13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 479 holding rows worth $3,540,763,000.
- Accession
- 0001172661-18-000671
- Filer
- CIK 1426196
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 479 entries on the cover page, a total value of $3,540,763,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,540,763,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,972,571 | $526,400,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,807,500 | $275,571,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,500,000 | $233,640,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,400,000 | $113,088,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 798,200 | $93,461,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 40,500,000 | $90,036,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 450,000 | $61,029,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 815,700 | $60,696,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,371,100 | $53,302,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 560,000 | $51,222,000 | thousands by filing date | call |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 18,411,000 | $46,154,000 | thousands by filing date | principal |
| Johnson & Johnson | 478160104 | COM | 317,718 | $44,391,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 602,400 | $42,354,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 42,600,000 | $39,405,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 35,000,000 | $37,931,000 | thousands by filing date | principal |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 37,200,000 | $36,270,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 225,080 | $35,058,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 295,000 | $34,450,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 33,500,000 | $33,332,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 192,000 | $33,047,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 31,748,000 | $32,323,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 103,500 | $32,223,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 680,000 | $31,395,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 778,200 | $30,251,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 19,000,000 | $30,174,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 150,005 | $27,059,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 24,500,000 | $26,613,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 95,000 | $25,350,000 | thousands by filing date | put |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 24,000,000 | $24,179,000 | thousands by filing date | principal |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 312,900 | $23,445,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 22,500,000 | $23,343,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 22,000,000 | $23,278,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 187,700 | $23,207,000 | thousands by filing date | put |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 22,941,000 | $22,955,000 | thousands by filing date | principal |
| GPMT 5.625 22 | 38741LAB3 | Bond 30/360P2 U | 22,500,000 | $22,443,000 | thousands by filing date | principal |
| TIME WARNER INC | 887317303 | COM NEW | 244,750 | $22,387,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 24,215,000 | $22,262,000 | thousands by filing date | principal |
| CALPINE CORP | 131347304 | COM | 1,425,309 | $21,564,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 20,000,000 | $21,237,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 20,740,000 | $21,141,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 20,000,000 | $21,124,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 454,400 | $20,978,000 | thousands by filing date | put |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 15,329,000 | $20,435,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 20,000,000 | $19,350,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 14,074,000 | $19,008,000 | thousands by filing date | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 145,000 | $18,394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 774,100 | $17,989,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 150,000 | $17,517,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 202,300 | $17,272,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 14,500,000 | $16,856,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 502,000 | $16,711,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 130,377 | $16,121,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 15,000,000 | $15,534,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 14,435,000 | $15,255,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 212,772 | $14,959,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 262,400 | $14,796,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 14,500,000 | $14,590,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 88,100 | $13,880,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 13,000,000 | $13,771,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 9,000,000 | $12,431,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100,000 | $12,365,000 | thousands by filing date | call |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 10,500,000 | $11,950,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 136,200 | $11,883,000 | thousands by filing date | put |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 10,000,000 | $11,600,000 | thousands by filing date | principal |
| Apple Inc | 037833100 | COM | 68,300 | $11,557,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 115,000 | $11,247,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 11,000,000 | $11,213,000 | thousands by filing date | principal |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 300,000 | $10,910,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 90,100 | $10,548,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 150,000 | $10,546,000 | thousands by filing date | put |
| CALGON CARBON CORP | 129603106 | COM | 489,400 | $10,423,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 241,969 | $10,276,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 8,500,000 | $10,040,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 10,000,000 | $10,024,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 56,700 | $10,002,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 10,000,000 | $9,968,000 | thousands by filing date | principal |
| ORBITAL ATK INC | 68557N103 | COM | 74,972 | $9,858,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 112,000 | $9,856,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 270,000 | $9,819,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 7,500,000 | $9,717,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 231,633 | $9,429,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,000 | $9,416,000 | thousands by filing date | put |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 110,000 | $9,391,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 7,500,000 | $8,737,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 150,000 | $8,533,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 150,000 | $8,533,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 5,000,000 | $8,524,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 301,300 | $8,411,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 97,600 | $8,346,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 6,800 | $7,949,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 141,783 | $7,783,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 120,000 | $7,703,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 8,873,000 | $7,558,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 109,100 | $7,352,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 104,000 | $7,041,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 217,500 | $7,009,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 7,000,000 | $7,000,000 | thousands by filing date | principal |
| ISHARES TR | 464287457 | COM | 82,680 | $6,932,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 197,341 | $6,814,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 211,000 | $6,800,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469AA6 | NOTE | 7,000,000 | $6,619,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 103,400 | $6,618,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 125,000 | $5,968,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,000,000 | $5,887,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 5,500,000 | $5,616,000 | thousands by filing date | principal |
| RH | 74967X103 | COM | 61,700 | $5,316,000 | thousands by filing date | put |
| TRONOX LTD | Q9235V101 | SHS CL A | 257,800 | $5,287,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 515,300 | $5,178,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 152,272 | $4,801,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 25,000 | $4,724,000 | thousands by filing date | put |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 25,000 | $4,724,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 42,600 | $4,554,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 382,300 | $4,530,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 136,153 | $4,495,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 159,824 | $4,462,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 85,000 | $4,433,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 210,000 | $4,307,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 30,600 | $4,274,000 | thousands by filing date | put |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 98,526 | $4,274,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 200,000 | $4,234,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 69,600 | $4,077,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 25,800 | $4,065,000 | thousands by filing date | put |
| iShares Gold Trust | 464285105 | ISHARES | 325,000 | $4,065,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 60,000 | $4,043,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 92,200 | $3,952,000 | thousands by filing date | put |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 2,500,000 | $3,715,000 | thousands by filing date | principal |
| ISHARES TR | 464287168 | COM | 37,229 | $3,669,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 23,500 | $3,603,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 301,000 | $3,566,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 35,617 | $3,515,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 104,614 | $3,464,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 2,500,000 | $3,454,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 20,000 | $3,448,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 40,000 | $3,353,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 58,470 | $3,326,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,200 | $3,210,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 50,009 | $3,201,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 104,618 | $3,184,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 59,756 | $3,147,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 32,100 | $2,744,000 | thousands by filing date | call |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,500,000 | $2,743,000 | thousands by filing date | principal |
