13F-HR filed by Gladstone Institutional Advisory LLC
Gladstone Institutional Advisory LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-13, with 168 holding rows worth $171,697,000.
- Accession
- 0001172661-19-000448
- Filer
- CIK 1766530
- Filed
- 2019-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 168 entries on the cover page, a total value of $171,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $171,697,000 with VALUE read as thousands by filing date, 13F file number 028-19151. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 38,519 | $9,692,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 140,353 | $8,400,000 | thousands by filing date | |
| VTI | 922908769 | COM | 58,663 | $7,487,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 55,568 | $7,464,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 254,125 | $6,994,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 120,846 | $5,587,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 111,187 | $5,558,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 95,535 | $5,006,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 48,854 | $4,897,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14,067 | $3,516,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 129,826 | $3,232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 70,934 | $3,229,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,673 | $3,142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 81,431 | $2,949,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 102,677 | $2,405,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,477 | $2,218,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,033 | $2,214,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 42,750 | $2,150,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,869 | $2,060,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 30,182 | $2,054,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 17,727 | $1,793,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 17,537 | $1,781,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 13,806 | $1,652,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 54,219 | $1,555,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 61,853 | $1,527,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 56,499 | $1,458,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 8,811 | $1,359,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 16,693 | $1,312,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 25,017 | $1,304,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,132 | $1,292,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,731 | $1,284,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 21,730 | $1,246,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 32,822 | $1,218,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 16,970 | $1,218,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,300 | $1,130,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 17,197 | $1,092,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 20,497 | $1,077,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 16,959 | $1,040,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,362 | $972,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 28,732 | $956,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 27,736 | $929,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 35,944 | $927,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,697 | $915,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 35,787 | $904,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 20,242 | $899,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,416 | $859,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,218 | $809,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 15,454 | $799,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,138 | $793,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,898 | $772,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,838 | $767,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,397 | $753,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 25,097 | $730,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,489 | $724,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,499 | $721,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 7,482 | $713,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 6,696 | $696,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,068 | $695,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 650 | $679,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,554 | $671,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,221 | $666,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 21,268 | $666,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 13,500 | $654,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 11,921 | $646,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,001 | $644,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,305 | $637,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 3,185 | $636,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 6,245 | $634,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,116 | $620,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 8,657 | $616,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,230 | $608,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 34,958 | $605,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,451 | $594,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 14,628 | $587,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 14,943 | $569,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 4,931 | $562,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 23,708 | $555,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,320 | $519,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,072 | $495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5,761 | $495,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 8,461 | $489,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 10,344 | $488,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,222 | $485,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,691 | $476,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,485 | $474,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,617 | $465,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 52,163 | $464,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,767 | $462,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 18,636 | $459,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 8,053 | $457,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 14,662 | $446,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,956 | $434,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 6,052 | $433,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,396 | $431,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,107 | $429,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,855 | $415,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,030 | $412,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,402 | $403,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,094 | $401,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 15,714 | $395,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 7,350 | $386,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 15,292 | $382,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,788 | $381,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 8,076 | $377,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 363 | $376,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,606 | $376,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,418 | $372,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4,055 | $371,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,446 | $369,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,225 | $367,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,120 | $367,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,068 | $357,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 16,920 | $356,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,389 | $355,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 7,441 | $351,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,453 | $339,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,668 | $338,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,310 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,699 | $322,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,629 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 10,217 | $316,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 8,319 | $309,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,509 | $308,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,765 | $303,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,264 | $303,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,238 | $301,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N667 | VICSHS DV AC ETF | 10,895 | $301,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,186 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,054 | $294,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,038 | $287,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,710 | $287,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 5,720 | $281,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N691 | VICTORYSHS US | 10,560 | $281,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,072 | $275,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,162 | $271,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,370 | $268,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,615 | $266,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,474 | $265,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,415 | $265,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 6,686 | $255,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,862 | $250,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,663 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,280 | $249,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,414 | $248,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,242 | $246,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,636 | $246,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,448 | $242,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,840 | $239,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,773 | $230,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,730 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,427 | $229,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,727 | $226,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,917 | $223,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,417 | $222,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,130 | $220,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 808 | $216,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 8,499 | $212,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,182 | $209,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,016 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 6,420 | $206,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 908 | $205,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,368 | $204,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 17,500 | $146,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 12,500 | $124,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,602 | $93,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 11,799 | $89,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 10,842 | $54,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,061 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-19-000448 | this filing | 2019-02-13 | acceptance time not in the bulk data set |