13F-HR filed by EVERGREEN CAPITAL MANAGEMENT LLC
EVERGREEN CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 370 holding rows worth $1,065,369,000.
- Accession
- 0001172661-18-001524
- Filer
- CIK 1260824
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 370 entries on the cover page, a total value of $1,065,369,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,065,369,000 with VALUE read as thousands by filing date, 13F file number 028-10541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287457 | COM | 945,714 | $78,844,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 644,801 | $65,479,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,433,120 | $38,092,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 344,829 | $34,004,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,057,799 | $29,269,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 180,305 | $27,012,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 4,125,067 | $25,328,000 | thousands by filing date | principal |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 416,880 | $21,261,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 421,150 | $21,100,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E883 | CHINS YUAN DIM | 811,167 | $18,535,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 155,225 | $17,784,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 93,541 | $17,315,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 429,572 | $16,762,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 278,915 | $14,389,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 12,520 | $13,968,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 312,037 | $13,521,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 76,659 | $12,466,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 119,375 | $12,395,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 191,205 | $11,579,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 599,695 | $11,088,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 138,007 | $10,778,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 248,519 | $10,570,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 581,241 | $9,893,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 189,629 | $9,819,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 570,975 | $9,769,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 895,220 | $9,624,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 479,645 | $9,132,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,906,858 | $8,986,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,365 | $8,316,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 320,190 | $8,309,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 151,568 | $8,174,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 117,611 | $8,125,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 39,972 | $7,767,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 153,227 | $7,415,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 142,094 | $7,366,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 101,280 | $7,358,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 469,110 | $7,285,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 26,524 | $7,195,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 462,060 | $7,116,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,681,098 | $7,078,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 87,542 | $6,975,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 55,802 | $6,771,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 383,850 | $6,602,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 140,430 | $6,554,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 287,578 | $6,416,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 107,464 | $6,223,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 57,988 | $6,160,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 576,876 | $5,826,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 53,421 | $5,599,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 85,820 | $5,438,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 145,230 | $5,429,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,501 | $5,133,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 120,595 | $4,770,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 77,525 | $4,645,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 74,303 | $4,510,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 187,509 | $4,472,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 84,800 | $4,453,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 70,422 | $4,418,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 41,868 | $4,342,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,663 | $4,088,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 188,125 | $3,949,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 77,981 | $3,876,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 160,100 | $3,841,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 303,699 | $3,821,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 85,082 | $3,749,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 51,273 | $3,724,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 77,505 | $3,700,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 15,404 | $3,690,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,151 | $3,656,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 111,245 | $3,572,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 78,004 | $3,562,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 94,020 | $3,545,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 74,296 | $3,533,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 36,468 | $3,395,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 26,223 | $3,315,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 37,769 | $3,233,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 17,676 | $3,206,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 47,250 | $3,199,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 51,497 | $3,174,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 31,190 | $3,170,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 58,000 | $3,083,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,409 | $2,958,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 81,633 | $2,945,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 74,493 | $2,703,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 211,312 | $2,641,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,566 | $2,636,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 31,475 | $2,604,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 81,700 | $2,549,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 361,769 | $2,532,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,157 | $2,521,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 112,550 | $2,496,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 320,611 | $2,491,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 315,650 | $2,446,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,161,245 | $2,415,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,622 | $2,412,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 1,194,256 | $2,389,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 171,475 | $2,351,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 106,850 | $2,341,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 38,918 | $2,336,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 183,170 | $2,317,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 159,425 | $2,270,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,846 | $2,268,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 203,557 | $2,247,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 35,265 | $2,185,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 66,445 | $2,173,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 111,740 | $2,092,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 36,421 | $2,048,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 72,325 | $1,989,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 35,400 | $1,970,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 148,075 | $1,944,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 15,722 | $1,880,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 57,710 | $1,869,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 65,465 | $1,866,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 230,125 | $1,829,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 42,650 | $1,800,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,008 | $1,772,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 50,196 | $1,746,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 36,295 | $1,697,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 61,895 | $1,642,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11,580 | $1,626,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 19,923 | $1,623,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 23,690 | $1,600,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,490 | $1,565,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 256,670 | $1,507,000 | thousands by filing date | principal |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 42,600 | $1,454,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 83,450 | $1,440,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 31,370 | $1,350,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,702 | $1,317,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 15,789 | $1,313,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10,215 | $1,275,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 25,683 | $1,271,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,039 | $1,252,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,205 | $1,221,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,442 | $1,195,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,394 | $1,195,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,521 | $1,181,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 85,240 | $1,160,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 23,639 | $1,155,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 24,395 | $1,150,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 54,568 | $1,150,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 31,930 | $1,122,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,920 | $1,106,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 13,216 | $1,103,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 34,845 | $1,063,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 109,250 | $1,044,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 22,988 | $1,043,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 38,019 | $1,031,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 6,243 | $1,023,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,358 | $1,018,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,045 | $984,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 78,430 | $983,000 | thousands by filing date | principal |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 14,520 | $979,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,842 | $975,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 81,795 | $966,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 39,860 | $965,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 8,725 | $964,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 54,192 | $958,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,888 | $954,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 42,750 | $947,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 14,104 | $945,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 56,800 | $934,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,521 | $903,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 12,949 | $896,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 167,000 | $885,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 20,748 | $876,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,017 | $856,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 15,005 | $842,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 67,966 | $817,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 12,333 | $813,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,576 | $806,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6,584 | $805,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,457 | $787,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 25,486 | $764,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,230 | $763,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 17,058 | $748,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 12,394 | $747,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 33,724 | $745,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,694 | $742,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 29,063 | $738,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 16,760 | $732,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 14,205 | $726,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 8,391 | $684,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,001 | $680,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,388,425 | $680,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 10,460 | $676,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 4,781 | $671,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,445 | $668,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 19,718 | $667,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,723 | $664,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,997 | $662,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 34,050 | $660,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,827 | $658,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 14,729 | $654,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 18,250 | $652,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,800 | $647,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,367 | $637,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 41,660 | $631,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,927 | $626,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 11,187 | $623,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 13,872 | $597,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 24,967 | $597,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,213 | $593,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,706 | $592,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,166 | $584,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,951 | $569,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,320 | $568,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 10,449 | $566,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,081 | $559,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 27,950 | $551,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,586 | $546,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 8,207 | $543,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 11,494 | $518,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 2,614 | $517,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6,720 | $509,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 17,200 | $508,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,439 | $502,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 9,725 | $497,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,974 | $496,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,903 | $487,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18,744 | $485,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,630 | $479,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 13,259 | $474,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 12,870 | $471,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,731 | $467,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,421 | $464,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 5,469 | $423,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 19,634 | $419,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,139 | $411,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 15,475 | $401,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 2,556 | $400,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,322 | $392,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 11,579 | $387,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,992 | $385,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,188 | $369,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,964 | $368,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,854 | $367,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,868 | $361,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,489 | $353,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,834 | $351,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 5,071 | $346,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,077 | $346,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,685 | $345,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,190 | $345,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,092 | $343,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,409 | $341,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,129 | $336,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,544 | $336,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 18,190 | $333,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 3,297 | $333,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,595 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,000 | $329,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,945 | $329,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,745 | $328,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,353 | $325,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,058 | $322,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 5,124 | $320,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 42,278 | $320,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 6,581 | $317,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,534 | $316,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 13,640 | $316,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,649 | $314,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 4,231 | $311,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,265 | $311,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,339 | $310,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 9,441 | $309,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,789 | $307,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,820 | $307,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 4,554 | $307,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 22,833 | $305,000 | thousands by filing date | principal |
| WP CAREY INC COM | 92936U109 | REIT | 4,557 | $302,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,483 | $301,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,184 | $300,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 12,700 | $299,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,242 | $297,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,914 | $297,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,020 | $297,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 12,981 | $295,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,657 | $295,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 750 | $294,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,091 | $294,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,074 | $294,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,797 | $289,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,392 | $288,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,293 | $287,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,470 | $286,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,667 | $286,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,977 | $285,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 6,141 | $283,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,718 | $278,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,442 | $275,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4,961 | $275,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 27,000 | $275,000 | thousands by filing date | principal |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,187 | $273,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,788 | $271,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,677 | $267,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,678 | $266,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 11,974 | $264,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,343 | $264,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,249 | $261,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 90,847 | $256,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,653 | $256,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,705 | $255,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 16,143 | $253,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,036 | $252,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 46,952 | $251,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,098 | $250,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,638 | $249,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,715 | $247,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 4,130 | $244,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,563 | $243,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 3,191 | $240,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 8,308 | $239,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,334 | $239,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 695 | $238,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,746 | $234,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,168 | $233,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 2,691 | $230,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,005 | $229,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,035 | $228,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 25,025 | $228,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,828 | $224,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,860 | $224,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,850 | $223,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,677 | $222,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,525 | $220,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 991 | $219,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 3,592 | $217,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,513 | $214,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5,746 | $213,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,555 | $212,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,590 | $212,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 19,417 | $212,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 15,496 | $210,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 2,719 | $207,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 3,557 | $205,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,883 | $204,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,503 | $203,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 849 | $201,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,050 | $201,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,800 | $201,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,601 | $198,000 | thousands by filing date | principal |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,731 | $183,000 | thousands by filing date | principal |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,675 | $182,000 | thousands by filing date | principal |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 13,200 | $180,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,354 | $177,000 | thousands by filing date | principal |
| AEGON N V | 007924103 | NY REGISTRY SHS | 29,666 | $176,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 21,999 | $168,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,750 | $156,000 | thousands by filing date | principal |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 26,513 | $148,000 | thousands by filing date | principal |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 12,425 | $147,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,334 | $139,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 27,896 | $111,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 95,200 | $111,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 10,769 | $96,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,096 | $94,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 19,499 | $94,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 35,043 | $89,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 10,313 | $82,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 20,910 | $79,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,018 | $77,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,058 | $77,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 25,811 | $77,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 17,045 | $72,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,500 | $66,000 | thousands by filing date | call |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,283 | $57,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 11,300 | $54,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,592 | $49,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,054 | $38,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 10,171 | $32,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 19,031 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-001524 | this filing | 2018-08-13 | acceptance time not in the bulk data set |