13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 888 holding rows worth $3,909,183,000.
- Accession
- 0001172661-18-001104
- Filer
- CIK 1332905
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 1,018 entries on the cover page, a total value of $3,909,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,909,183,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMENDON CAPITAL ADVISORS CORP028-10662
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLOVIS ONCOLOGY INC | 189464100 | COM | 19,607 | $1,035,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 115,114 | $1,029,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 83,924 | $1,028,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 16,360 | $1,020,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 117,157 | $1,012,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 107,000 | $1,011,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 76,933 | $1,009,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 41,945 | $1,005,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 30,903 | $1,003,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 81,157 | $1,002,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,399 | $994,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 59,815 | $974,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 18,600 | $968,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,562 | $967,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 12,312 | $954,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 18,256 | $949,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 69,307 | $938,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 37,424 | $935,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 74,375 | $931,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 24,848 | $929,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 19,061 | $913,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,618 | $904,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 77,063 | $904,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,650 | $900,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 81,550 | $885,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 51,114 | $884,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,077 | $880,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 74,916 | $878,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 15,370 | $873,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,004 | $869,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,240 | $857,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 16,750 | $855,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 22,526 | $855,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 3,889 | $854,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,494 | $843,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 67,599 | $843,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,322 | $838,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 48,920 | $833,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 40,651 | $829,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 11,340 | $822,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 7,577 | $818,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 66,175 | $807,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 67,621 | $805,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 68,892 | $805,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 20,162 | $799,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 23,220 | $796,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 37,045 | $772,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,649 | $765,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,500 | $763,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 15,052 | $762,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 56,816 | $757,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 10,503 | $755,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,808 | $755,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 6,377 | $744,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,307 | $741,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 13,925 | $739,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,113 | $736,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 7,612 | $730,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 43,128 | $730,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 53,966 | $728,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,196 | $723,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 57,442 | $719,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 4,947 | $714,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 12,795 | $712,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 9,197 | $712,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 43,890 | $712,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,651 | $711,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,453 | $711,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 20,202 | $707,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 20,812 | $704,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,124 | $693,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 11,550 | $692,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 9,765 | $673,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 48,000 | $671,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,579 | $657,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 27,890 | $657,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,525 | $656,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 39,043 | $656,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,741 | $655,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 11,840 | $653,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 55,458 | $642,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 45,203 | $641,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,758 | $640,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 43,966 | $638,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,601 | $627,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 37,000 | $621,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,398 | $615,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,240 | $611,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 83,242 | $608,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,097 | $608,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,988 | $600,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 9,656 | $592,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 14,545 | $587,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 50,896 | $586,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 10,046 | $583,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,543 | $576,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 55,550 | $572,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 63,055 | $570,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,684 | $569,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,590 | $568,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,041 | $558,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 8,400 | $552,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 35,000 | $546,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 12,570 | $545,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 6,382 | $542,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 47,170 | $536,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 23,556 | $535,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 43,514 | $529,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,135 | $520,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,865 | $514,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 38,785 | $513,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,636 | $504,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,989 | $504,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 68,773 | $504,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 58,771 | $500,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 64,348 | $500,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 6,574 | $497,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,533 | $496,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 39,797 | $492,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,577 | $491,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,146 | $491,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 37,276 | $490,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 38,388 | $488,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 12,217 | $485,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 37,513 | $483,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,320 | $481,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 37,000 | $481,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,530 | $479,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 34,287 | $479,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,329 | $478,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,000 | $474,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 21,720 | $473,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 41,090 | $473,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 7,657 | $468,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 7,690 | $463,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,769 | $460,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,560 | $454,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 35,700 | $449,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 7,650 | $448,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,360 | $447,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 37,955 | $447,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,323 | $446,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 36,768 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,029 | $443,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,136 | $441,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,259 | $440,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,232 | $439,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 26,234 | $439,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 3,196 | $438,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,590 | $438,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,646 | $437,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 37,353 | $437,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 12,523 | $435,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 8,541 | $434,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 36,816 | $431,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 34,066 | $428,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 25,931 | $427,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,347 | $424,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,809 | $423,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,635 | $421,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 10,945 | $420,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 35,941 | $416,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,968 | $410,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,711 | $409,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 56,203 | $408,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 30,904 | $405,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,801 | $403,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 12,768 | $402,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,490 | $399,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,790 | $395,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 26,471 | $391,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 53,494 | $389,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 27,813 | $388,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,169 | $386,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 20,884 | $385,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,400 | $380,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 8,590 | $378,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,436 | $375,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 6,260 | $375,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 22,779 | $370,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,470 | $369,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,461 | $368,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,760 | $367,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 47,580 | $362,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 23,013 | $361,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 25,034 | $359,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 28,500 | $354,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,515 | $353,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,163 | $352,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,510 | $352,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 