13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 718 holding rows worth $3,494,668,000.
- Accession
- 0001172661-17-001650
- Filer
- CIK 1332905
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 822 entries on the cover page, a total value of $3,494,668,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,494,668,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMENDON CAPITAL ADVISORS CORP028-10662
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Coca-Cola Company | 191216100 | COM | 14,517 | $651,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,742 | $639,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 9,398 | $635,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 6,836 | $633,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 9,960 | $631,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 18,582 | $622,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,815 | $617,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 42,170 | $616,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,000 | $614,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 23,556 | $612,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 85,190 | $603,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 9,651 | $600,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 9,852 | $597,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 40,229 | $589,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 66,502 | $585,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 8,719 | $576,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,395 | $576,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 8,500 | $565,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,836 | $553,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 46,887 | $546,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,857 | $543,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,002 | $543,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 38,580 | $542,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 45,514 | $541,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,588 | $540,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 35,516 | $529,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,427 | $527,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,429 | $517,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 6,562 | $513,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 53,780 | $512,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 35,550 | $509,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 541 | $506,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 28,373 | $505,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 21,720 | $503,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 6,641 | $497,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 10,231 | $497,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 32,449 | $487,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 32,247 | $481,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 5,799 | $479,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,059 | $474,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 13,000 | $472,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,901 | $471,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 19,000 | $466,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 32,018 | $460,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 6,205 | $455,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 923 | $453,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,800 | $450,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 26,893 | $447,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 4,065 | $445,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 57,148 | $432,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,524 | $430,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 9,259 | $429,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 8,000 | $427,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 40,787 | $427,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 34,521 | $426,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 25,618 | $426,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 48,812 | $422,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,300 | $414,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 7,325 | $408,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 29,316 | $402,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 10,022 | $400,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 29,207 | $400,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 54,332 | $400,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 264,885 | $397,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,265 | $394,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,332 | $393,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 18,140 | $393,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,354 | $391,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,794 | $391,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 22,613 | $388,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8,971 | $385,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 30,407 | $383,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,236 | $382,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,295 | $377,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 47,673 | $375,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 28,611 | $375,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,086 | $374,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 24,914 | $374,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 26,736 | $372,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 6,772 | $369,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,763 | $367,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 33,972 | $357,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 22,849 | $356,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 17,852 | $353,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 31,100 | $351,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 8,415 | $348,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 8,620 | $345,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 31,702 | $343,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,494 | $343,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 5,594 | $342,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 7,314 | $340,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,510 | $337,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 29,380 | $329,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 7,500 | $329,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 19,379 | $318,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,254 | $315,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 37,476 | $314,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 40,070 | $314,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 18,555 | $313,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 18,932 | $311,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 35,773 | $311,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 17,835 | $309,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 26,218 | $305,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 3,381 | $303,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 42,222 | $302,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 883 | $297,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,125 | $295,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 4,871 | $292,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,862 | $291,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 6,013 | $290,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 19,000 | $289,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 6,458 | $285,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 22,736 | $284,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,620 | $283,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,204 | $278,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,145 | $277,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,000 | $277,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 19,318 | $275,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,255 | $274,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 31,004 | $273,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,799 | $272,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 26,591 | $268,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 20,048 | $266,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 16,955 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 18,395 | $265,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 24,468 | $265,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 21,408 | $265,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,961 | $263,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,280 | $259,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,175 | $259,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,667 | $259,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 18,005 | $258,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $255,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 46,266 | $254,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 6,300 | $253,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,947 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,715 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 5,000 | $247,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 19,670 | $245,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,210 | $244,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,928 | $239,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,800 | $239,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 24,965 | $237,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,770 | $237,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,735 | $234,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,650 | $233,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 10,277 | $233,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,160 | $233,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 17,019 | $233,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,752 | $232,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,280 | $231,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,864 | $231,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,798 | $228,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,963 | $227,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,375 | $226,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,119 | $225,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,772 | $223,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 2,525 | $221,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 13,827 | $218,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 23,730 | $214,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,479 | $214,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 5,122 | $214,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 15,589 | $213,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 39,346 | $212,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 40,948 | $209,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,595 | $209,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,184 | $207,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 14,098 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 14,011 | $206,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,008 | $202,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 23,369 | $199,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 13,200 | $195,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 14,525 | $194,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 14,101 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 13,370 | $193,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,291 | $189,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,675 | $178,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 26,705 | $178,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,581 | $177,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 12,142 | $175,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,463 | $173,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,125 | $170,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 14,900 | $168,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,139 | $166,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 10,645 | $163,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,013 | $159,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,286 | $157,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,508 | $156,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 25,034 | $153,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 10,726 | $150,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,174 | $148,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 10,925 | $148,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 11,226 | $146,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,398 | $142,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 10,950 | $142,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,162 | $140,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,493 | $140,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 27,000 | $140,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 18,559 | $139,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,643 | $136,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,186 | $132,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 10,004 | $132,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 12,474 | $122,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,627 | $111,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,095 | $103,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 19,902 | $98,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,688 | $93,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,231 | $77,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,600 | $74,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,000 | $51,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 15,500 | $40,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,400 | $38,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 20,000 | $23,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,983 | $23,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 13,000 | $17,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 12,196 | $14,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 168 | $7,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 57 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-001650 | this filing | 2017-08-14 | acceptance time not in the bulk data set |