13F-HR filed by Walleye Capital LLC
Walleye Capital LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 311 holding rows worth $214,281,000.
- Accession
- 0001172661-18-002053
- Filer
- CIK 1758720
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 311 entries on the cover page, a total value of $214,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,281,000 with VALUE read as thousands by filing date, 13F file number 028-18937. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 56,700 | $16,484,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 75,410 | $5,292,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 363,300 | $5,086,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 134,405 | $3,818,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 110,474 | $3,314,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 64,920 | $3,225,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 14,100 | $2,923,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 216,447 | $2,840,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 60,067 | $2,783,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 51,681 | $2,650,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 75,971 | $2,638,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 183,547 | $2,548,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 71,000 | $2,514,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 65,726 | $2,317,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,713 | $2,255,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,701 | $2,253,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,032 | $2,243,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 30,742 | $2,235,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 66,000 | $2,216,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 59,608 | $2,216,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 20,756 | $2,016,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 54,173 | $1,937,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 90,422 | $1,921,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 22,000 | $1,881,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 12,192 | $1,830,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,801 | $1,829,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,782 | $1,781,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 47,098 | $1,752,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 135,445 | $1,717,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 99,101 | $1,659,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 65,130 | $1,622,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 18,219 | $1,620,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,100 | $1,603,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 12,164 | $1,587,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 19,303 | $1,561,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 29,159 | $1,506,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,400 | $1,454,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,070 | $1,408,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,700 | $1,368,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 19,000 | $1,363,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 680 | $1,362,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 19,825 | $1,350,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 107,061 | $1,344,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 137,658 | $1,309,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,016 | $1,226,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 14,638 | $1,221,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 10,647 | $1,219,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 9,604 | $1,206,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 29,993 | $1,205,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 87,915 | $1,204,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 26,990 | $1,179,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,608 | $1,168,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 23,500 | $1,155,000 | thousands by filing date | put |
| BORGWARNER INC COM | 099724106 | Stock | 26,301 | $1,125,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 17,399 | $1,113,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 22,137 | $1,110,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,745 | $1,090,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,600 | $1,077,000 | thousands by filing date | put |
| WORLDPAY INC | 981558109 | CL A | 10,560 | $1,069,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 59,932 | $1,049,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 10,371 | $1,003,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 48,124 | $988,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,648 | $982,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 21,953 | $981,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 25,175 | $979,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 6,280 | $966,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 6,908 | $961,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 15,536 | $942,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 13,212 | $924,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 4,810 | $904,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 3,228 | $858,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 16,000 | $854,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,753 | $808,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 27,262 | $806,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 13,794 | $796,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 33,295 | $796,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 2,503 | $778,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 24,826 | $776,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 52,360 | $766,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,671 | $753,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 8,585 | $751,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 170,784 | $736,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 55,954 | $722,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 62,719 | $719,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 44,400 | $714,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 4,159 | $708,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 21,875 | $703,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5,076 | $700,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 42,818 | $692,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,000 | $683,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 32,860 | $665,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 79,887 | $663,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,700 | $659,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 4,300 | $656,000 | thousands by filing date | call |
| MIMECAST LIMITED | G14838109 | ORD SHS | 15,559 | $652,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 14,352 | $646,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 56,471 | $642,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 11,517 | $640,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 17,232 | $636,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 2,564 | $633,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 12,365 | $633,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 15,545 | $632,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 965 | $630,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,189 | $625,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 12,722 | $618,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,000 | $606,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 7,283 | $606,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 58,100 | $604,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,772 | $601,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,831 | $598,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 59,933 | $596,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 56,899 | $570,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,591 | $562,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,044 | $560,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,653 | $560,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,028 | $558,000 | thousands by filing date | |
| AXA EQUITABLE HLDGS INC | 054561105 | COM | 25,896 | $555,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 11,901 | $545,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 14,300 | $540,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,681 | $539,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 37,897 | $537,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 14,342 | $532,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 13,545 | $524,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 13,489 | $520,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 25,388 | $509,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 44,000 | $497,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,823 | $492,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 10,000 | $489,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 45,406 | $489,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 151,923 | $488,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 6,539 | $487,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 39,700 | $485,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 78,598 | $484,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,800 | $482,000 | thousands by filing date | call |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 42,609 | $475,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 69,949 | $475,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,000 | $468,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,074 | $465,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 5,601 | $456,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7,812 | $452,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,601 | $444,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 17,644 | $438,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 3,413 | $436,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,100 | $433,000 | thousands by filing date | put |
