13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-13, with 685 holding rows worth $6,516,623,000.
- Accession
- 0001172661-18-001523
- Filer
- CIK 1426196
- Filed
- 2018-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 685 entries on the cover page, a total value of $6,516,623,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,516,623,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 4,060,100 | $664,923,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,000,000 | $340,320,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,413,500 | $242,627,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 197,100 | $219,895,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,160,500 | $211,659,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 1,082,300 | $185,777,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,539,100 | $170,044,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 825,900 | $160,489,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 87,250,000 | $157,343,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 83,900 | $142,613,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,281,700 | $141,015,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 514,222 | $139,498,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 728,100 | $134,779,000 | thousands by filing date | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 950,000 | $106,457,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 2,073,400 | $89,094,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 323,600 | $87,786,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 886,500 | $87,418,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 78,819,000 | $86,956,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 63,500,000 | $76,554,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 831,434 | $60,869,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,370,900 | $59,401,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 309,692 | $56,828,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 43,825,000 | $56,792,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 22,500,000 | $53,435,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 395,471 | $53,262,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 303,176 | $51,176,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 45,000,000 | $50,821,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 999,733 | $42,959,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 41,500,000 | $41,188,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 22,500,000 | $38,538,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 40,000,000 | $38,277,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 225,000 | $37,980,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 38,000,000 | $37,529,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 25,000,000 | $35,334,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 669,800 | $34,515,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 33,050,000 | $34,143,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 98,000 | $33,609,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 169,016 | $32,843,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 30,500,000 | $30,820,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 269,910 | $29,493,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 26,200 | $29,230,000 | thousands by filing date | call |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 625,509 | $27,529,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 18,000,000 | $27,401,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 163,216 | $26,730,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 20,000,000 | $26,672,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 370,427 | $26,467,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 235,000 | $25,678,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 15,000 | $25,497,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 19,000,000 | $25,334,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 138,000 | $25,323,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 136,100 | $25,193,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 208,500 | $24,739,000 | thousands by filing date | call |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 309,635 | $23,907,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 21,000 | $23,713,000 | thousands by filing date | put |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 466,700 | $23,190,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 304,200 | $23,101,000 | thousands by filing date | call |
| XL GROUP LTD | G98294104 | COM | 410,317 | $22,957,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 22,740,000 | $22,739,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 18,500,000 | $22,570,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,186 | $22,521,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 333,617 | $21,705,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 23,000,000 | $21,433,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 21,000,000 | $21,394,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 14,674,000 | $21,343,000 | thousands by filing date | |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 20,500,000 | $20,896,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 755,000 | $20,891,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 11,500,000 | $20,094,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 292,745 | $19,605,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 20,000,000 | $19,442,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 101,600 | $18,850,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 474,800 | $18,199,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 485,000 | $17,945,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 289,042 | $17,863,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 18,373,000 | $17,848,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 12,500,000 | $17,426,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 100,400 | $17,063,000 | thousands by filing date | call |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 13,000,000 | $15,999,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 12,000,000 | $15,974,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 10,500,000 | $15,805,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 759,900 | $15,692,000 | thousands by filing date | call |
| GOLAR LNG LTD | 38046YAB7 | NOTE 2.750% 2/1 | 13,245,000 | $14,516,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 161,000 | $13,617,000 | thousands by filing date | put |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 12,500,000 | $13,178,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 12,000,000 | $13,033,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 53,200 | $12,603,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 374,000 | $12,510,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 155,800 | $12,414,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 148,200 | $11,770,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 138,000 | $11,417,000 | thousands by filing date | put |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 8,510,000 | $11,281,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 46,900 | $11,111,000 | thousands by filing date | call |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 11,000,000 | $11,078,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 794,100 | $10,808,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 10,000,000 | $10,622,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 37,600 | $10,610,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 125,000 | $10,573,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 56,299 | $10,422,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 269,812 | $10,326,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 300,000 | $10,035,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 309,900 | $9,951,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 98,748 | $9,738,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 93,200 | $9,711,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 79,600 | $9,659,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 246,200 | $9,437,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 5,549 | $9,432,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 9,500,000 | $9,373,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 9,500,000 | $9,361,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 246,800 | $9,132,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AH7 | NOTE 2.250% 2/1 | 7,500,000 | $8,943,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 71,521 | $8,706,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 125,999 | $8,518,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 126,800 | $8,485,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 30,900 | $8,383,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 194,100 | $8,352,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 611,900 | $8,328,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 106,600 | $8,321,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 29,300 | $8,268,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 62,400 | $8,265,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 745,304 | $8,176,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 33,869 | $8,024,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 159,200 | $7,914,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 71,000 | $7,758,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 45,000 | $7,502,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 259,300 | $7,310,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 35,900 | $7,004,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 8,500,000 | $6,976,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 212,700 | $6,913,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 54,100 | $6,840,000 | thousands by filing date | put |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 5,000,000 | $6,832,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 17,200 | $6,733,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,000,000 | $6,590,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 202,900 | $6,515,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 113,900 | $6,315,000 | thousands by filing date | put |
