692,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 139,914 | $1,668,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 17,291 | $1,646,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q613 | US AGGREGATE | 58,560 | $1,637,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 47,577 | $1,627,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 23,153 | $1,626,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 119,914 | $1,607,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 58,530 | $1,604,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 84,284 | $1,601,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,633 | $1,567,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 10,130 | $1,558,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 9,933 | $1,547,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,046 | $1,519,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 16,085 | $1,514,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,637 | $1,505,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 41,195 | $1,477,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,721 | $1,475,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 77,616 | $1,396,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 34,176 | $1,321,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,045 | $1,306,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 36,440 | $1,285,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 741 | $1,267,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 34,799 | $1,251,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 18,093 | $1,236,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 56,522 | $1,223,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,961 | $1,221,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 55,536 | $1,217,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 62,104 | $1,163,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,139 | $1,150,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 37,450 | $1,122,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 90,122 | $1,111,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 88,985 | $1,102,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,164 | $1,070,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,176 | $1,055,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 37,208 | $1,055,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 37,516 | $1,051,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,121 | $1,049,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 21,132 | $1,043,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 16,899 | $1,042,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,336 | $1,015,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,048 | $1,012,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 29,256 | $1,005,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 22,855 | $1,002,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6,720 | $960,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,395 | $953,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 26,999 | $953,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,636 | $940,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,573 | $921,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 27,016 | $901,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 47,325 | $894,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 30,322 | $885,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,950 | $868,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,756 | $861,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 17,482 | $850,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,207 | $841,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11,811 | $832,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 12,185 | $830,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,212 | $816,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,755 | $789,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,609 | $777,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,171 | $775,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 22,988 | $760,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,588 | $755,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,920 | $749,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 22,888 | $743,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 65,508 | $741,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 22,075 | $740,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,043 | $720,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,476 | $706,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,233 | $705,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 13,870 | $703,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,983 | $700,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 17,021 | $696,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,541 | $676,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,586 | $660,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,435 | $656,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,166 | $649,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,092 | $644,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,088 | $632,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 18,460 | $627,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 15,106 | $620,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 5,943 | $618,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,540 | $614,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 56,980 | $607,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 7,076 | $594,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 11,500 | $577,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,850 | $573,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,956 | $570,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 11,000 | $556,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,721 | $549,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,840 | $544,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 67,273 | $538,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,468 | $535,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 60,260 | $531,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 6,773 | $528,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 6,500 | $523,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 70,925 | $519,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,550 | $518,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 6,776 | $517,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 52,588 | $517,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 25,689 | $507,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3,569 | $506,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,325 | $496,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 19,000 | $491,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,056 | $490,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 9,838 | $485,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 17,226 | $484,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 16,400 | $479,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,330 | $468,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,060 | $466,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,050 | $464,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,130 | $459,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 7,825 | $450,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,210 | $449,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,690 | $447,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 2,138 | $441,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,090 | $438,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,236 | $436,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,518 | $423,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 587 | $416,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 14,802 | $414,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 9,316 | $413,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,522 | $407,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,043 | $405,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 782 | $403,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,767 | $401,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 3,945 | $401,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,305,125 | $400,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 29,915 | $394,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,276 | $391,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 22,535 | $391,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 11,737 | $389,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,460 | $388,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,000 | $385,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 10,500 | $384,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,787 | $382,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,811 | $381,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,333 | $378,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,702 | $377,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,477 | $374,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,685 | $374,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 2,910 | $372,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,030 | $371,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,231 | $369,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 13,296 | $368,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,308 | $366,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,455 | $364,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,876 | $358,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 9,400 | $354,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,041 | $353,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,265 | $351,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,325 | $343,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,853 | $342,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 4,243 | $341,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,546 | $337,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 45,294 | $336,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,389 | $332,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,129 | $332,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 22,833 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,716 | $331,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,853 | $320,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,934 | $316,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,846 | $302,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 4,010 | $301,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 805 | $297,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,584 | $294,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 3,859 | $294,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,987 | $292,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 24,525 | $290,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 9,875 | $290,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,646 | $289,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 5,523 | $288,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 5,766 | $288,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,806 | $286,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,707 | $286,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 11,851 | $285,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,592 | $282,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,459 | $282,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 1,180 | $281,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 729 | $279,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,650 | $276,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,637 | $276,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,277 | $274,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,759 | $267,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,232 | $264,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,812 | $264,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,228 | $259,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 2,775 | $254,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,597 | $252,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6,957 | $252,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 4,978 | $250,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 529 | $249,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 26,180 | $248,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,831 | $246,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 999 | $245,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,075 | $245,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 748 | $245,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 39,096 | $244,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 3,832 | $243,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,043 | $242,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,630 | $238,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 2,300 | $234,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,253 | $233,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,300 | $231,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,553 | $231,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,748 | $231,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,144 | $229,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,542 | $228,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,456 | $227,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 16,455 | $227,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 7,134 | $227,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,190 | $224,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,026 | $224,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,840 | $224,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,483 | $218,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,965 | $217,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,246 | $216,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,683 | $216,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 14,173 | $216,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,837 | $214,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,583 | $213,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,601 | $213,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 18,185 | $213,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,393 | $212,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 4,082 | $212,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 1,245 | $211,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 980 | $211,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 802 | $210,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,014 | $207,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,879 | $207,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 328 | $205,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,747 | $205,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 688 | $205,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 6,297 | $204,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 7,051 | $203,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,650 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R643 | ENHANCD SHORT | 2,000 | $202,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,675 | $193,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,795 | $186,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,354 | $181,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,358 | $177,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 19,559 | $165,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 10,750 | $148,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 24,266 | $136,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,471 | $128,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,988 | $106,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 14,100 | $106,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,495 | $104,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 12,233 | $97,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,165 | $97,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,060 | $94,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 34,896 | $79,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,205 | $72,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,615 | $72,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 11,723 | $65,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 28,100 | $63,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,880 | $56,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,914 | $48,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,284 | $40,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,757 | $38,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,741 | $37,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,249 | $31,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 13,250 | $29,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,631 | $23,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,000 | $6,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-002217 | this filing | 2020-11-16 | acceptance time not in the bulk data set |