16,959 | $351,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 25,981 | $346,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,174 | $344,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,495 | $343,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,196 | $340,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 15,495 | $339,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,000 | $337,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 27,873 | $336,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 51,146 | $335,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 10,604 | $334,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,597 | $331,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 20,773 | $327,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 22,032 | $325,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,937 | $324,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,814 | $322,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,202 | $320,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,752 | $320,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,015 | $320,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,053 | $318,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,293 | $317,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 34,491 | $316,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 913 | $314,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,025 | $313,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,509 | $312,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 22,141 | $312,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 29,316 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,268 | $311,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,946 | $310,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 4,500 | $310,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,765 | $310,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,275 | $309,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 18,448 | $308,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 3,655 | $308,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,895 | $307,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 839 | $304,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 23,184 | $299,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 30,000 | $298,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 26,491 | $296,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 9,266 | $295,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,783 | $295,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,223 | $294,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,681 | $294,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,443 | $294,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 77,961 | $290,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 22,879 | $290,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,783 | $289,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,549 | $288,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,943 | $287,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 23,054 | $287,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,871 | $286,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,231 | $286,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 24,625 | $286,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,550 | $285,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,123 | $284,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,300 | $284,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 13,213 | $283,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,431 | $282,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,105 | $282,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 1,823 | $281,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,601 | $281,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,175 | $280,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 8,150 | $277,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 17,767 | $276,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 20,317 | $276,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,588 | $275,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,210 | $274,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 477 | $274,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,016 | $274,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 19,792 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,713 | $268,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,559 | $268,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,300 | $263,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,039 | $262,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,329 | $261,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,091 | $261,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,542 | $259,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,043 | $258,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,603 | $256,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 7,938 | $254,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,673 | $253,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 7,022 | $253,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 17,286 | $252,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,466 | $251,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,682 | $251,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,231 | $246,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,628 | $246,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,069 | $243,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,707 | $243,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,407 | $242,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,280 | $240,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 7,814 | $239,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,585 | $238,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,578 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,700 | $237,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,387 | $235,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,298 | $235,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 20,104 | $235,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 19,074 | $234,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,893 | $233,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,251 | $230,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,452 | $230,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,100 | $227,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 24,816 | $227,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 21,255 | $227,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 13,200 | $227,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,691 | $225,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,517 | $223,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,450 | $219,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,311 | $219,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 18,657 | $219,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 12,987 | $219,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 18,578 | $218,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 20,830 | $218,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,320 | $216,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 16,158 | $216,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,649 | $215,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,114 | $214,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 722 | $213,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 22,733 | $213,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,266 | $213,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 17,415 | $213,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,355 | $212,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,186 | $209,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,841 | $208,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,586 | $206,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 11,323 | $206,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 10,535 | $205,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 16,871 | $204,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 17,500 | $204,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,585 | $203,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 25,122 | $202,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,550 | $201,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,660 | $201,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 9,842 | $201,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,314 | $200,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,666 | $200,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,072 | $199,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,000 | $197,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,000 | $195,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 17,499 | $192,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,120 | $188,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,071 | $187,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 13,879 | $183,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 15,941 | $183,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 14,157 | $182,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 16,945 | $182,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 16,089 | $181,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 13,833 | $181,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 14,743 | $172,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 15,937 | $167,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,772 | $165,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,654 | $165,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 13,255 | $163,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 12,209 | $161,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,864 | $160,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 13,474 | $157,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $156,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 11,750 | $155,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 26,909 | $153,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 17,461 | $144,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 19,584 | $141,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,180 | $137,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 36,467 | $137,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 19,021 | $129,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 11,500 | $128,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 12,000 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,111 | $127,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 37,800 | $127,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 25,550 | $125,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 14,074 | $123,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 11,020 | $121,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 10,524 | $118,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 18,600 | $110,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 16,800 | $103,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 14,000 | $94,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,840 | $90,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 32,600 | $89,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 10,200 | $84,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 30,600 | $83,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 12,100 | $82,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,243 | $81,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 62,652 | $72,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 25,100 | $69,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,303 | $67,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 60,764 | $67,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,000 | $61,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,270 | $56,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,410 | $50,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 790 | $41,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 11,200 | $33,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,693 | $28,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 27,700 | $28,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 20,000 | $25,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 842 | $13,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 571 | $8,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,100 | $8,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 83 | $3,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 35 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-001104 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-18-001520 | added | 2018-08-13 | acceptance time not in the bulk data set |