| COTIVITI HLDGS INC | 22164K101 | COM | 141,018 | $6,223,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 124,385 | $6,181,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 110,000 | $6,155,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 116,452 | $6,132,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 5,574,000 | $6,020,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 17,900 | $6,006,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 214,674 | $5,989,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 5,000,000 | $5,989,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 138,200 | $5,959,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 116,300 | $5,851,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 131,600 | $5,843,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 55,100 | $5,775,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 40,300 | $5,630,000 | thousands by filing date | put |
| Altria Group Inc | 02209S103 | COM | 98,900 | $5,617,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 82,925 | $5,558,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 6,000,000 | $5,544,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 69,578 | $5,510,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 4,500,000 | $5,508,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 81,900 | $5,490,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 50,936 | $5,416,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 43,170 | $5,238,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 37,100 | $5,183,000 | thousands by filing date | call |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 5,500,000 | $5,130,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 147,587 | $5,092,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 25,800 | $5,070,000 | thousands by filing date | put |
| Booking Holdings Inc. | 09857L108 | COM | 2,500 | $5,068,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 74,700 | $5,007,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 57,200 | $4,899,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 25,100 | $4,877,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 144,900 | $4,754,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 44,556 | $4,643,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 55,300 | $4,605,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 132,100 | $4,590,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 73,900 | $4,486,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,100 | $4,433,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 121,800 | $4,419,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 31,300 | $4,373,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 96,900 | $4,250,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 50,000 | $4,229,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 51,800 | $4,182,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 96,200 | $4,168,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 182,215 | $4,158,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 30,000 | $4,151,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 54,100 | $4,108,000 | thousands by filing date | put |
| Adobe Inc | 00724F101 | COM | 16,700 | $4,072,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 72,500 | $4,039,000 | thousands by filing date | put |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 453,200 | $4,006,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 4,000,000 | $3,965,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 4,000,000 | $3,897,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 59,500 | $3,829,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 15,600 | $3,827,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 47,900 | $3,817,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 131,700 | $3,780,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 256,096 | $3,770,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 34,500 | $3,756,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 32,757 | $3,753,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 52,600 | $3,726,000 | thousands by filing date | put |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000,000 | $3,687,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 42,177 | $3,648,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 26,800 | $3,636,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 102,130 | $3,624,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 3,505,000 | $3,518,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 80,888 | $3,484,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 78,200 | $3,472,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 80,000 | $3,445,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 229,491 | $3,344,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 70,900 | $3,342,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 13,700 | $3,324,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 65,902 | $3,276,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 19,500 | $3,257,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 73,900 | $3,256,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,800 | $3,226,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 29,000 | $3,197,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 34,100 | $3,159,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 89,100 | $3,096,000 | thousands by filing date | call |
| XCERRA CORP | 98400J108 | COM | 221,233 | $3,091,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 19,700 | $3,087,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 38,217 | $3,086,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 22,567 | $3,085,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 39,381 | $3,074,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 91,178 | $3,050,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 46,000 | $3,032,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 49,500 | $3,019,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 35,173 | $3,011,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 89,085 | $3,005,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10,000 | $2,997,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 179,233 | $2,973,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 91,200 | $2,964,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 68,483 | $2,953,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 21,633 | $2,935,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 17,900 | $2,928,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 52,500 | $2,925,000 | thousands by filing date | call |
| OCLARO INC | 67555N206 | COM | 326,342 | $2,914,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 25,000 | $2,902,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 21,200 | $2,892,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 642,518 | $2,891,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 20,300 | $2,876,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 101,028 | $2,848,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 208,956 | $2,844,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 84,785 | $2,800,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 13,300 | $2,779,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 28,000 | $2,761,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 9,500 | $2,757,000 | thousands by filing date | put |
| Medtronic Plc | G5960L103 | COM | 32,100 | $2,748,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 13,700 | $2,695,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 75,000 | $2,677,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,100 | $2,669,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 38,000 | $2,646,000 | thousands by filing date | put |
