13F-HR filed by Evercore Wealth Management, LLC
Evercore Wealth Management, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-13, with 918 holding rows worth $2,689,467,000.
- Accession
- 0001172661-18-000499
- Filer
- CIK 1482689
- Filed
- 2018-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,267 entries on the cover page, a total value of $2,689,467,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,689,467,000 with VALUE read as thousands by filing date, 13F file number 028-13662. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,200 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 644 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 1,383 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 3,500 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEX INC | 96208T104 | COM | 575 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING BANCORP DEL | 85917A100 | COM | 3,312 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALVOLINE INC COM | 92047W101 | Stock | 3,198 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,121 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| F5 INC COM | 315616102 | Stock | 600 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORO CO | 891092108 | COM | 1,212 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADCOM LTD | Y09827109 | SHS | 303 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 600 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 5,450 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONAGRA FOODS INC | 205887102 | COM | 2,000 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,200 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPERVA INC | 45321L100 | COM | 1,888 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FASTENAL CO COM | 311900104 | Stock | 1,355 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDSTROM INC | 655664100 | COM | 1,555 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 700 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 335 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 3,000 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 2,000 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 593 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1,650 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 591 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,775 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,018 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 810 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FISERV INC | 337738108 | COM | 522 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,370 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 782 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L3 TECHNOLOGIES INC | 502413107 | COM | 350 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,313 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,000 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056101 | COM | 4,750 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,300 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 980 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505104 | COM | 5,000 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,075 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARIS INC COM | 731068102 | Stock | 531 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,000 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,000 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 700 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 408 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 363 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 1,500 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,500 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 464 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 1,568 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,000 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,787 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,500 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWSERVE CORP | 34354P105 | COM | 1,443 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 650 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Financials ETF | 464287788 | SHS | 500 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,125 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 720 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDEAVOR | 03349M105 | COM | 518 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 300 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,850 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 595 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETBLUE AWYS CORP | 477143101 | COM | 2,500 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 325 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 4,000 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,000 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WP CAREY INC COM | 92936U109 | REIT | 800 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 350 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS GROUP AG SHS | H42097107 | Stock | 3,000 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTLAKE CORPORATION | 960413102 | COM | 515 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,808 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,700 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AON PLC | G0408V102 | SHS CL A | 405 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMPRA COM | 816851109 | Stock | 492 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERS CORP COM | 941848103 | Stock | 275 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPS COMM INC COM | 78463M107 | Stock | 1,077 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 636 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 458 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 700 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 575 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTE ENERGY CO COM | 233331107 | Stock | 460 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATI INC COM | 01741R102 | Stock | 2,075 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 5,000 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 553 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WENDYS CO COM | 95058W100 | Stock | 3,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,600 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RALPH LAUREN CORP | 751212101 | CL A | 475 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,000 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 505 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,000 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 190 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 800 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,109 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,570 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL ATK INC | 68557N103 | COM | 361 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMERICAINC | 200340107 | COM | 526 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 200 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 575 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 938 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648103 | COM | 1,000 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 1,650 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 3,401 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,825 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,000 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 896 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,030 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 320 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,491 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNN RESORTS LTD | 983134107 | COM | 250 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOOT LOCKER INC | 344849104 | COM | 895 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 278 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,766 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,278 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,485 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TR CORP COM | 665859104 | Stock | 400 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,213 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 401 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 400 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOX CORP CLASS B | 90130A200 | COM | 1,150 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 1,349 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 530 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 649 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTY INC | 222070203 | COM CL A | 1,901 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUS MEDICAL INC | 639050103 | COM | 1,000 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACCAR INC COM | 693718108 | Stock | 524 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMKEN CO | 887389104 | COM | 750 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW JERSEY RES CORP | 646025106 | COM | 900 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 500 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 820 