13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-12, with 702 holding rows worth $3,804,966,000.
- Accession
- 0001172661-19-002146
- Filer
- CIK 1332905
- Filed
- 2019-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 803 entries on the cover page, a total value of $3,804,966,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,804,966,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON KINETICS ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHWESTAIRLSCO | 844741108 | STOK | 8,141 | $440,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 33,551 | $439,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,988 | $436,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,725 | $435,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,502 | $431,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 12,808 | $429,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 21,800 | $428,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 40,200 | $421,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,563 | $419,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 18,449 | $417,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 27,455 | $411,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 79,000 | $410,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 17,032 | $409,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,344 | $408,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 41,131 | $408,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 741 | $407,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,917 | $407,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,529 | $406,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,068 | $406,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 19,901 | $406,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 12,717 | $405,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 8,674 | $403,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,662 | $393,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,794 | $393,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,922 | $392,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 658 | $390,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,117 | $386,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 18,900 | $383,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 8,020 | $382,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 9,600 | $376,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 9,315 | $374,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,770 | $373,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,307 | $369,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 6,880 | $367,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 13,200 | $366,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 9,600 | $365,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,727 | $364,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,156 | $364,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,450 | $360,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,796 | $360,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 8,338 | $358,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 3,900 | $358,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,330 | $356,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 55,500 | $355,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,961 | $352,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,203 | $348,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,649 | $347,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 47,000 | $347,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 7,100 | $345,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 47,557 | $342,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 55,382 | $339,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,973 | $337,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 7,500 | $336,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 29,152 | $335,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 35,600 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,314 | $330,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,602 | $329,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,461 | $329,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 9,800 | $329,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 6,252 | $327,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,200 | $326,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 789 | $325,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,464 | $324,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 8,400 | $324,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 27,152 | $324,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 6,590 | $322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,244 | $321,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,287 | $318,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 22,461 | $318,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,834 | $315,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 18,468 | $314,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,054 | $313,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,416 | $313,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,243 | $311,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 57,652 | $311,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 29,544 | $308,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,377 | $306,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,053 | $305,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,114 | $305,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 62,200 | $302,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,266 | $298,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,289 | $294,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 16,000 | $293,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,092 | $293,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 14,700 | $293,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 7,300 | $292,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,566 | $289,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 45,217 | $289,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 29,142 | $288,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,340 | $288,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,763 | $287,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,065 | $283,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 8,900 | $280,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 6,000 | $277,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 32,578 | $277,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,520 | $275,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,400 | $275,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 25,956 | $273,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 19,300 | $273,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,755 | $270,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,393 | $269,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,002 | $269,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,038 | $269,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,853 | $268,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 30,000 | $267,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,048 | $266,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,286 | $266,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 59,100 | $266,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,905 | $266,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 410 | $266,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,431 | $263,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,356 | $263,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,314 | $260,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,355 | $260,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 18,100 | $259,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 26,713 | $258,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 5,900 | $257,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 22,600 | $256,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,713 | $254,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 25,000 | $254,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 46,500 | $251,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,364 | $250,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,000 | $249,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 9,700 | $248,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,800 | $247,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,251 | $246,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,986 | $245,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 978 | $243,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,364 | $242,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 30,145 | $242,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,625 | $241,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 4,933 | $238,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 3,520 | $238,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 27,158 | $238,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 38,300 | $238,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 4,326 | $237,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 529 | $236,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,050 | $235,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15,493 | $233,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,570 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,289 | $230,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,414 | $230,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 945 | $228,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,567 | $224,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,316 | $220,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 15,194 | $218,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 19,611 | $217,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,000 | $215,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 7,200 | $213,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,668 | $212,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 25,100 | $212,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,700 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 5,600 | $211,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 29,300 | $211,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 55,900 | $211,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 17,100 | $211,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,455 | $210,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 20,100 | $209,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,389 | $208,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 9,500 | $208,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,000 | $207,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,496 | $206,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 33,550 | $206,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 13,787 | $206,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,284 | $205,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 11,900 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,076 | $203,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,062 | $201,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 17,110 | $198,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 14,400 | $193,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 72,534 | $191,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 15,726 | $190,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 19,800 | $182,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,725 | $181,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 22,700 | $178,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,075 | $174,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 19,829 | $165,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $161,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 62,000 | $160,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 79,600 | $151,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,198 | $145,000 | thousands by filing date | |
| Perion Network Ltd | M78673114 | COM | 29,100 | $142,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,365 | $141,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 14,651 | $137,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 20,600 | $136,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 21,342 | $133,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 15,332 | $123,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 11,223 | $119,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,529 | $118,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 22,420 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,206 | $95,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,700 | $83,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,700 | $68,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,153 | $64,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 18,700 | $63,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,044 | $47,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 11,300 | $44,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 870 | $36,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,051 | $32,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 114 | $12,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 45,275 | $5,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 20,864 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-19-002146 | this filing | 2019-11-12 | acceptance time not in the bulk data set |