13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-17, with 242 holding rows worth $393,151,000.
- Accession
- 0001172661-20-001876
- Filer
- CIK 1766530
- Filed
- 2020-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 242 entries on the cover page, a total value of $393,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $393,151,000 with VALUE read as thousands by filing date, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 883,142 | $17,901,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 265,915 | $15,952,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 319,105 | $14,625,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 426,255 | $12,681,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 110,909 | $11,262,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,260 | $11,181,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 30,763 | $9,527,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 45,439 | $9,428,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 196,236 | $8,854,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 176,441 | $8,841,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 138,395 | $8,391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 179,508 | $8,162,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,779 | $7,580,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 108,646 | $7,544,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 236,857 | $7,182,000 | thousands by filing date | |
| IJH | 464287507 | COM | 39,567 | $7,036,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 123,630 | $6,801,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 352,358 | $6,490,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 94,070 | $6,147,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,219 | $6,122,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 48,046 | $5,680,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 52,127 | $5,641,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 146,899 | $5,213,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 81,772 | $4,399,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,845 | $3,924,000 | thousands by filing date | |
| VTI | 922908769 | COM | 24,940 | $3,904,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 88,961 | $3,792,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 21,667 | $3,694,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 17,730 | $3,608,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 75,317 | $3,585,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 30,126 | $3,286,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 23,127 | $3,091,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 14,943 | $3,020,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 14,921 | $2,864,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 114,801 | $2,795,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 46,393 | $2,652,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 51,540 | $2,620,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 45,377 | $2,486,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 70,210 | $2,473,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 39,645 | $2,331,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,379 | $2,239,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 38,389 | $2,180,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 43,566 | $2,140,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 32,809 | $2,054,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 32,621 | $1,970,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,848 | $1,902,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 36,107 | $1,866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 24,199 | $1,854,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 40,649 | $1,818,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 30,065 | $1,790,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 65,000 | $1,760,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 21,537 | $1,721,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,948 | $1,720,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 63,863 | $1,711,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,524 | $1,708,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,474 | $1,700,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,157 | $1,684,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 31,297 | $1,680,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 23,251 | $1,672,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 18,577 | $1,641,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 28,826 | $1,555,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 29,399 | $1,536,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 23,794 | $1,528,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 15,069 | $1,434,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,802 | $1,425,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,598 | $1,402,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 28,922 | $1,388,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 12,349 | $1,377,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,942 | $1,332,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19,198 | $1,311,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,352 | $1,283,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 896 | $1,271,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 25,047 | $1,271,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 50,406 | $1,241,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 24,555 | $1,228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 10,919 | $1,183,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,979 | $1,122,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,465 | $1,122,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,029 | $1,111,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 783 | $1,107,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 80,486 | $1,078,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,114 | $1,014,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 61,900 | $1,006,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 22,607 | $1,006,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 7,419 | $998,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 23,589 | $991,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,551 | $971,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,117 | $938,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 34,707 | $922,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 21,974 | $917,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,101 | $878,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,895 | $876,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,901 | $845,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,588 | $841,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 15,425 | $839,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 17,616 | $839,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,303 | $823,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,153 | $813,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,032 | $807,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,643 | $782,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,007 | $760,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 10,667 | $753,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 21,716 | $752,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,420 | $741,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,302 | $739,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 13,364 | $729,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,005 | $719,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,391 | $711,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 23,108 | $701,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 31,042 | $694,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,230 | $672,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 13,101 | $658,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,185 | $609,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 22,504 | $606,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 3,567 | $583,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,975 | $582,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 4,414 | $578,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 11,691 | $575,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,063 | $574,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,525 | $570,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 2,962 | $565,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 24,374 | $553,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 17,561 | $540,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 16,059 | $529,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 18,841 | $520,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 21,827 | $518,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 22,673 | $514,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 515 | $508,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,104 | $507,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 8,132 | $500,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,387 | $490,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,206 | $489,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 17,573 | $483,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 17,223 | $473,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,103 | $473,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 738 | $460,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 6,446 | $460,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,362 | $444,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 4,424 | $438,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,950 | $437,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 12,205 | $432,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,102 | $426,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 1,039 | $421,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,210 | $419,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,924 | $416,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,388 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 5,528 | $412,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 14,208 | $408,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 11,614 | $398,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,318 | $397,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 23,850 | $392,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,178 | $389,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,327 | $385,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 16,409 | $382,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 5,701 | $377,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,970 | $377,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 11,481 | $375,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,067 | $360,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,160 | $357,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,406 | $356,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,076 | $356,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 12,662 | $350,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,034 | $350,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,840 | $349,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,845 | $346,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 12,032 | $337,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,203 | $325,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,725 | $318,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,136 | $317,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,369 | $314,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 7,326 | $306,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,103 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,552 | $302,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,889 | $302,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,467 | $298,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,231 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,651 | $290,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,799 | $290,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3,024 | $289,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,707 | $285,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,071 | $280,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,127 | $280,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,523 | $279,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 7,124 | $276,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,893 | $276,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,071 | $274,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,050 | $272,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,155 | $272,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,705 | $266,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,665 | $263,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,593 | $261,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,317 | $260,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,368 | $253,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 4,859 | $253,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,463 | $246,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 663 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,520 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,118 | $231,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,142 | $230,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,582 | $229,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,062 | $229,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 4,370 | $228,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,767 | $228,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 14,109 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 12,626 | $227,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 7,125 | $222,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,912 | $219,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,173 | $218,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,608 | $217,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 3,909 | $217,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,258 | $213,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,878 | $211,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,125 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,579 | $208,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,262 | $208,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 805 | $208,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 8,855 | $208,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,310 | $207,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 8,388 | $204,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,685 | $202,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,307 | $201,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 5,590 | $201,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,093 | $201,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 2,040 | $200,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 25,160 | $172,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 20,325 | $172,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 25,217 | $158,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 15,500 | $129,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 40,800 | $111,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 17,787 | $107,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 15,573 | $105,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,461 | $99,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,000 | $77,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 31,000 | $65,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,000 | $55,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 16,334 | $44,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,122 | $38,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 36,300 | $35,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 10,905 | $34,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 10,440 | $28,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 40,000 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,300 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-001876 | this filing | 2020-08-17 | acceptance time not in the bulk data set |