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,000 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGA RES CORP COM | 87612G101 | Stock | 724 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUELLER INDS INC COM | 624756102 | Stock | 1,000 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABLE ONE INC | 12685J105 | COM | 50 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,050 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 300 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 478 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZZ INC COM | 002474104 | Stock | 650 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 874 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 2,500 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 978 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 354 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 200 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 500 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOLIV INC | 052800109 | COM | 250 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 381 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,500 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALL CORP | 058498106 | COM | 800 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 447 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDCORP INC NEW | 380956409 | COM | 2,355 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P104 | COM | 2,300 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 335 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENUINE PARTS CO COM | 372460105 | Stock | 310 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO LTD SHS | G491BT108 | Stock | 790 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 319 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 262 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTIS INC | 349553107 | COM | 785 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBARELLA INC | G037AX101 | SHS | 500 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOVERATIV INC | 09075E100 | COM | 526 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 529 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 423 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 350 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KELLANOVA | 487836108 | COM | 412 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 260 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLESEX WTR CO | 596680108 | COM | 700 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDFIN CORP | 75737F108 | COM | 900 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 600 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 500 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 776 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1,173 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 200 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBS CORP NEW | 124857202 | CL B | 450 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALLUS INC | 887399103 | COMMON STOCK | 1,750 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,189 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTEC INC COM | 576323109 | Stock | 538 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP COM | 371901109 | Stock | 1,253 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 250 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 146 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 125 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL RES INC | 212015101 | COM | 500 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 533 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTREN CORP | 92240G101 | COM | 400 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 10,000 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab US TIPS ETF | 808524870 | SHS | 450 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Energy ETF | 92204A306 | SHS | 250 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 152 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 165 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 3,363 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 360 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,050 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASGN INC | 682159108 | COM | 392 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,000 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 315 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 1,200 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 350 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 141 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 706 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 257 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 664 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 3,250 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 352 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AES CORP COM | 00130H105 | Stock | 2,103 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 450 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITIL CORP COM | 913259107 | Stock | 500 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSUNION COM | 89400J107 | Stock | 425 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 255 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,487 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADIENT PLC | G0084W101 | ORD SHS | 294 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENNECO INC | 880349105 | COM | 396 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEENAH PAPER INC | 640079109 | COM | 250 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 150 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERBALIFE LTD | G4412G101 | COM SHS | 319 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 420 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,000 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSCANADA CORP | 89353D107 | COM | 450 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESTRE AMBIENTAL INC | G3206V100 | SHS | 2,600 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 57 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALMONT INDS INC COM | 920253101 | Stock | 125 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 294 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,007 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 200 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSUM MATLS INC | 92532W103 | COM | 544 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,020 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 400 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 229 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 350 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 214 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281101 | COM | 171 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URBAN EDGE PPTYS | 91704F104 | COM | 776 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUDERA INC | 18914U100 | COM | 1,192 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK INDS INC | 608190104 | COM | 68 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 163 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 74 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,688 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359R103 | COM | 74 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J100 | COM | 665 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GGP INC | 36174X101 | COM | 780 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGAL ENTMT GROUP | 758766109 | CL A | 800 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 700 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTENERGY CORP | 337932107 | COM | 566 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 400 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 337 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 322 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 675 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP COM | 501889208 | Stock | 425 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 320 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYLAN NV | N59465109 | SHS EURO | 400 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 900 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 329 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 1,131 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 311 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 180 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 2,800 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 6,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 543 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD ORD | Y2573F102 | Stock | 846 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 246 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 250 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121608 | COM NEW | 500 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIT GROUP INC COM NEW | 125581801 | Stock | 300 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 189 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 136 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 104 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 65 