13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 880 holding rows worth $4,165,410,000.
- Accession
- 0001172661-18-002065
- Filer
- CIK 1332905
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 999 entries on the cover page, a total value of $4,165,410,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,165,410,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMENDON CAPITAL ADVISORS CORP028-10662
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Caterpillar Inc. | 149123101 | COM | 6,548 | $999,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 27,849 | $991,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 20,495 | $988,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 153,023 | $987,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,446 | $975,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,409 | $963,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 223,248 | $960,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 74,031 | $960,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 64,610 | $959,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,061 | $954,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 15,700 | $953,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 11,414 | $950,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 86,071 | $949,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 15,930 | $945,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 16,788 | $937,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 110,220 | $932,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 23,220 | $932,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,180 | $931,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 22,005 | $927,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 17,846 | $927,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 10,998 | $926,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 138,303 | $920,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 7,540 | $909,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,395 | $908,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 87,824 | $905,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 37,045 | $893,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 142,500 | $891,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 64,354 | $882,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 79,594 | $878,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 51,114 | $877,000 | thousands by filing date | |
| VTI | 922908769 | COM | 5,842 | $874,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 23,354 | $863,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 43,257 | $863,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 9,230 | $845,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 31,319 | $843,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,572 | $827,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 47,562 | $823,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 55,550 | $821,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,873 | $803,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,961 | $802,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,919 | $796,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 105,713 | $793,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,052 | $792,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,952 | $783,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 24,585 | $773,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 62,400 | $771,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 16,221 | $770,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 15,591 | $766,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 11,594 | $765,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 42,590 | $764,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,005 | $760,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,550 | $752,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 53,311 | $750,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 60,556 | $750,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 57,500 | $750,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 12,170 | $749,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,547 | $748,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 59,781 | $745,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 71,102 | $742,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 80,140 | $738,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,069 | $728,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,500 | $728,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,529 | $728,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,539 | $725,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 83,278 | $722,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 62,469 | $705,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 125,778 | $702,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 57,929 | $702,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,463 | $699,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 6,641 | $698,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,601 | $690,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 49,892 | $688,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 10,107 | $685,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 56,788 | $682,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 20,949 | $676,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 34,186 | $675,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 7,961 | $668,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 57,482 | $664,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 9,215 | $658,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 56,999 | $658,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 54,301 | $656,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 39,043 | $652,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,666 | $652,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 10,150 | $651,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,157 | $644,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 48,976 | $641,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,072 | $630,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 52,463 | $624,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,086 | $619,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 12,280 | $619,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 22,157 | $618,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 10,394 | $617,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,897 | $610,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 7,586 | $607,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 47,485 | $601,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,758 | $593,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 9,846 | $592,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,000 | $591,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 37,693 | $585,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 56,065 | $585,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 36,876 | $583,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 48,176 | $582,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 37,550 | $581,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 54,999 | $580,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,464 | $578,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,101 | $573,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 43,863 | $572,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 12,702 | $565,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 44,000 | $563,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 42,278 | $559,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,980 | $556,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 63,981 | $556,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,833 | $554,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 33,350 | $554,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 42,700 | $553,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 8,760 | $552,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 44,256 | $550,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 34,343 | $549,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12,373 | $545,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,572 | $543,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 42,344 | $542,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,989 | $541,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 43,305 | $539,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 8,400 | $537,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 23,260 | $534,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,291 | $527,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 67,280 | $522,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 46,175 | $519,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,579 | $515,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 28,500 | $515,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,533 | $514,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 5,547 | $504,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 21,353 | $498,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 31,726 | $495,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 12,954 | $493,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 44,215 | $489,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 12,150 | $488,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 8,580 | $484,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,385 | $482,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,029 | $473,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,113 | $471,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 8,595 | $469,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 39,110 | $467,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 42,187 | $467,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,864 | $466,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 35,851 | $461,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,560 | $459,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 11,200 | $452,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,878 | $449,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 34,721 | $446,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 35,462 | $441,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,951 | $437,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,223 | $431,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 946 | $431,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 20,000 | $430,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 11,321 | $429,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 34,305 | $427,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 33,412 | $426,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,577 | $424,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 10,932 | $423,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 7,308 | $421,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,855 | $415,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 30,638 | $414,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,843 | $412,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,281 | $412,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 22,037 | $412,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,709 | $411,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 7,060 | $411,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,309 | $407,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,280 | $406,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 21,285 | $406,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 5,200 | $393,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 33,086 | $392,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,307 | $386,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,058 | $386,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,659 | $385,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,000 | $383,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,775 | $382,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 42,593 | $382,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,015 | $381,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,781 | $379,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 38,078 | $378,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,490 | $373,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,789 | $373,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 25,287 | $373,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 33,873 | $372,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 13,420 | $369,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 26,638 | $367,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,749 | $364,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,681 | $358,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 410 | $353,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 4,964 | $352,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 28,402 | $351,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,229 | $350,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,436 | $349,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 22,405 | $349,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,218 | $344,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,886 | $344,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 28,300 | $344,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,421 | $342,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 43,467 | $342,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,243 | $341,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,557 | $341,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,550 | $341,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 31,269 | $341,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,499 | $341,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,279 | $339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,060 | $339,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 31,708 | $333,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 21,475 | $326,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,617 | $325,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,722 | $324,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,577 | $322,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 7,299 | $321,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 43,773 | $321,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,497 | $320,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,794 | $319,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,510 | $318,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 30,260 | $318,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,965 | $318,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,375 | $314,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 7,022 | $311,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 20,564 | $306,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 24,310 | $306,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,756 | $305,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,745 | $303,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,983 | $300,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,095 | $300,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,765 | $300,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 799 | $299,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 9,156 | $299,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,395 | $299,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 37,246 | $299,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,300 | $297,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 21,700 | $294,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,500 | $294,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 8,455 | $293,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 30,800 | $292,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 718 | $290,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,958 | $289,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 30,000 | $289,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 26,873 | $285,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 464 | $283,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,157 | $282,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,624 | $280,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,125 | $280,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 31,950 | $280,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 15,800 | $276,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,401 | $274,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 18,000 | $273,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,400 | $270,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 15,049 | $270,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 21,529 | $269,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,809 | $267,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,789 | $267,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 53,348 | $267,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 27,280 | $267,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,233 | $267,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 66,847 | $267,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,162 | $266,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,011 | $266,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,141 | $264,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,588 | $263,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,314 | $262,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,777 | $260,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 12,000 | $259,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,935 | $258,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,178 | $257,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 3,329 | $256,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 964 | $255,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,003 | $255,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 31,800 | $254,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,715 | $254,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,355 | $253,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,418 | $252,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,691 | $251,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 8,125 | $250,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,588 | $248,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,149 | $244,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,215 | $243,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 14,839 | $242,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,381 | $241,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,575 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,000 | $240,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,049 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,387 | $238,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,580 | $238,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 4,646 | $237,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,040 | $237,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 20,866 | $235,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 4,288 | $234,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 14,082 | $234,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,397 | $234,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,285 | $233,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,088 | $233,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 18,310 | $232,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,043 | $231,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 13,200 | $231,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 9,801 | $230,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,175 | $228,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 24,490 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 17,653 | $228,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,270 | $227,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 47,759 | $227,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 7,935 | $227,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 21,333 | $225,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,276 | $224,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 30,556 | $223,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,254 | $223,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,660 | $222,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,535 | $220,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 17,125 | $220,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 1,425 | $219,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 12,925 | $219,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,672 | $218,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 879 | $217,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 3,800 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,056 | $214,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,054 | $214,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,630 | $213,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,472 | $213,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 10,180 | $212,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 14,494 | $211,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,209 | $210,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 739 | $208,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 39,286 | $208,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 11,605 | $207,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 17,500 | $207,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 5,960 | $206,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 67,473 | $205,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 16,759 | $205,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,784 | $204,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,322 | $203,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 19,654 | $201,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,000 | $200,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 12,700 | $200,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 15,567 | $200,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,555 | $199,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 12,987 | $198,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,667 | $195,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,692 | $191,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 29,638 | $190,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,745 | $186,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 11,493 | $185,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,141 | $181,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 17,723 | $180,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,821 | $178,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,500 | $172,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,900 | $167,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,600 | $163,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $159,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,296 | $149,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 10,500 | $145,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,199 | $141,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 11,646 | $137,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 11,500 | $134,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 11,029 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,087 | $124,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 10,499 | $120,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 11,109 | $104,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 25,051 | $104,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 36,500 | $97,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 15,628 | $91,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,432 | $88,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 11,425 | $79,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 12,799 | $79,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 24,400 | $78,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 23,400 | $65,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 38,473 | $65,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 58,114 | $64,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,335 | $62,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 22,000 | $61,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 26,277 | $53,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,249 | $50,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,527 | $47,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 20,000 | $46,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 814 | $41,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 41,144 | $33,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,800 | $19,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 15,975 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-002065 | this filing | 2018-11-14 | acceptance time not in the bulk data set |