13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 882 holding rows worth $3,850,972,000.
- Accession
- 0001172661-18-000634
- Filer
- CIK 1332905
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 1,008 entries on the cover page, a total value of $3,850,972,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,850,972,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMENDON CAPITAL ADVISORS CORP028-10662
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 65,379 | $878,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 42,478 | $877,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 66,731 | $868,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,615 | $859,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 60,528 | $843,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 65,165 | $839,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 13,742 | $835,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 68,640 | $829,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,605 | $826,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 42,550 | $825,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 22,540 | $825,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 9,196 | $821,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 5,277 | $816,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 15,100 | $814,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 17,350 | $807,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 11,340 | $800,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,656 | $799,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 43,128 | $793,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,274 | $790,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 10,221 | $789,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 6,708 | $784,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 15,754 | $783,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 119,499 | $779,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 11,016 | $765,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 37,800 | $760,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 50,930 | $756,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 56,963 | $755,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 12,890 | $754,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,915 | $749,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,977 | $747,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 10,070 | $747,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 41,850 | $745,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 37,488 | $744,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 23,220 | $735,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 56,818 | $734,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,728 | $728,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 9,639 | $727,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,451 | $726,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 20,495 | $723,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,525 | $719,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 13,665 | $718,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 41,935 | $715,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 9,839 | $713,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 7,834 | $711,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 13,691 | $707,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,146 | $695,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 4,745 | $693,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 53,683 | $693,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 44,015 | $693,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 39,043 | $693,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,703 | $691,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,787 | $686,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 9,448 | $686,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 5,196 | $682,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 50,339 | $678,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 9,327 | $676,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,942 | $660,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,601 | $656,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,821 | $656,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,000 | $651,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,041 | $650,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 23,594 | $650,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 103,890 | $643,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 51,522 | $639,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 8,420 | $630,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 9,222 | $629,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 40,014 | $628,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 46,378 | $623,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 27,859 | $622,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,150 | $622,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 77,295 | $612,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,555 | $608,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 28,640 | $606,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 56,250 | $596,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 5,622 | $590,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,377 | $590,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 48,345 | $587,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 41,284 | $586,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 11,752 | $581,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,145 | $580,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 7,219 | $578,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 21,695 | $574,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 31,561 | $573,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 17,000 | $565,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 8,031 | $563,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 63,055 | $563,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,627 | $547,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 6,382 | $541,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,771 | $539,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,822 | $539,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 36,625 | $537,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 17,217 | $533,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 15,446 | $531,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,098 | $526,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 36,975 | $524,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 38,013 | $524,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 44,591 | $520,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,210 | $518,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 59,482 | $517,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,354 | $509,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 21,720 | $508,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 12,539 | $505,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 42,294 | $504,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,255 | $499,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 39,495 | $494,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,763 | $493,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,335 | $488,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,878 | $488,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 38,642 | $486,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 20,051 | $484,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 8,599 | $480,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 15,749 | $479,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,185 | $477,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 13,240 | $476,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,803 | $473,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 31,178 | $473,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 44,000 | $473,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,135 | $472,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 32,431 | $464,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 20,306 | $458,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 2,913 | $454,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,044 | $453,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,471 | $448,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,075 | $448,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 34,415 | $447,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 8,476 | $446,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 29,683 | $446,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,877 | $444,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 32,156 | $444,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 28,500 | $442,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,609 | $440,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 34,681 | $435,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,075 | $434,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,392 | $433,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 30,778 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,157 | $431,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,433 | $424,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,358 | $423,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 17,975 | $423,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 28,654 | $423,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 31,050 | $422,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 24,042 | $421,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,303 | $420,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,236 | $418,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 32,339 | $415,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,540 | $414,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,169 | $414,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 25,249 | $414,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,656 | $412,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,074 | $409,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,368 | $407,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 29,713 | $407,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 37,137 | $406,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 45,916 | $406,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 7,690 | $402,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,720 | $399,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,707 | $399,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,871 | $397,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,231 | $389,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,022 | $389,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 10,039 | $387,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 25,211 | $384,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 46,132 | $384,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 9,400 | $383,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,356 | $381,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,016 | $380,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 23,894 | $380,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 11,671 | $377,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 42,368 | $377,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 8,685 | $377,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 28,904 | $375,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 41,462 | $371,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 25,025 | $370,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 38,827 | $369,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,320 | $364,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 7,668 | $354,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,845 | $353,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 41,519 | $353,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 54,480 | $352,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 29,950 | $350,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 28,650 | $349,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,135 | $348,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,493 | $346,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,651 | $346,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 37,152 | $346,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 13,843 | $343,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,421 | $341,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 