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 90 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 130 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 81 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEST BUY INC COM | 086516101 | Stock | 205 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503108 | COM | 500 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERPLUS CORP | 292766102 | COM | 1,400 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOSTON BEER INC CL A | 100557107 | Stock | 70 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RH | 74967X103 | COM | 150 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311206 | CL C | 984 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXIMUS INC | 577933104 | COM | 180 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 200 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 1,000 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 186 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMER STATES WTR CO COM | 029899101 | Stock | 200 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLUOR CORP | 343412102 | COM | 228 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCE BANCSHARES INC | 200525103 | COM | 213 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCI GROUP INC | 40416E103 | COM | 400 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMAX CORP | 45245E109 | COM | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SL GREEN REALTY CORP | 78440X101 | COM | 120 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 500 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 550 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 374 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 400 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEICO CORP NEW COM | 422806109 | Stock | 113 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 600 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSURANT INC COM | 04621X108 | Stock | 108 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOLAR INC COM | 336433107 | Stock | 166 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 252 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOHLS CORP | 500255104 | COM | 210 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXCEL CORP NEW | 428291108 | COM | 173 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RED HAT INC | 756577102 | COM | 92 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,700 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGION PLC | G0176J109 | ORD SHS | 120 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 640 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 202 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANSIX INC | 00773T101 | COM | 229 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDUENT INC | 206787103 | COM | 600 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 80 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 900 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CA INC COM | 12673P105 | COM | 300 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECH DATA CORP | 878237106 | COM | 100 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEGASYSTEMS INC COM | 705573103 | Stock | 192 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAR GROUP INC COM | 22160N109 | Stock | 31 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 135 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 41 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 151 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 191 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 118 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 613 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 144 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCA Healthcare Inc | 40412C101 | COM | 81 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 46 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK INC NEW | 682680103 | COM | 129 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRON MTN INC DEL COM | 46284V101 | REIT | 183 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERISIGN INC COM | 92343E102 | Stock | 64 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORNINGSTAR INC COM | 617700109 | Stock | 76 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 191 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEX CORP COM | 45167R104 | Stock | 53 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 82 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 156 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTO LABS INC | 743713109 | COM | 65 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELMERICH & PAYNE INC | 423452101 | COM | 101 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 983919101 | COM | 105 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 499 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 200 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 500 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 33 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 75 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETAPP INC COM | 64110D104 | Stock | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 86 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOGEN CORP | 640491106 | COM | 73 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 300 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRI POINTE HOMES INC | 87265H109 | COM | 313 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARRIS INTL INC SHS | G0551A103 | SHS | 238 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY OIL CORP COM | 626717102 | Stock | 170 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 89 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTHERM INC | 37253A103 | COM | 169 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADATA CORP DEL | 88076W103 | COM | 124 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 200 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 44 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIACOM INC | 92553P201 | CL B | 182 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 2,650 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NVE CORP COM NEW | 629445206 | Stock | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 71 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 40 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 28 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 137 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 300 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMSON REUTERS CORP | 884903105 | COM | 95 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 562 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 63 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WGL HLDGS INC | 92924F106 | COM | 50 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 117 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SECUREWORKS CORP | 81374A105 | CL A | 500 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 91 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 56 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESHPET INC COM | 358039105 | Stock | 143 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP COM | 49926D109 | Stock | 232 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 78 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 178 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER NETWORKS INC | 48203R104 | COM | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L BRANDS INC | 501797104 | COM | 56 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 670 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHD | 808524797 | COM | 36 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMB.TECH NV SHS | B38564108 | Stock | 187 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 45 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287564 | SELECT US REIT | 17 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287861 | EUROPE ETF | 42 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTEL INC | 577081102 | COM | 100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL B | 526057302 | Stock | 24 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 307 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORP PLC | G65431101 | SHS USD | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 91 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILG INC | 44967H101 | COM | 72 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 20 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 31 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 53 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 200 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 65 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304A106 | CL A | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 15 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,500 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 1,300 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 1,625 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITUS CORP | 45069V203 | COM NEW | 400 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TIME INC NEW | 887228104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-18-000499 | this filing | 2018-02-13 | acceptance time not in the bulk data set |