13F-HR filed by LEVEL FOUR ADVISORY SERVICES, LLC
LEVEL FOUR ADVISORY SERVICES, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 611 holding rows worth $1,372,777,000.
- Accession
- 0001172661-18-001621
- Filer
- CIK 1696715
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 611 entries on the cover page, a total value of $1,372,777,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,372,777,000 with VALUE read as thousands by filing date, 13F file number 028-17884. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWITTER INC | 90184L102 | COM | 6,334 | $277,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 8,147 | $276,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,200 | $275,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 277,000 | $275,000 | thousands by filing date | principal |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,687 | $273,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 12,064 | $272,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,681 | $270,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 9,308 | $267,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 8,500 | $267,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,900 | $266,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,068 | $265,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,045 | $263,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,875 | $261,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,948 | $261,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,425 | $260,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,066 | $260,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,718 | $259,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,092 | $258,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,771 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,389 | $254,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 18,969 | $254,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 175,000 | $254,000 | thousands by filing date | principal |
| ARISTA NETWORKS INC | 040413106 | COM | 976 | $251,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,042 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 10,689 | $248,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,378 | $247,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,123 | $247,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,221 | $246,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,385 | $246,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,239 | $245,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,647 | $245,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,776 | $244,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 2,987 | $244,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 245,000 | $244,000 | thousands by filing date | principal |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 13,468 | $243,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,870 | $242,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 252,000 | $242,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 6,645 | $237,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 225,000 | $237,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,126 | $236,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 20,072 | $236,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,750 | $235,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 13,040 | $235,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,004 | $234,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 2,090 | $234,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,148 | $230,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,939 | $230,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,529 | $230,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 228,000 | $230,000 | thousands by filing date | principal |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 7,300 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 3,216 | $229,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,409 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,710 | $227,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,121 | $225,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 4,999 | $225,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 7,386 | $224,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,735 | $224,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 15,417 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,700 | $223,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,372 | $221,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,300 | $220,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 223,000 | $220,000 | thousands by filing date | principal |
| TELEFLEX INCORPORATED | 879369106 | COM | 818 | $219,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 4,247 | $219,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,429 | $218,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 2,895 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 7,928 | $217,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4,178 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 5,844 | $215,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 177,000 | $215,000 | thousands by filing date | principal |
| CORNING INC | 219350105 | COM | 7,783 | $214,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,923 | $212,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 3,606 | $211,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 211,000 | $210,000 | thousands by filing date | principal |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 5,975 | $209,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,693 | $207,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,254 | $205,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,180 | $204,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,975 | $203,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 1,885 | $203,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3,324 | $203,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,804 | $203,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 63,500 | $203,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,122 | $202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 3,685 | $202,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,227 | $201,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 111,000 | $200,000 | thousands by filing date | principal |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 11,604 | $188,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 15,826 | $184,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 178,000 | $180,000 | thousands by filing date | principal |
| MBIA INC | 55262C100 | COMMON STOCK | 19,000 | $172,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 11,709 | $162,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 21,025 | $156,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 10,840 | $156,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 14,189 | $156,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 11,359 | $151,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 21,000 | $149,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,400 | $146,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 19,097 | $137,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 118,000 | $118,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,228 | $110,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 50,500 | $106,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 91,000 | $105,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 95,000 | $96,000 | thousands by filing date | principal |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,276 | $86,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 39,510 | $82,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,534 | $79,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 18,167 | $33,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 15,000 | $21,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 10,000 | $16,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 29,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-001621 | this filing | 2018-08-14 | acceptance time not in the bulk data set |