13F-HR filed by MENDON CAPITAL ADVISORS CORP
MENDON CAPITAL ADVISORS CORP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 111 holding rows worth $1,194,834,000.
- Accession
- 0001172661-17-002053
- Filer
- CIK 1177043
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 128 entries on the cover page, a total value of $1,194,834,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,194,834,000 with VALUE read as thousands by filing date, 13F file number 028-10662. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSCHUTZ ANTON VILLARS028-15037
- included managerRMB Capital Management, LLC028-11714
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 841,264 | $56,323,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,282,870 | $48,390,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 192,000 | $48,237,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,343,570 | $43,330,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 288,000 | $42,678,000 | thousands by filing date | put |
| PARK STERLING CORP | 70086Y105 | COM | 3,307,658 | $41,081,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,344,000 | $34,756,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 608,000 | $34,512,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 776,390 | $29,309,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,189,760 | $27,900,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 766,475 | $26,374,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 1,452,973 | $26,372,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,450,482 | $25,949,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,072,965 | $25,751,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 1,063,240 | $25,401,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 448,000 | $20,076,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 1,401,918 | $16,893,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 712,489 | $16,843,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 446,480 | $15,886,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 556,036 | $15,285,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 800,375 | $14,639,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 96,000 | $13,555,000 | thousands by filing date | put |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 400,000 | $13,000,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 342,859 | $12,463,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 150,000 | $12,322,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 392,934 | $11,847,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 400,000 | $11,800,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 429,380 | $11,576,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 256,000 | $11,544,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 450,600 | $11,418,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 128,000 | $11,362,000 | thousands by filing date | put |
| GUARANTY BANCORP | 40075T607 | COM | 400,000 | $11,120,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 448,000 | $10,868,000 | thousands by filing date | put |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 128,000 | $10,836,000 | thousands by filing date | put |
| BANKUNITED INC | 06652K103 | COM | 300,000 | $10,671,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 192,000 | $10,590,000 | thousands by filing date | put |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 593,514 | $10,565,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 192,000 | $10,290,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 500,000 | $10,200,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 96,000 | $10,103,000 | thousands by filing date | put |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 190,000 | $10,085,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 200,000 | $9,600,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 866,658 | $9,447,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 64,000 | $9,123,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 288,000 | $8,942,000 | thousands by filing date | put |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 600,761 | $8,741,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 64,000 | $8,626,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 300,000 | $8,595,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 336,250 | $8,480,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 192,000 | $8,397,000 | thousands by filing date | put |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 361,070 | $8,391,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 500,000 | $8,275,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 200,000 | $8,210,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 669,839 | $8,072,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 229,770 | $7,752,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 283,850 | $7,664,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 200,000 | $7,574,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 160,000 | $7,549,000 | thousands by filing date | put |
| BYLINE BANCORP INC | 124411109 | COM | 332,365 | $7,066,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 183,030 | $6,567,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 128,000 | $6,166,000 | thousands by filing date | put |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 696,437 | $6,136,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 64,000 | $6,113,000 | thousands by filing date | put |
| PCSB FINL CORP COM | 69324R104 | Stock | 322,160 | $6,076,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 128,000 | $6,008,000 | thousands by filing date | put |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 291,574 | $5,963,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 64,000 | $5,882,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 64,000 | $5,789,000 | thousands by filing date | put |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 100,000 | $5,646,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 200,000 | $5,600,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 481,470 | $5,465,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 273,536 | $5,069,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 64,000 | $4,881,000 | thousands by filing date | put |
| ASB BANCORP INC N C | 00213T109 | COM | 105,823 | $4,773,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 200,000 | $4,730,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 123,341 | $4,718,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 100,000 | $4,606,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 269,417 | $4,577,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 100,000 | $4,361,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 172,571 | $4,245,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 248,860 | $4,014,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 64,000 | $3,929,000 | thousands by filing date | put |
| EVANS BANCORP INC | 29911Q208 | COM | 90,644 | $3,916,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 64,000 | $3,825,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 128,000 | $3,582,000 | thousands by filing date | put |
| MANNING + NAPIER INC | 56382Q102 | CL A | 903,497 | $3,569,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 64,000 | $3,548,000 | thousands by filing date | put |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 40,000 | $3,422,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 64,000 | $3,393,000 | thousands by filing date | put |
| SUN BANCORP INC | 86663B201 | COM NEW | 133,688 | $3,322,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 100,000 | $3,205,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 200,000 | $3,100,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 64,000 | $3,099,000 | thousands by filing date | put |
| STATE STR CORP COM | 857477103 | Stock | 32,000 | $3,057,000 | thousands by filing date | put |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 177,750 | $2,960,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 75,000 | $2,906,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 125,782 | $2,470,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 100,000 | $2,075,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 59,454 | $1,590,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 100,000 | $1,523,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 100,000 | $1,495,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 97,066 | $1,137,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 583,418 | $1,062,000 | thousands by filing date | |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 44,400 | $714,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 21,860 | $488,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 34,489 | $483,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 14,330 | $345,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 17,550 | $291,000 | thousands by filing date | |
| MELROSE BANCORP INC | 585553100 | COM | 12,000 | $239,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 64,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 160,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-002053 | this filing | 2017-11-14 | acceptance time not in the bulk data set |