13F-HR filed by EAGLE GLOBAL ADVISORS LLC
EAGLE GLOBAL ADVISORS LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 213 holding rows worth $2,332,621,000.
- Accession
- 0001172661-19-002199
- Filer
- CIK 1130787
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 213 entries on the cover page, a total value of $2,332,621,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,332,621,000 with VALUE read as thousands by filing date, 13F file number 028-06213. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,689,185 | $191,177,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,404,018 | $175,325,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,387,095 | $150,893,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,571,344 | $109,987,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,656,397 | $109,769,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,644,098 | $96,365,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,437,873 | $91,465,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,192,457 | $76,911,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 2,894,179 | $61,443,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 2,434,676 | $60,599,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 768,204 | $56,609,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,841,237 | $48,259,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,418,204 | $43,924,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 5,121,296 | $43,531,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 902,319 | $36,246,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 149,755 | $33,541,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,762,439 | $33,232,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 3,631,297 | $26,872,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 1,106,464 | $26,688,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 142,964 | $25,459,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 13,556 | $23,532,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 168,429 | $23,417,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,871 | $20,602,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 315,773 | $20,443,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 166,988 | $19,653,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 307,556 | $19,394,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 463,189 | $19,083,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 1,344,700 | $18,960,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 1,265,077 | $18,470,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 69,797 | $16,194,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,955 | $15,792,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 83,569 | $15,779,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 65,705 | $15,776,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 89,880 | $15,208,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 629,620 | $14,651,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 282,720 | $14,642,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 160,856 | $13,541,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 6,865 | $13,473,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 194,807 | $13,403,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 108,462 | $13,364,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 97,944 | $12,764,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 667,039 | $12,734,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 144,447 | $12,440,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 249,256 | $12,316,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 31,221 | $12,178,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 325,950 | $12,083,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 55,476 | $11,540,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 645,138 | $11,496,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 92,172 | $10,932,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 55,464 | $10,733,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 73,705 | $10,599,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 131,310 | $9,272,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 70,670 | $9,143,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 87,018 | $9,014,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 429,400 | $8,953,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 598,800 | $8,784,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 71,890 | $8,476,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 90,958 | $8,393,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 35,997 | $8,008,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 45,875 | $7,891,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 166,470 | $7,571,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 71,690 | $7,431,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 76,880 | $6,886,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 85,078 | $6,460,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 115,347 | $5,998,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 43,669 | $5,797,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 297,599 | $5,648,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 74,321 | $5,585,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 120,392 | $5,332,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 102,759 | $5,183,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 87,270 | $5,136,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 22,781 | $4,951,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 140,425 | $4,916,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 32,800 | $4,869,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 83,666 | $4,846,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 93,647 | $4,842,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 155,661 | $4,788,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 166,996 | $4,676,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 87,543 | $4,669,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 33,971 | $4,657,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 138,752 | $4,380,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 73,640 | $4,169,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 75,584 | $4,138,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 64,014 | $4,037,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 130,240 | $4,018,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 53,339 | $3,959,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 63,203 | $3,684,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 45,286 | $3,670,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 68,272 | $3,556,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 70,319 | $3,548,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 28,568 | $3,367,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 159,640 | $3,265,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 37,051 | $3,220,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 303,366 | $3,170,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 19,001 | $3,131,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 12,291 | $3,053,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 27,100 | $2,970,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 61,000 | $2,936,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 59,447 | $2,912,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 49,196 | $2,909,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 22,707 | $2,868,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 43,477 | $2,630,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 64,012 | $2,577,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 45,596 | $2,445,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 14,546 | $2,379,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 43,542 | $2,183,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 51,640 | $2,107,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 122,440 | $2,106,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 24,773 | $2,101,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 107,700 | $2,074,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 21,763 | $2,071,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 61,480 | $2,065,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 20,400 | $2,036,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,804 | $2,019,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 17,550 | $1,922,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 51,846 | $1,913,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 62,600 | $1,909,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 75,621 | $1,904,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 34,165 | $1,834,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 35,241 | $1,816,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 16,001 | $1,800,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 75,691 | $1,795,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 384,092 | $1,775,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 27,422 | $1,716,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,160 | $1,699,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 61,120 | $1,670,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 85,498 | $1,660,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 84,000 | $1,592,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 29,029 | $1,580,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 20,700 | $1,538,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 48,000 | $1,525,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 304,075 | $1,523,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 69,323 | $1,334,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 87,122 | $1,241,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 27,931 | $1,142,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 43,500 | $1,055,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 52,380 | $976,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 48,300 | $949,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 38,600 | $932,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 151,320 | $882,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,950 | $864,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,168 | $851,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 9,280 | $818,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 7,104 | $766,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,000 | $764,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,703 | $759,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 78,783 | $724,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,660 | $695,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 27,896 | $692,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,478 | $685,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 16,467 | $676,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,625 | $611,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,670 | $603,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 7,500 | $602,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 59,000 | $599,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 10,000 | $598,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 110,182 | $558,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,372 | $552,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,686 | $514,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,200 | $513,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,975 | $482,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 73,120 | $482,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 156,000 | $479,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 90,160 | $467,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 10,640 | $460,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,550 | $458,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 21,000 | $445,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 18,900 | $439,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 20,360 | $427,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,776 | $420,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 9,500 | $406,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,827 | $385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 17,030 | $381,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 19,300 | $365,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,485 | $347,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,755 | $342,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 22,980 | $341,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,580 | $339,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,991 | $334,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,950 | $319,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,103 | $318,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 20,455 | $308,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 22,900 | $306,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,550 | $305,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 18,000 | $299,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 8,917 | $282,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 790 | $278,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,766 | $276,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,612 | $274,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,881 | $272,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,726 | $262,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,365 | $260,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,213 | $253,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,748 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,385 | $237,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,575 | $232,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,680 | $231,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,850 | $230,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,035 | $228,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 599 | $228,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,900 | $226,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,150 | $220,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,440 | $219,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,600 | $213,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,090 | $210,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,747 | $207,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,780 | $202,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 8,940 | $202,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,299 | $201,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 12,230 | $201,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,470 | $185,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 20,424 | $183,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 12,820 | $175,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-19-002199 | this filing | 2019-11-14 | acceptance time not in the bulk data set |