13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 2,828 holding rows worth $37,752,995,000.
- Accession
- 0001172661-17-001672
- Filer
- CIK 1283072
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 5,783 entries on the cover page, a total value of $37,752,995,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $37,752,995,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerSEI INVESTMENTS CO028-16454
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 28,957 | $369,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 16,288 | $368,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 20,570 | $366,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,688 | $365,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 19,124 | $365,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 21,092 | $364,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,343 | $362,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 22,753 | $360,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 3,923 | $358,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 43,602 | $357,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,255 | $355,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 6,659 | $354,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 12,457 | $354,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,666 | $351,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 121,718 | $347,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,098 | $345,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 62,337 | $345,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 13,592 | $344,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 9,119 | $340,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 4,952 | $338,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 11,968 | $337,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,049 | $336,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 10,810 | $336,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,559 | $335,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,753 | $334,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,143 | $334,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 33,440 | $334,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 24,558 | $334,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 9,762 | $334,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 38,835 | $331,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 28,838 | $330,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,876 | $330,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 21,839 | $329,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,991 | $328,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,170 | $327,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 13,931 | $327,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 18,648 | $325,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 43,369 | $323,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,948 | $322,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 20,816 | $320,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,471 | $320,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,748 | $320,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 8,721 | $320,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 9,122 | $319,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 24,810 | $319,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 19,360 | $318,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 12,850 | $318,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 29,230 | $318,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 13,613 | $316,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 15,103 | $314,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,850 | $312,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,617 | $310,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,263 | $309,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 30,880 | $308,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 39,742 | $308,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 32,379 | $308,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 7,949 | $307,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,331 | $306,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 7,866 | $304,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 12,269 | $304,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,426 | $303,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 5,426 | $303,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 7,320 | $297,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 40,483 | $297,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 27,943 | $297,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,172 | $296,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 5,734 | $294,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 6,131 | $294,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 25,777 | $293,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 7,782 | $292,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,593 | $289,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 12,310 | $288,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,642 | $287,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 15,157 | $287,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 3,983 | $285,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 22,130 | $281,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 29,094 | $279,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 53,729 | $279,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 15,582 | $278,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 17,400 | $275,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 30,600 | $274,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 19,443 | $274,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,772 | $271,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,789 | $269,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 14,930 | $267,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 20,813 | $265,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,147 | $263,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 42,024 | $262,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 36,402 | $262,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 4,694 | $261,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 10,619 | $259,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,181 | $257,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 10,188 | $255,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 35,168 | $254,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 11,134 | $251,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,255 | $249,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 8,645 | $248,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 33,603 | $248,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 65,263 | $245,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 55,636 | $245,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,450 | $244,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 15,813 | $242,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 9,556 | $242,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 9,170 | $242,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 5,175 | $242,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 4,618 | $240,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 16,060 | $239,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,777 | $238,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,765 | $237,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,693 | $236,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 21,155 | $235,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 6,911 | $234,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 8,963 | $234,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 10,487 | $234,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 37,474 | $230,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 6,172 | $230,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,846 | $229,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 15,445 | $228,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 16,900 | $227,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 42,304 | $226,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 13,403 | $222,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,864 | $221,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 225 | $220,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 10,028 | $220,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 11,243 | $219,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 12,489 | $218,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,202 | $215,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 99,392 | $214,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,584 | $214,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,725 | $214,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 10,322 | $213,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,615 | $213,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,230 | $212,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 17,770 | $212,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 14,614 | $210,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,570 | $209,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 16,163 | $209,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 48,630 | $207,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 7,961 | $205,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,868 | $205,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 16,582 | $202,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 21,731 | $198,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 80,093 | $198,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 27,847 | $197,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 50,085 | $196,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 120,577 | $193,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 19,695 | $192,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,682 | $190,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,327 | $189,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 20,465 | $180,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 18,357 | $177,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 22,035 | $176,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 24,543 | $175,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,036 | $173,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 37,320 | $173,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 10,264 | $169,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 88,621 | $168,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 12,578 | $168,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 16,550 | $167,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 12,117 | $166,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 11,080 | $164,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 12,266 | $161,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,921 | $157,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,024 | $153,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 39,112 | $152,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 18,399 | $152,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 18,514 | $151,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,019 | $148,000 | thousands by filing date | |