| SCANA CORP NEW | 80589M102 | COM | 68,702 | $2,646,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AG2 | NOTE 5.750% 8/1 | 4,000,000 | $2,636,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 26,599 | $2,625,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 40,092 | $2,619,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 79,197 | $2,574,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 26,900 | $2,571,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 32,230 | $2,560,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 75,000 | $2,521,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 13,500 | $2,492,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 125,000 | $2,460,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 114,476 | $2,459,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 43,100 | $2,419,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 55,740 | $2,398,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 137,900 | $2,380,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 50,200 | $2,379,000 | thousands by filing date | put |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 47,214 | $2,369,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 136,700 | $2,359,000 | thousands by filing date | call |
| BLACKROCK INC CL A COM | 09247X101 | COM | 4,700 | $2,345,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 100,000 | $2,329,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 7,800 | $2,304,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 9,500 | $2,276,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,800 | $2,237,000 | thousands by filing date | put |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 7,600 | $2,228,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 18,300 | $2,227,000 | thousands by filing date | call |
| FEDEX CORP COM | 31428X106 | Stock | 9,700 | $2,202,000 | thousands by filing date | put |
| Mondelez International,Inc. Class A | 609207105 | COM | 53,500 | $2,194,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 15,800 | $2,186,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 1,250,000 | $2,163,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 15,000 | $2,161,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 25,857 | $2,139,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 44,100 | $2,090,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 37,300 | $2,064,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 14,764 | $2,063,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 62,300 | $2,044,000 | thousands by filing date | call |
| PARSLEY ENERGY INC | 701877102 | CL A | 66,803 | $2,023,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,400 | $2,009,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 15,800 | $2,007,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 10,800 | $2,004,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 35,190 | $1,998,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 61,920 | $1,988,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 15,157 | $1,988,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 37,900 | $1,987,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 12,100 | $1,983,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 14,500 | $1,959,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 63,703 | $1,910,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,585 | $1,894,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 77,582 | $1,878,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 69,200 | $1,876,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 38,200 | $1,866,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 341,449 | $1,857,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 41,091 | $1,809,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 150,000 | $1,803,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 16,900 | $1,795,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 15,100 | $1,793,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 53,521 | $1,788,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 35,509 | $1,786,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 30,200 | $1,784,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,289 | $1,775,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 14,911 | $1,769,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,812 | $1,758,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 25,700 | $1,720,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 25,000 | $1,701,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 5,748 | $1,698,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,501 | $1,695,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 17,300 | $1,695,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 100,000 | $1,659,000 | thousands by filing date | put |
| DERMIRA INC | 24983LAB0 | NOTE 3.000% 5/1 | 2,000,000 | $1,654,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,000 | $1,644,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 12,344 | $1,635,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 15,548 | $1,630,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 16,461 | $1,609,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 53,695 | $1,600,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,468 | $1,570,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 228,356 | $1,555,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 31,000 | $1,551,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 34,190 | $1,541,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 42,392 | $1,538,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 43,892 | $1,525,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 17,620 | $1,509,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 60,000 | $1,499,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 7,533 | $1,482,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 11,900 | $1,481,000 | thousands by filing date | put |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 113,016 | $1,465,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 22,600 | $1,454,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 95,921 | $1,453,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 17,400 | $1,440,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 30,623 | $1,436,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 20,600 | $1,436,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727UAA3 | NOTE 5.250% 2/0 | 1,000,000 | $1,430,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 14,400 | $1,421,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 13,500 | $1,407,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,500 | $1,385,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 8,791 | $1,377,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,097 | $1,371,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 31,018 | $1,367,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 18,668 | $1,367,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 29,300 | $1,353,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 19,908 | $1,348,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 16,500 | $1,305,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 6,669 | $1,301,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 9,000 | $1,298,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 16,900 | $1,286,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 19,700 | $1,276,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 41,668 | $1,275,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 26,026 | $1,271,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 11,575 | $1,265,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 43,797 | $1,265,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 28,300 | $1,244,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 5,200 | $1,238,000 | thousands by filing date | put |
| Broadcom Inc. | 11135F101 | COM | 5,081 | $1,233,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,100 | $1,230,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 23,700 | $1,211,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 12,600 | $1,199,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,326 | $1,199,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,562 | $1,197,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6,400 | $1,193,000 | thousands by filing date | put |