| IJH | 464287507 | COM | 14,041 | $2,664,000 | thousands by filing date | |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 4,000,000 | $2,620,000 | thousands by filing date | principal |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 23,913 | $2,614,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 21,508 | $2,614,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 32,057 | $2,614,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 81,598 | $2,547,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 3,000,000 | $2,544,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 1,250,000 | $2,462,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 114,000 | $2,446,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 2,069 | $2,419,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,620 | $2,381,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 30,000 | $2,355,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 63,796 | $2,342,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 350,200 | $2,304,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,800 | $2,258,000 | thousands by filing date | call |
| GOGO INC | 38046C109 | COM | 200,000 | $2,256,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 19,000 | $2,196,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 32,010 | $2,157,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 25,000 | $2,032,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 52,146 | $2,027,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 68,189 | $2,007,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 39,461 | $1,945,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 99,900 | $1,893,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 12,059 | $1,811,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 13,500 | $1,809,000 | thousands by filing date | put |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 28,000 | $1,797,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 48,438 | $1,753,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 98,700 | $1,721,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 7,300 | $1,717,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 10,000 | $1,692,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 50,963 | $1,670,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 50,000 | $1,664,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,000 | $1,617,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,500 | $1,579,000 | thousands by filing date | put |
| iShares MSCI Japan ETF | 46434G822 | SHS | 25,531 | $1,530,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 37,010 | $1,497,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 30,000 | $1,466,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 29,900 | $1,413,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 30,000 | $1,384,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,300 | $1,369,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 10,126 | $1,361,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 8,591 | $1,358,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 1,048,951 | $1,321,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 55,000 | $1,278,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 50,000 | $1,196,000 | thousands by filing date | call |
| VISTRA CORP COM | 92840M102 | Stock | 65,200 | $1,194,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 98,068 | $1,191,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,000 | $1,176,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,085 | $1,135,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 21,659 | $1,095,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 7,362 | $1,056,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 10,600 | $1,037,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 49,300 | $1,024,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 4,116 | $968,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 8,047 | $959,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,563 | $944,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,000 | $934,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 4,400 | $934,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50,000 | $903,000 | thousands by filing date | put |
| POST HLDGS INC | 737446104 | COM | 11,393 | $902,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 40,000 | $892,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10,274 | $890,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 11,203 | $885,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 2,000,000 | $881,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 19,100 | $875,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 21,000 | $860,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 24,773 | $839,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 20,099 | $836,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,700 | $823,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 38,200 | $818,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 64,485 | $815,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 7,700 | $803,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 3,000 | $800,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 21,856 | $798,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,600 | $784,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 15,000 | $769,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 8,200 | $762,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,750 | $757,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,259 | $744,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 6,777 | $743,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 12,311 | $742,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,900 | $738,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10,500 | $736,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,299 | $733,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 27,622 | $732,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 35,000 | $727,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 8,500 | $724,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 27,810 | $721,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 8,500 | $704,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 10,034 | $700,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,200 | $683,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 25,000 | $683,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 104,351 | $682,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,723 | $678,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 8,700 | $676,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 18,514 | $673,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 8,894 | $666,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,811 | $662,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 40,000 | $654,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,316 | $650,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 9,800 | $646,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 15,220 | $642,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 15,406 | $640,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 43,346 | $635,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 11,101 | $624,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 17,600 | $620,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,300 | $619,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 30,768 | $618,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4,591 | $615,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 100,800 | $608,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,900 | $598,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 7,087 | $597,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 10,181 | $597,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,300 | $578,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,300 | $573,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 23,500 | $540,000 | thousands by filing date | call |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 9,739 | $539,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 8,066 | $519,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,300 | $517,000 | thousands by filing date | put |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,398 | $513,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 24,165 | $512,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 5,400 | $511,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,769 | $509,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 50,000 | $509,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 19,231 | $509,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 10,730 | $503,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,155 | $502,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,469 | $501,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,309 | $494,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 32,238 | $492,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 16,850 | $491,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 14,878 | $490,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 3,326 | $490,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 6,900 | $486,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 11,346 | $482,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,022 | $479,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,882 | $471,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,700 | $469,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 11,720 | $468,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,300 | $467,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,718 | $459,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 12,300 | $459,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,623 | $458,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 8,529 | $455,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 7,191 | $452,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,900 | $444,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,884 | $442,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 8,005 | $440,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,000 | $440,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 10,700 | $439,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 59,600 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,000 | $436,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 7,576 | $435,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,918 | $430,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,002 | $430,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 9,100 | $429,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 7,100 | $427,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 6,400 | $424,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 16,097 | $422,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,698 | $420,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 12,400 | $414,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 4,200 | $413,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 23,089 | $413,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,096 | $412,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 18,300 | $409,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 16,400 | $403,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,500 | $399,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 6,487 | $397,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 36,989 | $395,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,021 | $395,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,713 | $394,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 6,600 | $394,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 26,705 | $391,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 18,672 | $387,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,443 | $387,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,300 | $386,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,503 | $386,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 7,103 | $382,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 8,280 | $382,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 15,165 | $375,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 8,690 | $375,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,300 | $373,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,100 | $370,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,760 | $370,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 8,300 | $369,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 13,441 | $368,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,422 | $368,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,420 | $367,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 20,200 | $362,000 | thousands by filing date | call |