| CEMENTOS PACASMAYO S A FUNSPONSORED ADR 1 ADR REPS 5 ORD SHS | 15126Q208 | Equity | 12,928 | $148,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,509 | $145,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,279 | $145,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 27,887 | $143,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 15,802 | $141,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 45,930 | $135,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 22,275 | $135,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,461 | $133,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,840 | $131,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 63,231 | $130,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 19,859 | $130,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 10,050 | $129,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15,369 | $127,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 18,291 | $123,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 14,016 | $123,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 21,718 | $119,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 13,856 | $119,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 34,819 | $118,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,484 | $117,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 10,524 | $115,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,815 | $114,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 10,010 | $114,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,697 | $105,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,182 | $104,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,323 | $103,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 32,987 | $103,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 20,394 | $102,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,052 | $101,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 17,270 | $97,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 28,901 | $91,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 10,865 | $90,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,446 | $90,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 31,587 | $90,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,081 | $88,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,567 | $88,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 18,821 | $86,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,389 | $83,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 52,686 | $81,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 16,475 | $79,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 13,288 | $78,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 10,702 | $76,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,729 | $76,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 48,437 | $75,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 27,226 | $74,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 11,736 | $74,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 14,384 | $73,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 45,993 | $72,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 15,144 | $71,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 10,431 | $71,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 13,419 | $69,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,873 | $67,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 23,187 | $66,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 11,762 | $64,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 22,894 | $63,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,280 | $63,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,459 | $62,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 16,794 | $62,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 14,035 | $62,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,132 | $62,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 35,264 | $61,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 154,628 | $61,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 18,560 | $57,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 60,328 | $56,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 31,621 | $54,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,241 | $53,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,994 | $53,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 11,101 | $53,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 23,236 | $52,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,224 | $50,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 35,480 | $50,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,479 | $48,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 20,502 | $46,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 75,288 | $46,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,767 | $44,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 18,528 | $44,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 20,617 | $44,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 11,439 | $43,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 23,249 | $43,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 17,450 | $41,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 33,455 | $41,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 10,642 | $40,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 15,615 | $39,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,753 | $34,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 40,640 | $34,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 23,000 | $34,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,300 | $33,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 16,696 | $32,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,487 | $32,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 299 | $31,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 11,337 | $31,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 14,442 | $30,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 3,573 | $30,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,913 | $30,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 13,679 | $30,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 16,968 | $30,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,709 | $29,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 12,805 | $28,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,889 | $28,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 17,374 | $28,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 53,345 | $27,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,916 | $26,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 18,966 | $26,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 10,030 | $26,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15,851 | $24,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,078 | $24,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 14,179 | $24,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,334 | $23,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 17,674 | $23,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 37,330 | $23,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 14,382 | $23,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 45,333 | $21,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 11,683 | $20,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,230 | $20,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 12,800 | $20,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 1,092 | $20,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 13,976 | $19,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 22,966 | $19,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 10,457 | $19,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 11,267 | $19,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 18,103 | $18,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,185 | $18,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 14,749 | $18,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 26,736 | $18,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,795 | $17,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 16,096 | $17,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,381 | $17,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 17,237 | $16,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 12,981 | $16,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,462 | $16,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 13,699 | $16,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 20,175 | $14,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 11,982 | $13,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 15,099 | $13,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 12,682 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 22,987 | $12,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 14,701 | $12,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 12,917 | $11,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 22,718 | $11,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 176 | $10,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 25,577 | $10,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 14,200 | $10,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 10,806 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 17,674 | $10,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 22,767 | $9,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 14,248 | $8,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 10,122 | $8,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 10,085 | $8,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 18,108 | $7,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 312 | $7,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 18,878 | $7,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,130 | $7,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 12,776 | $7,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 12,780 | $6,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 26,961 | $6,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 14,823 | $5,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 10,965 | $5,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 15,392 | $4,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 22,824 | $4,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 45 | $1,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-001672 | this filing | 2017-08-14 | acceptance time not in the bulk data set |