13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 2,157 holding rows worth $11,801,955,000.
- Accession
- 0001172661-19-000635
- Filer
- CIK 1283072
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 4,432 entries on the cover page, a total value of $11,801,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,801,955,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerGuggenheim Life & Annuity Co028-18657
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 11,191 | $237,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 34,713 | $237,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 18,112 | $237,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,186 | $236,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 45,923 | $234,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 28,158 | $234,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 13,284 | $234,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 26,085 | $233,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 2,575 | $232,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,436 | $231,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 7,201 | $231,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 35,038 | $229,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 4,144 | $228,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 15,137 | $228,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,118 | $228,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 26,743 | $227,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 17,686 | $227,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 20,789 | $226,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 12,538 | $225,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 8,650 | $224,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 33,395 | $224,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 16,863 | $224,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 13,050 | $223,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 8,691 | $222,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 9,828 | $221,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 4,573 | $220,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 5,807 | $220,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,821 | $219,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 6,935 | $219,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,056 | $218,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 4,048 | $217,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 7,302 | $217,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,939 | $216,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 18,726 | $214,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 16,960 | $214,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 3,475 | $213,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,032 | $213,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 11,425 | $213,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 12,048 | $212,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 23,188 | $211,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 13,318 | $211,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 12,862 | $211,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 10,436 | $211,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 16,039 | $210,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 2,490 | $209,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 3,376 | $209,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,422 | $208,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 20,501 | $208,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 2,420 | $208,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,234 | $207,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 3,696 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,284 | $204,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 16,260 | $204,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,624 | $204,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 27,682 | $203,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 6,405 | $203,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,946 | $203,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 13,949 | $202,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,178 | $201,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 163,476 | $201,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 14,823 | $199,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,090 | $198,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 11,114 | $198,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 16,096 | $196,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 29,989 | $195,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 10,859 | $195,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,274 | $192,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 11,464 | $192,000 | thousands by filing date | |
| CONVERGEONE HLDGS INC | 212481105 | COM CL A | 15,233 | $189,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 10,910 | $188,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 16,475 | $187,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 10,988 | $187,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 29,834 | $184,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 20,346 | $183,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,466 | $182,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 17,712 | $182,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 13,041 | $179,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 41,657 | $179,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,733 | $178,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 12,379 | $177,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,970 | $173,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 22,096 | $173,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 28,506 | $172,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,979 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,985 | $171,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 16,917 | $170,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 46,935 | $170,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 35,910 | $168,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 13,301 | $167,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 57,455 | $167,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 22,829 | $167,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 11,745 | $166,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 13,996 | $166,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 15,450 | $165,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 85,417 | $164,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 10,658 | $158,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 16,823 | $157,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 30,615 | $156,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,790 | $154,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 10,836 | $154,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 14,377 | $150,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 33,025 | $148,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 29,863 | $148,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,104 | $148,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,052 | $147,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,292 | $145,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 13,614 | $145,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 35,850 | $135,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 20,216 | $134,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 33,745 | $133,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 16,964 | $131,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 11,323 | $130,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 27,241 | $129,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 13,206 | $129,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 11,390 | $126,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 20,217 | $125,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13,072 | $124,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 13,917 | $122,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 31,044 | $118,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 10,702 | $114,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 15,446 | $113,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 50,263 | $113,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 14,619 | $107,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 54,736 | $106,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,188 | $102,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 21,228 | $99,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 20,627 | $99,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,243 | $98,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 20,253 | $96,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 28,255 | $95,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,230 | $94,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 25,781 | $93,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 12,766 | $91,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 18,022 | $84,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 10,105 | $80,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 76,647 | $80,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 10,008 | $79,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 15,066 | $71,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,030 | $65,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 17,693 | $63,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 165,786 | $61,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 61,110 | $59,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,349 | $53,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 23,866 | $48,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 28,709 | $48,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,403 | $44,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 18,550 | $44,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,955 | $44,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 55,883 | $40,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 23,333 | $38,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 10,533 | $36,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,503 | $36,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,689 | $35,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 14,206 | $35,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 43,768 | $34,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,017 | $30,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,914 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-19-000635 | this filing | 2019-02-14 | acceptance time not in the bulk data set |