| MARZETTI COMPANY | 513847103 | COM | 2,800 | $361,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,425 | $360,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,100 | $359,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,300 | $356,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,599 | $355,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 7,052 | $352,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,267 | $349,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,014 | $347,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 9,775 | $347,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,583 | $345,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 6,000 | $344,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,781 | $342,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 75,700 | $342,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 8,400 | $336,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,525 | $334,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,107 | $333,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,400 | $330,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 903 | $329,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 27,400 | $329,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 6,900 | $327,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 19,590 | $327,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 63,996 | $327,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 6,956 | $326,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,051 | $323,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 4,220 | $323,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 11,101 | $318,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 10,145 | $316,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,008 | $309,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 11,100 | $309,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 5,400 | $307,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,410 | $306,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,900 | $303,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,758 | $302,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 30,972 | $300,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,403 | $296,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 8,500 | $293,000 | thousands by filing date | call |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9,300 | $292,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,530 | $290,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,903 | $290,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 35,700 | $290,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 69,093 | $288,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 11,200 | $288,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 7,200 | $286,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 11,000 | $282,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 19,600 | $276,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 7,500 | $274,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 5,386 | $273,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 7,700 | $273,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,200 | $273,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,600 | $273,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,800 | $271,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,800 | $271,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,006 | $269,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,400 | $268,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,300 | $267,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 4,305 | $261,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,185 | $260,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,100 | $260,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,100 | $260,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,575 | $259,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,561 | $257,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,700 | $255,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,300 | $254,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 44,878 | $254,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,400 | $253,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 6,254 | $252,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 6,645 | $251,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,700 | $250,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 6,600 | $249,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,108 | $249,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 15,000 | $249,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,400 | $247,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 2,900 | $245,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,400 | $242,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 13,298 | $241,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 6,200 | $241,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,507 | $240,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4,899 | $239,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 500,000 | $236,000 | thousands by filing date | principal |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 4,600 | $235,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,275 | $234,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,600 | $234,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,600 | $232,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,500 | $232,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,501 | $231,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 6,838 | $231,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 2,660 | $229,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,400 | $229,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,142 | $228,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,832 | $228,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,500 | $227,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,518 | $225,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,500 | $222,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,681 | $220,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 5,581 | $219,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 4,200 | $217,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 4,612 | $216,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,400 | $214,000 | thousands by filing date | put |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 9,200 | $212,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 4,000 | $209,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,100 | $208,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,874 | $208,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 2,207 | $207,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 10,000 | $207,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 9,302 | $204,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4,300 | $202,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,100 | $201,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 3,800 | $201,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,272 | $201,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,400 | $198,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 100,000 | $197,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 8,444 | $194,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 13,300 | $190,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 51,000 | $187,000 | thousands by filing date | put |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 15,335 | $187,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 27,127 | $185,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 20,000 | $168,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 24,616 | $163,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,698 | $152,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 12,897 | $151,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,100 | $150,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 29,500 | $144,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,000 | $138,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 10,755 | $137,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,300 | $134,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,845 | $132,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,500 | $129,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 97,802 | $128,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 12,814 | $127,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,607 | $121,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 600 | $118,000 | thousands by filing date | put |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 37,660 | $114,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $105,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,300 | $104,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 15,107 | $99,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 22,973 | $91,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,100 | $90,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 400 | $75,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $71,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 485 | $60,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 500 | $27,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 300 | $20,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,000,000 | $14,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $8,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 100 | $7,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 40 | $1,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-000671 | this filing | 2018-02-14 | acceptance time not in the bulk data set |