25,963 | $338,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,325 | $337,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,092 | $335,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 30,705 | $332,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 9,257 | $331,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,292 | $329,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,862 | $329,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,943 | $329,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 5,537 | $329,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,851 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,180 | $325,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 8,765 | $325,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 5,150 | $322,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 15,225 | $322,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 12,324 | $321,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,601 | $317,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 40,816 | $315,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,614 | $314,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 22,293 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,050 | $312,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,806 | $311,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,489 | $311,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 3,085 | $310,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,342 | $309,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 26,108 | $307,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,223 | $305,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 81,199 | $305,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 8,691 | $305,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,175 | $304,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 24,636 | $304,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,516 | $303,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 24,931 | $303,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 20,017 | $301,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 23,906 | $301,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,497 | $299,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 7,091 | $298,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,345 | $298,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,260 | $297,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 477 | $296,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,606 | $295,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,912 | $294,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 18,568 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,871 | $289,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 17,057 | $284,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 16,625 | $283,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,550 | $280,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 20,616 | $280,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,794 | $278,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,412 | $277,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,108 | $277,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,135 | $274,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,324 | $274,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 2,714 | $274,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 20,570 | $273,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,210 | $272,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 6,351 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,713 | $271,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 19,269 | $269,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 19,621 | $267,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,129 | $266,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 8,393 | $266,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 11,495 | $266,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,124 | $265,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 17,472 | $264,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,544 | $261,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 22,050 | $261,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 20,345 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 17,573 | $258,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,655 | $257,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 14,878 | $256,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,409 | $255,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,272 | $254,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 850 | $252,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,280 | $251,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,309 | $251,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 9,826 | $251,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,646 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 17,042 | $247,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1,888 | $245,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,473 | $244,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 5,691 | $243,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,578 | $242,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,565 | $242,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,241 | $242,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 9,096 | $238,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 18,440 | $238,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,816 | $237,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,227 | $236,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,964 | $234,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,592 | $234,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,502 | $234,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 15,485 | $234,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 4,719 | $234,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,635 | $232,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,442 | $232,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,573 | $232,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 7,814 | $232,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,453 | $229,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 2,011 | $228,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,486 | $227,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,046 | $226,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,416 | $225,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 13,200 | $224,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,874 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,100 | $222,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 17,892 | $222,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,489 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 5,135 | $218,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,358 | $216,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,742 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 14,543 | $215,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,521 | $214,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 15,157 | $214,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,585 | $214,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,308 | $214,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,682 | $213,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 28,350 | $213,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,314 | $212,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 14,176 | $212,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,451 | $211,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 15,000 | $211,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,521 | $209,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,734 | $208,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,114 | $208,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 12,987 | $208,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,195 | $207,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 1,596 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 13,945 | $206,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 4,520 | $206,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 13,534 | $205,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 15,669 | $205,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 27,560 | $204,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,660 | $203,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 14,416 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 4,100 | $202,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,978 | $201,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 4,320 | $201,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,426 | $200,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,280 | $200,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 19,123 | $200,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 6,310 | $200,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 17,384 | $200,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 26,498 | $196,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 15,763 | $192,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 28,006 | $191,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 13,977 | $176,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,005 | $175,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 12,113 | $172,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 12,537 | $166,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 11,907 | $165,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,422 | $165,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 16,825 | $165,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 15,282 | $157,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,555 | $156,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,261 | $151,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,700 | $149,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 16,900 | $147,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 10,226 | $147,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 11,700 | $147,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 20,626 | $147,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 11,839 | $146,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 33,200 | $145,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,717 | $143,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,582 | $141,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 18,877 | $130,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 63,650 | $130,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 11,080 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,102 | $124,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 11,200 | $123,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 10,616 | $123,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,269 | $121,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 16,323 | $120,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 14,000 | $117,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 10,556 | $111,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 17,500 | $101,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 17,900 | $96,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 23,000 | $91,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 11,500 | $90,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 20,318 | $89,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 56,100 | $65,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 13,600 | $61,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,874 | $60,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 30,900 | $59,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 39,700 | $58,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 18,100 | $57,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 961 | $54,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 332 | $48,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,262 | $45,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 10,100 | $40,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,447 | $38,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 12,720 | $35,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 16,968 | $25,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 210 | $18,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 20,000 | $15,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 256 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-000634 | this filing | 2018-02-14 | acceptance time not in the bulk data set |