13F-HR filed by Regal Investment Advisors LLC
Regal Investment Advisors LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-01-29, with 344 holding rows worth $555,914,000.
- Accession
- 0001172661-20-000259
- Filer
- CIK 1559789
- Filed
- 2020-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 344 entries on the cover page, a total value of $555,914,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $555,914,000 with VALUE read as thousands by filing date, 13F file number 028-15474. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 64,540 | $20,862,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 115,255 | $14,748,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 36,055 | $11,605,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 228,320 | $10,060,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 32,800 | $9,632,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 76,245 | $9,523,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 245,229 | $9,218,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 57,660 | $9,093,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 116,292 | $8,868,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 222,391 | $8,691,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 97,162 | $8,603,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 58,467 | $8,529,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 62,279 | $7,764,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 83,907 | $7,591,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 39,415 | $7,180,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 159,377 | $7,151,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 120,572 | $6,984,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 165,649 | $6,490,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 76,359 | $6,403,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 52,070 | $6,241,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 64,412 | $5,977,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 61,759 | $5,837,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 126,061 | $5,606,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,268 | $5,501,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 59,833 | $4,823,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,835 | $4,749,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 92,639 | $4,717,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 66,986 | $4,674,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 40,901 | $4,640,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 80,596 | $4,554,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 69,899 | $4,183,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20,157 | $3,983,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 18,675 | $3,971,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,101 | $3,868,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 32,513 | $3,704,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 40,590 | $3,702,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 26,246 | $3,651,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 65,150 | $3,606,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 53,165 | $3,452,000 | thousands by filing date | |
| VTI | 922908769 | COM | 21,008 | $3,437,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 107,751 | $3,392,000 | thousands by filing date | |
| IJH | 464287507 | COM | 16,316 | $3,358,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 95,039 | $3,318,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 29,232 | $3,285,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,759 | $3,250,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 20,437 | $3,245,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 49,500 | $3,229,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 102,182 | $3,225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 49,496 | $3,205,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 22,227 | $3,176,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 26,566 | $3,166,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 52,340 | $3,139,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 49,637 | $3,114,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 44,193 | $2,837,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,655 | $2,803,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 21,591 | $2,768,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 50,993 | $2,698,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 36,096 | $2,682,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 52,611 | $2,626,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 48,642 | $2,605,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,577 | $2,597,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15,515 | $2,570,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 17,022 | $2,549,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 41,532 | $2,535,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 23,124 | $2,533,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 14,737 | $2,513,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 23,876 | $2,500,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 15,654 | $2,403,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 38,841 | $2,385,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,672 | $2,349,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,739 | $2,346,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 13,355 | $2,325,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 91,422 | $2,323,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,704 | $2,319,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 14,133 | $2,299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 84,881 | $2,287,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 76,507 | $2,262,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 42,677 | $2,262,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 35,402 | $2,205,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 6,347 | $2,183,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 15,307 | $2,145,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,107 | $2,136,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 19,254 | $2,114,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 18,516 | $2,110,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 32,120 | $2,107,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 19,806 | $2,083,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 22,271 | $2,070,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 25,186 | $2,050,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 156,033 | $2,044,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 32,702 | $1,994,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 21,177 | $1,985,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,384 | $1,979,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 11,597 | $1,929,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 40,190 | $1,911,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 29,373 | $1,909,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 13,203 | $1,902,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 13,890 | $1,882,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 23,474 | $1,869,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 13,579 | $1,856,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 18,900 | $1,854,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,020 | $1,815,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,953 | $1,766,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 123,552 | $1,749,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,912 | $1,738,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 17,457 | $1,737,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 18,498 | $1,696,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 19,255 | $1,693,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 26,854 | $1,692,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 47,441 | $1,671,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 12,752 | $1,607,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,075 | $1,566,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 30,624 | $1,557,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,804 | $1,534,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 57,229 | $1,485,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 68,091 | $1,485,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 14,493 | $1,451,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 39,250 | $1,437,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,516 | $1,411,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 26,974 | $1,329,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,576 | $1,273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 27,510 | $1,270,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 147,935 | $1,257,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C508 | US EQTY PWR BUF | 43,880 | $1,246,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,685 | $1,227,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,133 | $1,208,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 17,952 | $1,153,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 32,789 | $1,116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 25,272 | $1,090,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 34,714 | $1,054,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 20,427 | $1,003,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 32,004 | $984,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 25,961 | $967,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 18,090 | $962,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 17,030 | $932,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 18,449 | $923,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 8,634 | $912,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 7,603 | $911,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,788 | $908,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 20,373 | $907,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,024 | $893,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 41,391 | $892,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,585 | $891,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,467 | $886,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,700 | $869,000 | thousands by filing date | call |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 15,361 | $869,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 9,423 | $861,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 10,708 | $849,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 72,918 | $814,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 9,652 | $813,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 17,632 | $804,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 23,405 | $784,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 17,037 | $780,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,350 | $779,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 19,677 | $776,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 83,237 | $774,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,986 | $769,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 18,205 | $763,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,351 | $759,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,662 | $740,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 5,115 | $731,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,160 | $718,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 15,241 | $716,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 13,269 | $713,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 531 | $711,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 