| BIONANO GENOMICS INC | 09075F107 | COM | 52,342 | $417,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 52,300 | $414,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 4,755 | $410,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 7,590 | $410,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 27,200 | $409,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 11,804 | $397,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 19,049 | $392,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,465 | $379,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 18,700 | $374,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 63,456 | $364,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,771 | $362,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 51,389 | $360,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 7,893 | $359,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 6,657 | $357,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,589 | $356,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 20,646 | $353,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,996 | $351,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 16,443 | $350,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,564 | $349,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 3,790 | $349,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 6,024 | $347,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 7,565 | $335,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,600 | $332,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 25,100 | $329,000 | thousands by filing date | call |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 41,549 | $328,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,206 | $327,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 31,121 | $319,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 11,131 | $318,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 3,037 | $317,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,692 | $312,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 17,574 | $306,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 20,292 | $298,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,800 | $297,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,125 | $295,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,912 | $294,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,400 | $293,000 | thousands by filing date | put |
| LITTELFUSE INC COM | 537008104 | Stock | 1,478 | $292,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1,746 | $287,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 2,901 | $285,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1,989 | $283,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 38,887 | $280,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,597 | $277,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,037 | $276,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,110 | $276,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,388 | $276,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 6,654 | $275,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,754 | $268,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,400 | $267,000 | thousands by filing date | put |
| NEWS CORP NEW CL A | 65249B109 | Stock | 20,000 | $264,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 49,000 | $262,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 15,112 | $254,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,797 | $250,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 9,487 | $248,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 23,773 | $248,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,503 | $247,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,931 | $247,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,308 | $245,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,744 | $243,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,974 | $241,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 21,200 | $237,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 5,103 | $236,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 18,400 | $236,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 2,860 | $233,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 3,445 | $227,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 24,759 | $222,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 775 | $215,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 31,113 | $214,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 9,817 | $212,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,716 | $212,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 58,734 | $211,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,154 | $207,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,851 | $204,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 11,170 | $203,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,018 | $202,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 13,395 | $201,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 45,942 | $200,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,502 | $197,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 9,710 | $196,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 14,495 | $193,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 9,972 | $190,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 6,237 | $189,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 1,981 | $187,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 500 | $186,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,436 | $186,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 3,620 | $185,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 9,416 | $181,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 13,292 | $181,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,000 | $176,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 20,000 | $173,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 5,000 | $169,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 153,430 | $163,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 715 | $161,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,000 | $161,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 33,163 | $158,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,374 | $155,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 5,936 | $154,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,755 | $150,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 5,989 | $150,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 20,000 | $146,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 2,710 | $142,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 102,173 | $140,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 941 | $136,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,593 | $128,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,706 | $124,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,461 | $121,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 24,100 | $120,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 15,200 | $120,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 9,685 | $112,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 3,100 | $109,000 | thousands by filing date | put |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 52,342 | $108,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 6,400 | $106,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 70,000 | $104,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,647 | $101,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 5,828 | $98,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,000 | $97,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 6,995 | $95,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,431 | $94,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,109 | $93,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 17,603 | $90,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 3,683 | $89,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 3,207 | $88,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 23,275 | $88,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,400 | $87,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,171 | $86,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,000 | $85,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,040 | $83,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 3,950 | $81,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 36,729 | $78,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1,144 | $69,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 1,706 | $65,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 4,000 | $65,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 17,838 | $62,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 4,700 | $62,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 3,635 | $61,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,510 | $60,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,000 | $60,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 3,891 | $60,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,493 | $59,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 5,244 | $59,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 4,740 | $57,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 645 | $54,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,900 | $51,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 1,157 | $48,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,425 | $47,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 5,000 | $44,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 2,377 | $43,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 13,679 | $43,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 2,071 | $36,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 3,977 | $35,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 1,665 | $32,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 542 | $27,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,500 | $27,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 4,000 | $23,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,002 | $18,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 1,296 | $18,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 2,100 | $18,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 602 | $13,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,800 | $13,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 2,100 | $12,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,101 | $11,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCM T | 353793110 | RIGHT 10/18/2018 | 87,797 | $8,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 473 | $7,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 27,073 | $7,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 21,000 | $6,000 | thousands by filing date | put |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 500 | $4,000 | thousands by filing date | |
| GTX INC DEL | 40052B207 | COM NEW | 1,100 | $2,000 | thousands by filing date | put |
| GABELLI CONV&INCOM SECS FD I | 36240B125 | RIGHT 10/17/2018 | 15,986 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-002053 | this filing | 2018-11-14 | acceptance time not in the bulk data set |