13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 527 holding rows worth $2,848,722,000.
- Accession
- 0001172661-17-002084
- Filer
- CIK 1426196
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 527 entries on the cover page, a total value of $2,848,722,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,848,722,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,100 | $127,000 | thousands by filing date | put |
| CHINA CORD BLOOD CORP | G21107100 | COM | 11,345 | $126,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 600 | $109,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 2,300 | $103,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 1,274 | $94,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 586 | $85,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $81,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 600 | $78,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 1,800 | $77,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,100 | $77,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 10,718 | $77,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,800 | $64,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,100 | $61,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 500 | $55,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 1,300 | $43,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 276 | $32,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 231 | $27,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 635 | $24,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 678 | $24,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,000,000 | $23,000 | thousands by filing date | principal |
| HERBALIFE LTD | G4412G101 | COM SHS | 300 | $20,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,859 | $17,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100 | $11,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $8,000 | thousands by filing date | call |
| DOWDUPONT INC | 26078J100 | COM | 52 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 24 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-002084 | this filing | 2017-11-14 | acceptance time not in the bulk data set |