12,073 | $679,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,303 | $677,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,592 | $670,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 37,116 | $662,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 25,500 | $659,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,976 | $647,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 9,912 | $635,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,284 | $635,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 42,612 | $630,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 10,374 | $613,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V290 | S&P500 EQL REL | 19,506 | $613,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 13,495 | $609,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 10,219 | $603,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 10,678 | $594,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,221 | $587,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 39,035 | $586,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,355 | $584,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,667 | $582,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 7,931 | $576,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 9,501 | $571,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,359 | $569,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 29,654 | $560,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 4,760 | $545,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,385 | $537,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 15,585 | $537,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,763 | $536,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 11,997 | $528,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 31,731 | $519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 15,284 | $498,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,840 | $494,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,304 | $489,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 12,383 | $488,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,631 | $487,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,064 | $475,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 12,400 | $474,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,825 | $472,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,613 | $470,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 20,060 | $468,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,609 | $467,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 19,458 | $467,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 19,257 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 6,981 | $455,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 8,443 | $454,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 8,426 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,073 | $447,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 14,355 | $442,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,042 | $438,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 9,600 | $435,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,289 | $432,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,220 | $430,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,199 | $421,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,612 | $420,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 16,425 | $419,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $418,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,782 | $417,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 20,486 | $416,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 9,164 | $404,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 5,043 | $400,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,472 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 17,795 | $390,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 15,301 | $386,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 6,867 | $381,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 12,967 | $379,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,539 | $373,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 6,122 | $372,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,058 | $370,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 8,042 | $370,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,630 | $369,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,506 | $365,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 59,513 | $365,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,629 | $364,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 24,109 | $364,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 6,652 | $364,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,161 | $361,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,379 | $360,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,324 | $357,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 4,885 | $353,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,267 | $353,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,246 | $353,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,602 | $351,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,540 | $349,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 16,400 | $349,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 15,193 | $344,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,319 | $342,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,738 | $338,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,421 | $332,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,553 | $332,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,208 | $331,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 382 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 11,356 | $320,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,260 | $314,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,924 | $311,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,800 | $311,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,477 | $311,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,413 | $310,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,210 | $307,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 10,310 | $305,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,525 | $296,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,059 | $295,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 9,042 | $295,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 2,083 | $295,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,094 | $288,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 11,537 | $288,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,539 | $285,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,365 | $281,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 209 | $279,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 13,653 | $279,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,233 | $275,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,525 | $275,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,524 | $272,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,197 | $271,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,344 | $269,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,512 | $269,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,882 | $267,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,344 | $266,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,513 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,099 | $262,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,183 | $262,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,250 | $260,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 3,507 | $260,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,171 | $258,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 17,753 | $257,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,448 | $256,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,907 | $256,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 4,069 | $255,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,490 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,205 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,634 | $246,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 11,679 | $246,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,189 | $242,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,201 | $239,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 660 | $231,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,174 | $231,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 904 | $229,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 8,545 | $228,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,070 | $225,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,093 | $225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,725 | $221,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 21,491 | $218,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $214,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,014 | $213,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,182 | $213,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,797 | $213,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 2,823 | $213,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 714 | $211,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10,683 | $211,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 6,753 | $211,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 18,417 | $210,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 4,851 | $209,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,300 | $208,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,568 | $208,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,623 | $208,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,391 | $206,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 8,572 | $206,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 13,431 | $205,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 1,621 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 4,481 | $202,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,431 | $201,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11,478 | $201,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 6,815 | $201,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,908 | $200,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,600 | $193,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,654 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,505 | $182,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 13,863 | $163,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 376 | $157,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,580 | $147,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 24,860 | $143,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 12,915 | $138,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,495 | $127,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 16,940 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,873 | $115,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 16,683 | $107,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,500 | $101,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 15,000 | $99,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,500 | $66,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 27,366 | $59,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,175 | $47,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,597 | $38,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 11,260 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-20-000259 | this filing | 2020-01-29 | acceptance time not in the bulk data set |