13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-13, with 737 holding rows worth $3,952,367,000.
- Accession
- 0001172661-19-001715
- Filer
- CIK 1332905
- Filed
- 2019-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 847 entries on the cover page, a total value of $3,952,367,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,952,367,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON KINETICS ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 125,900 | $629,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 13,800 | $617,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10,279 | $615,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 23,800 | $614,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 17,099 | $613,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 38,404 | $612,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 26,000 | $607,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 22,465 | $603,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 8,800 | $597,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 7,200 | $595,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 49,700 | $593,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 31,300 | $591,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 13,114 | $591,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 17,726 | $589,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,289 | $588,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 17,000 | $583,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 52,072 | $583,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 15,900 | $578,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 14,349 | $577,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 103,900 | $577,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 6,634 | $570,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 17,316 | $568,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,544 | $564,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 12,116 | $564,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,901 | $563,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 300,000 | $561,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,972 | $560,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 11,653 | $558,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,369 | $558,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 89,468 | $557,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 105,319 | $556,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 49,425 | $553,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 9,859 | $551,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 47,604 | $549,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 54,483 | $547,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,952 | $542,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,093 | $521,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,031 | $520,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,089 | $511,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 33,122 | $510,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,684 | $508,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,068 | $506,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 8,200 | $502,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,055 | $498,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 17,600 | $498,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 10,054 | $496,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,540 | $495,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 7,500 | $495,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 6,725 | $492,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 7,964 | $492,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 123,500 | $489,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 60,618 | $489,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,826 | $488,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 4,119 | $487,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 48,500 | $487,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 17,032 | $486,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 12,233 | $480,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,768 | $473,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 10,204 | $473,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 12,808 | $470,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 171,800 | $469,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,286 | $462,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,430 | $462,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,029 | $459,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,194 | $458,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,247 | $458,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,701 | $458,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 47,800 | $458,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 12,600 | $453,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,615 | $453,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,956 | $449,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,248 | $448,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 9,452 | $447,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 801 | $444,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 38,387 | $440,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,614 | $434,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,630 | $428,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 44,288 | $427,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 41,000 | $424,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 17,814 | $421,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 29,900 | $420,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,010 | $414,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 20,094 | $414,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,879 | $410,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 6,880 | $410,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 12,715 | $408,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,344 | $407,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,529 | $407,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,215 | $405,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,073 | $394,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,864 | $391,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,152 | $387,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 59,500 | $382,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 50,000 | $381,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 5,870 | $381,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,895 | $378,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 7,192 | $374,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,247 | $369,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,307 | $368,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 438 | $368,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,720 | $365,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,856 | $364,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,318 | $362,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 45,822 | $362,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,450 | $361,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,408 | $361,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,606 | $358,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54,881 | $358,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,621 | $357,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 780 | $357,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,796 | $357,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,776 | $356,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,036 | $355,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,208 | $355,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 9,175 | $352,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,132 | $344,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 11,938 | $344,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,379 | $334,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 410 | $323,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,334 | $319,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,697 | $317,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,154 | $314,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,166 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,244 | $314,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 15,200 | $312,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 30,400 | $310,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,054 | $309,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 30,570 | $308,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 14,074 | $305,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,772 | $304,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 13,943 | $303,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,264 | $301,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,638 | $301,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,168 | $298,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,532 | $297,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 15,839 | $296,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 14,700 | $294,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 6,590 | $293,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,291 | $290,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,289 | $290,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,416 | $290,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 39,625 | $284,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,071 | $280,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 6,414 | $279,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 5,300 | $279,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 30,000 | $276,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,054 | $273,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 8,355 | $272,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,726 | $271,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 36,370 | $266,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,853 | $265,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 4,831 | $264,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 2,431 | $262,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 9,867 | $260,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 24,035 | $258,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 739 | $256,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,901 | $251,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 16,147 | $250,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,038 | $249,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,660 | $248,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,256 | $248,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,000 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,570 | $246,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,180 | $245,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,956 | $238,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 21,134 | $238,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,700 | $237,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 27,932 | $237,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15,049 | $237,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,426 | $236,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 24,300 | $234,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 22,840 | $234,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,305 | $233,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,516 | $232,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 28,247 | $232,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,389 | $232,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 33,930 | $232,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,012 | $228,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,299 | $224,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,660 | $224,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,644 | $224,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,140 | $223,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,314 | $223,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,971 | $219,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 76,946 | $219,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 31,001 | $219,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,700 | $217,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,813 | $217,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,585 | $215,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 11,900 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,972 | $213,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 2,551 | $213,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,076 | $210,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,000 | $210,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,455 | $208,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 663 | $208,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,410 | $208,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,567 | $207,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,247 | $206,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 4,906 | $206,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,065 | $205,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 3,000 | $204,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 14,089 | $204,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 8,896 | $202,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 18,857 | $202,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,527 | $201,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 13,631 | $201,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,850 | $200,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 25,957 | $195,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 23,638 | $195,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 14,000 | $184,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,725 | $179,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 10,956 | $177,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 16,900 | $175,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 10,291 | $163,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $156,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 57,000 | $154,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 22,725 | $150,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 21,342 | $122,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,324 | $113,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 10,349 | $99,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 17,590 | $96,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,000 | $95,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 15,800 | $83,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,779 | $63,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 882 | $47,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,051 | $43,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 18,700 | $35,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 227 | $30,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 129 | $13,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 202 | $11,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 50,275 | $11,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 306,089 | $4,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 134 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 70 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 28,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-19-001715 | this filing | 2019-08-13 | acceptance time not in the bulk data set |