13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 273 holding rows worth $407,969,000.
- Accession
- 0001172661-20-000437
- Filer
- CIK 1766530
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 397 entries on the cover page, a total value of $407,969,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $407,969,000 with VALUE read as thousands by filing date, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLPL FINANCIAL LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 504,839 | $30,336,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 523,296 | $17,598,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 137,055 | $12,734,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 206,915 | $12,440,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 325,991 | $10,787,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 32,365 | $10,462,000 | thousands by filing date | |
| IJH | 464287507 | COM | 46,945 | $9,663,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 61,953 | $8,059,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 121,391 | $7,964,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 40,304 | $7,805,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 103,962 | $7,581,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 103,403 | $7,516,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 21,627 | $6,961,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 117,377 | $6,633,000 | thousands by filing date | |
| VTI | 922908769 | COM | 40,535 | $6,632,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 113,875 | $6,071,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 108,482 | $5,832,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 49,764 | $5,592,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 96,788 | $5,526,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,447 | $5,123,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 93,325 | $5,112,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 76,553 | $4,994,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 81,162 | $4,508,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 60,284 | $4,370,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 80,760 | $4,077,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 86,363 | $3,969,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 144,296 | $3,949,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,271 | $3,926,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,951 | $3,605,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 50,829 | $3,340,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 18,315 | $3,337,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 68,835 | $3,295,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 46,499 | $3,019,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 42,283 | $2,951,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 107,428 | $2,851,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 54,925 | $2,797,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 24,732 | $2,756,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 42,062 | $2,720,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 40,744 | $2,658,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 41,048 | $2,635,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 40,612 | $2,620,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 70,192 | $2,278,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,968 | $2,203,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 23,779 | $2,172,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 59,419 | $2,140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 55,235 | $2,117,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 16,767 | $2,105,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 24,948 | $2,092,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 57,819 | $2,083,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 29,342 | $1,985,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 14,084 | $1,959,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 11,117 | $1,956,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 14,379 | $1,822,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 25,891 | $1,683,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 35,916 | $1,676,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,591 | $1,656,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 15,895 | $1,605,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 53,491 | $1,571,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 24,864 | $1,567,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 30,230 | $1,524,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,193 | $1,523,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 28,922 | $1,504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,803 | $1,482,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 24,571 | $1,478,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 27,447 | $1,420,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,878 | $1,416,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,586 | $1,387,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 7,025 | $1,320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 23,857 | $1,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 26,138 | $1,253,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,466 | $1,224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 33,832 | $1,172,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,954 | $1,160,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 80,789 | $1,159,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 22,807 | $1,146,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 21,967 | $1,143,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 825 | $1,105,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,130 | $1,103,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,996 | $1,094,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,150 | $1,092,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 22,505 | $1,082,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G656 | S&P ULTRA DIVIDE | 27,253 | $1,075,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,090 | $1,044,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,590 | $1,036,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,513 | $1,023,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 23,873 | $1,021,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 14,039 | $1,019,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 18,293 | $977,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 22,346 | $964,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,655 | $956,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 14,379 | $948,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 12,814 | $946,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 5,711 | $907,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,016 | $901,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 24,935 | $878,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,424 | $870,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 42,676 | $857,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,537 | $853,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 32,905 | $848,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 13,556 | $839,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,704 | $795,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,721 | $784,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,677 | $768,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 28,804 | $762,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,548 | $739,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,124 | $726,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 5,997 | $715,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 14,516 | $708,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,463 | $702,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,401 | $682,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,771 | $678,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 19,077 | $673,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,919 | $654,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,009 | $641,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,595 | $641,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 28,038 | $640,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 20,935 | $639,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 16,548 | $622,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 7,582 | $609,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,516 | $599,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 25,030 | $599,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,082 | $595,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 14,245 | $585,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,918 | $584,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 30,949 | $582,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 18,889 | $581,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,925 | $580,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 2,712 | $576,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,246 | $542,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,867 | $534,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,572 | $512,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 378 | $505,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,973 | $499,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 20,093 | $496,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,102 | $491,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,583 | $489,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,811 | $488,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,907 | $487,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 24,928 | $480,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,625 | $478,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,483 | $478,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 17,291 | $478,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,027 | $476,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 10,803 | $476,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,816 | $473,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,981 | $466,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,175 | $466,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 12,191 | $464,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 8,307 | $463,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,586 | $458,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,930 | $437,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 13,816 | $436,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,590 | $433,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 8,045 | $433,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,930 | $429,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,236 | $425,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,739 | $419,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1,305 | $412,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 7,304 | $409,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,052 | $409,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,250 | $401,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,979 | $391,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 6,376 | $385,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,746 | $382,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,921 | $382,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,622 | $376,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 14,137 | $366,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,831 | $365,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,199 | $363,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,421 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,003 | $362,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,550 | $361,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,941 | $361,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,035 | $359,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,052 | $358,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 14,806 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,973 | $338,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,371 | $330,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,496 | $328,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,025 | $327,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,091 | $326,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,968 | $326,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,198 | $326,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,100 | $325,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,596 | $316,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,872 | $309,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 5,743 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 12,201 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,658 | $303,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 3,461 | $302,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,950 | $301,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,761 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,181 | $297,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,378 | $296,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,534 | $293,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 16,441 | $293,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,408 | $286,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,777 | $283,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,171 | $283,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,396 | $280,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 705 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,809 | $275,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 10,647 | $275,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,611 | $274,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,120 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,656 | $268,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,294 | $265,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,237 | $264,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,732 | $264,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,091 | $263,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,118 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,558 | $261,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,552 | $261,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 7,784 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,134 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 8,199 | $259,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 978 | $257,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,104 | $256,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,967 | $252,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,395 | $252,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,106 | $252,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 1,377 | $252,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,643 | $251,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,840 | $251,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,323 | $250,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,397 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 4,165 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 4,348 | $240,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,133 | $239,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 609 | $237,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,010 | $237,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 4,139 | $233,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,654 | $232,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,753 | $231,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 5,535 | $231,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,182 | $229,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,108 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,531 | $228,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,375 | $228,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,461 | $227,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,501 | $227,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 3,616 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,121 | $224,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,251 | $223,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,388 | $221,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 668 | $220,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 936 | $218,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 656 | $217,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,454 | $216,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,125 | $216,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,116 | $216,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 5,975 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,743 | $213,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,694 | $211,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,225 | $209,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 8,210 | $208,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 20,663 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,783 | $206,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,026 | $206,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,374 | $206,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,983 | $202,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,719 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,500 | $200,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 17,500 | $173,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,500 | $132,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,429 | $126,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 10,621 | $112,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 13,107 | $71,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,000 | $69,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,500 | $60,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 30,000 | $17,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 11,122 | $16,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 16,080 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-000437 | this filing | 2020-02-12 | acceptance time not in the bulk data set |