| LILIS ENERGY INC | 532403201 | COM NEW | 224,634 | $1,168,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,400 | $1,163,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 26,483 | $1,162,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 51,200 | $1,162,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 25,700 | $1,158,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 8,400 | $1,152,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 5,049 | $1,146,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2,288 | $1,142,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 24,100 | $1,136,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 13,000 | $1,109,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 23,384 | $1,108,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 39,200 | $1,105,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 13,200 | $1,105,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 8,600 | $1,092,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 14,100 | $1,076,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,575 | $1,067,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,500 | $1,063,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7,842 | $1,059,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 15,900 | $1,044,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 14,200 | $1,040,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 18,417 | $1,021,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,600 | $1,018,000 | thousands by filing date | call |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 42,132 | $1,017,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18,300 | $1,015,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 14,100 | $1,010,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,500 | $1,005,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 60,000 | $1,004,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,800 | $979,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 3,946 | $968,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 31,412 | $950,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 3,221 | $944,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,345 | $937,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 11,200 | $933,000 | thousands by filing date | call |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 707,128 | $933,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,996 | $931,000 | thousands by filing date | |
| GOPRO INC | 38268TAB9 | NOTE 3.500% 4/1 | 1,000,000 | $928,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 17,200 | $902,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,700 | $888,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,877 | $885,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 6,932 | $876,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 17,600 | $873,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,600 | $872,000 | thousands by filing date | call |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 36,269 | $870,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 9,600 | $865,000 | thousands by filing date | put |
| WPX ENERGY INC | 98212B103 | COM | 48,000 | $865,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 9,311 | $863,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,800 | $861,000 | thousands by filing date | put |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,540 | $859,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 13,948 | $851,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,455 | $839,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,709 | $839,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 3,000 | $828,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 14,728 | $827,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,900 | $825,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 12,900 | $823,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 35,000 | $815,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 25,000 | $810,000 | thousands by filing date | put |
| Analog Devices,Inc. | 032654105 | COM | 8,400 | $806,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 17,100 | $806,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 15,000 | $806,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 9,400 | $805,000 | thousands by filing date | call |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 15,209 | $802,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 22,100 | $801,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,856 | $799,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,226 | $797,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,900 | $789,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 12,500 | $785,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 15,400 | $784,000 | thousands by filing date | put |
| ECHOSTAR CORP | 278768106 | CL A | 17,600 | $781,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 7,300 | $769,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 5,294 | $763,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,700 | $757,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,000 | $757,000 | thousands by filing date | put |
| CME Group Inc. Class A | 12572Q105 | COM | 4,610 | $756,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,900 | $754,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 9,400 | $747,000 | thousands by filing date | call |
| MasterCard, Inc | 57636Q104 | COM | 3,760 | $739,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,250,000 | $739,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,000 | $732,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 4,339 | $723,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 15,400 | $713,000 | thousands by filing date | put |
| LAM RESEARCH CORP | 512807108 | COM | 4,100 | $709,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 8,700 | $708,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 15,316 | $707,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,211 | $703,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 17,600 | $693,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 1,600 | $688,000 | thousands by filing date | put |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 1,053,709 | $685,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 4,000 | $682,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,000 | $681,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 6,300 | $679,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 600 | $678,000 | thousands by filing date | call |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 50,930 | $674,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 20,000 | $672,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 13,400 | $670,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 2,729 | $665,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,400 | $664,000 | thousands by filing date | put |
| DOWDUPONT INC | 26078J100 | COM | 10,079 | $664,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 61,147 | $664,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 150,000 | $654,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 7,715 | $643,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5,000 | $627,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 3,726 | $610,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,500 | $610,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 17,500 | $588,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 248,000 | $580,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,927 | $577,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 41,500 | $576,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 11,406 | $571,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,600 | $569,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 4,200 | $564,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,099 | $559,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 15,100 | $559,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 8,400 | $554,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 1,906 | $553,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,900 | $548,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,136 | $546,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,391 | $544,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,565 | $536,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 41,000 | $532,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,300 | $530,000 | thousands by filing date | put |
| AON PLC | G0408V102 | SHS CL A | 3,723 | $511,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 5,000 | $496,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,900 | $494,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 9,619 | $492,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,000 | $487,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 1,700 | $475,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 46,600 | $475,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 7,800 | $473,000 | thousands by filing date | call |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,214 | $470,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,500 | $467,000 | thousands by filing date | put |
| EMERSON ELEC CO COM | 291011104 | Stock | 6,700 | $463,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 3,352 | $457,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,953 | $451,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,400 | $446,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 2,400 | $443,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 2,576 | $442,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 14,270 | $436,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,000 | $435,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 3,200 | $434,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 50,974 | $433,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 11,800 | $430,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 30,700 | $428,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-001523 | this filing | 2018-08-13 | acceptance time not in the bulk data set |