13F-HR filed by Ballentine Partners, LLC
Ballentine Partners, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 434 holding rows worth $1,811,869,000.
- Accession
- 0001172661-17-001871
- Filer
- CIK 1374889
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,019 entries on the cover page, a total value of $1,811,869,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,811,869,000 with VALUE read as thousands by filing date, 13F file number 028-12011. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- included managerAperio Group, LLC028-11964
- included managerEAGLE GLOBAL ADVISORS LLC028-06213
- included managerSaratogaRIM Global GARP Plus Fund LLC
- included managerBOSTON TRUST & WALDEN FUNDS
- included managerMeritage Capital, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 3,314,888 | $429,328,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 446,653 | $112,972,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,621,921 | $104,078,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,345,785 | $101,831,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,736,973 | $93,831,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 274,712 | $69,016,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 431,093 | $49,748,000 | thousands by filing date | |
| IJH | 464287507 | COM | 266,401 | $47,659,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 691,536 | $47,356,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 324,392 | $45,377,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,011,406 | $44,067,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 407,449 | $30,241,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 352,087 | $29,256,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 288,678 | $27,364,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 457,685 | $26,697,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 992,829 | $24,954,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 500,037 | $20,927,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 130,395 | $19,465,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 70,000 | $17,586,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 291,544 | $17,320,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 247,519 | $16,881,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 160,305 | $16,135,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 90,200 | $13,120,000 | thousands by filing date | put |
| FEDEX CORP COM | 31428X106 | Stock | 55,513 | $12,523,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 395,686 | $12,049,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 187,054 | $11,598,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 77,676 | $11,419,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 71,029 | $10,946,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 244,198 | $10,942,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 56,154 | $9,698,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 66,909 | $9,455,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 164,172 | $8,118,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 151,517 | $7,987,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 264,079 | $7,452,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 38,918 | $5,767,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 44,036 | $5,507,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 88,451 | $5,097,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 13,730 | $4,481,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 112,398 | $4,314,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,346 | $4,232,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 28,071 | $4,163,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 24,294 | $4,150,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 36,511 | $4,147,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 114,517 | $4,010,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 53,614 | $3,993,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,314 | $3,723,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 18,394 | $3,626,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 32,536 | $3,486,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 69,496 | $3,444,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 26,397 | $3,433,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 30,152 | $3,359,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 38,032 | $3,119,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 116,426 | $3,035,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 26,640 | $2,919,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 28,703 | $2,866,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,981 | $2,865,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 142,447 | $2,735,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,523 | $2,723,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 53,404 | $2,721,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,807 | $2,494,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,711 | $2,294,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,048 | $2,167,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 60,621 | $2,164,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,238 | $2,147,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 19,935 | $2,100,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 29,454 | $2,093,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 83,608 | $2,021,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 21,655 | $2,011,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 23,210 | $1,965,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 47,481 | $1,860,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 17,540 | $1,846,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,128 | $1,787,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 23,442 | $1,726,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,483 | $1,715,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 12,704 | $1,711,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,543 | $1,688,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 97,150 | $1,688,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $1,648,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 29,373 | $1,642,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 11,656 | $1,615,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 41,262 | $1,588,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 27,832 | $1,587,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 13,354 | $1,582,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 28,546 | $1,574,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 59,799 | $1,515,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,885 | $1,499,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,087 | $1,478,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 43,485 | $1,462,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 68,622 | $1,454,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10,248 | $1,447,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 9,454 | $1,428,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,649 | $1,417,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 25,417 | $1,407,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 113,669 | $1,399,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 15,599 | $1,398,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 24,614 | $1,276,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 32,438 | $1,236,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 31,538 | $1,226,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 15,031 | $1,219,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,482 | $1,212,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 24,982 | $1,207,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 11,414 | $1,205,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 26,687 | $1,201,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,629 | $1,181,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 13,200 | $1,158,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 22,957 | $1,150,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 14,000 | $1,147,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 24,170 | $1,133,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 14,357 | $1,121,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 11,772 | $1,100,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 10,165 | $1,097,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,231 | $1,085,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 7,475 | $1,066,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,700 | $1,056,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,217 | $1,047,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 22,098 | $1,046,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 14,355 | $1,044,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10,327 | $1,036,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 53,840 | $1,034,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 19,009 | $1,008,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,879 | $1,003,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 143,683 | $997,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,048 | $993,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 24,843 | $993,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,321 | $990,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 9,400 | $984,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,037 | $974,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 11,017 | $950,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 8,656 | $947,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 14,216 | $905,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,765 | $901,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 25,660 | $898,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 8,767 | $898,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 30,965 | $890,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 12,540 | $887,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,959 | $882,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 50,390 | $879,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 5,222 | $859,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,447 | $854,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,870 | $854,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,895 | $847,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,549 | $845,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 46,178 | $844,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,431 | $838,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,168 | $828,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,192 | $783,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,102 | $782,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 14,249 | $772,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 10,700 | $768,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,536 | $762,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,430 | $747,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 25,540 | $736,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,818 | $732,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 20,940 | $725,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,114 | $720,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,795 | $716,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,658 | $675,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,566 | $674,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 21,385 | $674,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 366 | $672,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,963 | $669,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 42,890 | $663,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 10,487 | $658,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 8,093 | $656,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,239 | $641,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,283 | $640,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 16,786 | $630,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,384 | $622,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,244 | $604,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,900 | $597,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,047 | $593,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,265 | $584,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,365 | $584,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,384 | $582,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,900 | $581,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,100 | $581,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 7,116 | $575,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,151 | $572,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,007 | $562,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,485 | $557,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,987 | $547,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,664 | $546,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,921 | $544,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 41,157 | $533,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 8,393 | $532,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 12,139 | $532,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 18,820 | $532,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 7,636 | $530,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,675 | $525,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,901 | $519,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,497 | $513,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 8,872 | $513,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,773 | $513,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,316 | $506,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,121 | $503,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,510 | $493,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 29,320 | $491,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,752 | $490,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 17,600 | $490,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,290 | $489,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 6,606 | $481,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 53,629 | $478,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,468 | $474,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 20,060 | $471,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,471 | $469,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 7,191 | $465,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,596 | $464,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,948 | $458,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,840 | $440,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 8,435 | $437,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 46,673 | $435,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,856 | $431,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,970 | $426,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,769 | $425,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 30,000 | $422,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,351 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 7,454 | $419,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,061 | $417,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,316 | $416,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,541 | $414,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,163 | $413,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,804 | $404,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,271 | $401,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,507 | $399,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,606 | $396,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,305 | $396,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 5,089 | $394,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 34,130 | $394,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 36,298 | $391,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,500 | $385,000 | thousands by filing date | call |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,907 | $384,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,414 | $383,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 8,100 | $382,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,050 | $381,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,182 | $378,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,363 | $374,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,977 | $373,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,121 | $369,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 4,145 | $366,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 8,975 | $366,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,778 | $358,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,116 | $356,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 557 | $349,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,619 | $347,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,423 | $347,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,897 | $341,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,979 | $338,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 14,357 | $337,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,241 | $333,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,667 | $330,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 15,472 | $330,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,756 | $327,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 16,911 | $326,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 100,000 | $324,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,238 | $320,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 19,823 | $316,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,540 | $315,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 11,960 | $315,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 50,000 | $313,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,271 | $311,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,825 | $311,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,028 | $311,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 22,231 | $310,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 12,133 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,744 | $305,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,530 | $303,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,962 | $302,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6,174 | $299,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,403 | $299,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 11,216 | $296,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,212 | $295,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,849 | $293,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,537 | $293,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,168 | $292,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,832 | $292,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,841 | $285,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,058 | $285,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 30,000 | $285,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,491 | $284,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,370 | $284,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,085 | $283,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 7,170 | $282,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,546 | $281,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,566 | $279,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,901 | $279,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,002 | $278,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,825 | $277,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 24,408 | $274,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,355 | $273,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,946 | $272,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,118 | $271,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,198 | $268,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 9,185 | $268,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,496 | $266,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,422 | $264,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 14,865 | $262,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 13,500 | $261,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,368 | $259,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,124 | $259,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,663 | $258,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,630 | $255,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 711 | $254,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,499 | $254,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,222 | $253,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,376 | $253,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,270 | $251,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 19,496 | $250,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,734 | $243,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,941 | $242,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 3,655 | $241,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,951 | $241,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,120 | $240,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,773 | $239,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 41,000 | $237,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,711 | $236,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,777 | $236,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4,179 | $235,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,069 | $235,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 98,000 | $233,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,725 | $232,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,792 | $231,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,961 | $227,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,817 | $227,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,082 | $226,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 16,000 | $226,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 14,679 | $224,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 941 | $223,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,781 | $222,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 3,145 | $222,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,241 | $221,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,229 | $221,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,184 | $221,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 4,755 | $220,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 5,000 | $220,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,485 | $218,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,080 | $216,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,157 | $215,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 5,591 | $215,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,718 | $213,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,700 | $213,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,075 | $212,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 856 | $212,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,198 | $210,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 1,693 | $210,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,469 | $210,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 3,363 | $210,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 6,000 | $210,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,861 | $210,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,625 | $209,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,870 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,200 | $206,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,919 | $205,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,331 | $204,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,670 | $203,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,894 | $200,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 4,612 | $200,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,833 | $200,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 34,561 | $193,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,332 | $191,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,671 | $189,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,000 | $183,000 | thousands by filing date | call |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 80,000 | $183,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 14,797 | $177,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 4,885 | $167,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 27,107 | $167,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 30,581 | $161,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,017 | $155,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,659 | $149,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 12,069 | $145,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,879 | $145,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,000 | $135,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,483 | $131,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,496 | $130,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,576 | $129,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,057 | $128,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 954 | $118,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,739 | $113,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 833 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 609 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,680 | $104,000 | thousands by filing date | |
| PROSHARES TR | 74347B623 | ULTPRO SHT NAS | 10,000 | $104,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,910 | $103,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 13,700 | $99,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 600 | $98,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 1,300 | $98,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,888 | $96,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 4,000 | $94,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 600 | $87,000 | thousands by filing date | call |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 22,841 | $82,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 25,001 | $79,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500 | $76,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 225 | $75,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,000 | $74,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 367 | $74,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,967 | $69,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 23,174 | $69,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,536 | $66,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 15,000 | $65,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 916 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,438 | $60,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 600 | $59,000 | thousands by filing date | call |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,055 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 708 | $57,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,800 | $57,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 10,000 | $56,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,000 | $55,000 | thousands by filing date | call |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,668 | $55,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 1,000 | $52,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 414 | $52,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 11,375 | $52,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 522 | $49,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 311 | $47,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 37,500 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 898 | $44,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,024 | $40,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 730 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 805 | $36,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 800 | $31,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 975 | $25,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 343 | $24,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 168 | $22,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 705 | $22,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 190 | $21,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,500 | $18,000 | thousands by filing date | call |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 406 | $15,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 500 | $10,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 145 | $9,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 194 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 112 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 149 | $5,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-001871 | this filing | 2017-11-06 | acceptance time not in the bulk data set |