13F-HR/A filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-03-10, with 465 holding rows worth $1,859,374,000.
- Accession
- 0001172661-17-000800
- Filer
- CIK 1332905
- Filed
- 2017-03-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, amendment of type restatement, 468 entries on the cover page, a total value of $1,859,374,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,859,374,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMENDON CAPITAL ADVISORS CORP028-10662
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 243,000 | $54,318,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 324,000 | $43,692,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 296,844 | $34,380,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 16,552 | $24,266,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 423,805 | $23,746,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 131,880 | $23,070,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 28,488 | $21,988,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,770,568 | $21,972,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 93,600 | $21,388,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 221,764 | $21,318,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 271,869 | $21,211,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 243,000 | $21,198,000 | thousands by filing date | put |
| IHS MARKIT LTD | G47567105 | SHS | 597,632 | $21,162,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 299,032 | $20,756,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 12,336 | $20,589,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 24,735 | $19,601,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,943,325 | $18,896,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 810,000 | $18,830,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 701,694 | $18,791,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 324,000 | $18,004,000 | thousands by filing date | put |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 130,895 | $17,406,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 609,808 | $17,197,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 165,396 | $16,722,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 879,184 | $16,704,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 389,071 | $16,438,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 176,990 | $16,308,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 209,073 | $16,274,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 430,827 | $16,229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 327,326 | $16,216,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,832,316 | $15,703,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 119,988 | $15,456,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 137,499 | $15,407,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 221,528 | $14,929,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 454,933 | $14,512,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 225,425 | $14,461,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 118,915 | $14,275,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 169,713 | $14,247,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 405,000 | $14,180,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 162,000 | $13,978,000 | thousands by filing date | put |
| American Tower Corporation | 03027X100 | COM | 132,184 | $13,969,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 185,777 | $13,957,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 81,180 | $13,729,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 170,503 | $13,454,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 114,046 | $13,423,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,242,578 | $13,407,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 80,477 | $13,323,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 162,849 | $13,305,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 395,267 | $13,297,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 111,333 | $12,842,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 119,779 | $12,646,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 644,264 | $12,537,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 119,531 | $12,393,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 82,571 | $12,073,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 162,000 | $12,000,000 | thousands by filing date | put |
| UNIFIRST CORP MASS | 904708104 | COM | 83,160 | $11,946,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 166,559 | $11,846,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 451,970 | $11,751,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 475,153 | $11,499,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 162,000 | $11,276,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 95,477 | $11,183,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 187,648 | $10,966,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 319,194 | $10,853,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 406,204 | $10,622,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 162,000 | $10,580,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 453,237 | $9,994,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 180,040 | $9,845,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 801,865 | $9,815,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 65,347 | $9,679,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 138,746 | $9,378,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 334,519 | $9,045,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 162,000 | $8,928,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 98,847 | $8,530,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 37,785 | $8,446,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 51,196 | $8,344,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 162,000 | $8,322,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 273,401 | $8,216,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 113,811 | $8,191,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 218,429 | $7,863,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 407,987 | $7,723,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 325,062 | $7,694,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 162,000 | $7,618,000 | thousands by filing date | put |
| USBANCORPDEL | 902973304 | COM NEW | 141,606 | $7,274,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 162,000 | $7,064,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 162,000 | $7,042,000 | thousands by filing date | put |
| RPM INTL INC COM | 749685103 | Stock | 129,532 | $6,973,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 219,400 | $6,922,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 56,484 | $6,917,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 65,652 | $6,824,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 132,654 | $6,791,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 219,402 | $6,780,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 548,432 | $6,762,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 247,529 | $6,745,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 313,654 | $6,681,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 224,470 | $6,678,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 428,655 | $6,644,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 248,290 | $6,632,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 243,000 | $6,554,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 218,000 | $6,394,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 376,523 | $6,363,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,377,596 | $6,337,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 69,758 | $6,296,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 294,943 | $6,244,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 216,730 | $5,960,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 491,210 | $5,958,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 88,166 | $5,801,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 317,545 | $5,732,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 835,547 | $5,682,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 457,233 | $5,633,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,765 | $5,560,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 20,540 | $5,451,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 2,269,299 | $5,446,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 181,085 | $5,161,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 277,135 | $5,033,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 157,094 | $4,964,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 502,230 | $4,947,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,569 | $4,743,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 145,950 | $4,743,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 40,500 | $4,737,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 81,000 | $4,687,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 223,834 | $4,636,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 55,697 | $4,569,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 85,074 | $4,528,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 276,373 | $4,516,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 33,545 | $4,498,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 136,093 | $4,469,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 195,848 | $4,320,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 26,849 | $4,299,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 166,440 | $3,991,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 54,552 | $3,953,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 95,447 | $3,947,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 81,000 | $3,860,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 42,500 | $3,839,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 81,000 | $3,838,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 36,792 | $3,834,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 103,622 | $3,803,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 30,737 | $3,741,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 40,500 | $3,732,000 | thousands by filing date | put |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 84,416 | $3,691,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 141,130 | $3,662,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 165,442 | $3,607,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 274,272 | $3,607,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 31,728 | $3,594,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 149,300 | $3,583,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 64,274 | $3,568,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 63,980 | $3,479,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 133,783 | $3,472,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 4,618 | $3,463,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 218,682 | $3,394,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 105,482 | $3,360,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,000,910 | $3,238,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 51,777 | $3,217,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 81,000 | $3,197,000 | thousands by filing date | put |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 573,592 | $3,160,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 136,503 | $3,153,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 31,252 | $3,121,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 54,431 | $3,076,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 130,472 | $3,048,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 53,190 | $3,044,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 78,959 | $3,037,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 76,683 | $3,027,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 70,921 | $2,960,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 50,802 | $2,933,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 81,000 | $2,875,000 | thousands by filing date | put |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 37,444 | $2,868,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 108,284 | $2,805,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 340,577 | $2,728,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 189,045 | $2,660,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 16,613 | $2,659,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 226,946 | $2,626,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 6,871 | $2,539,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 55,044 | $2,473,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 126,050 | $2,400,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 883,877 | $2,369,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 139,443 | $2,330,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 25,891 | $2,306,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 28,610 | $2,220,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 41,528 | $2,217,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 115,400 | $2,210,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 26,951 | $2,177,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,642 | $2,160,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,818 | $2,136,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 420,527 | $2,098,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 348,800 | $2,093,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 63,712 | $1,997,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 89,746 | $1,983,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 821,100 | $1,930,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 53,123 | $1,910,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 750,000 | $1,875,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 149,316 | $1,852,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,536 | $1,790,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 73,000 | $1,772,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 62,950 | $1,744,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 25,800 | $1,738,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 25,359 | $1,722,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 39,261 | $1,707,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 26,590 | $1,692,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 24,300 | $1,639,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 44,497 | $1,626,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 108,519 | $1,596,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 12,938 | $1,576,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 38,565 | $1,570,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 10,765 | $1,564,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,547 | $1,557,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 129,250 | $1,554,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 36,135 | $1,537,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 27,450 | $1,479,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 162,685 | $1,456,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 6,625 | $1,434,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 75,000 | $1,420,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 90,895 | $1,419,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 96,402 | $1,415,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 63,998 | $1,411,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 87,425 | $1,409,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,865 | $1,405,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 83,405 | $1,375,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 90,876 | $1,370,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 22,793 | $1,355,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,695 | $1,339,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,613,891 | $1,339,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 5,702 | $1,326,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,866 | $1,306,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 93,634 | $1,285,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 17,174 | $1,284,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 122,265 | $1,265,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 92,217 | $1,242,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 228,449 | $1,238,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 38,750 | $1,209,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 54,057 | $1,206,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,945 | $1,201,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 53,150 | $1,199,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 16,066 | $1,191,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 25,860 | $1,191,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 107,693 | $1,189,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 47,044 | $1,179,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 14,358 | $1,165,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,107 | $1,163,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 22,500 | $1,157,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,489 | $1,150,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 42,726 | $1,148,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 52,966 | $1,127,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 303,452 | $1,123,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 17,886 | $1,116,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 97,141 | $1,108,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 32,200 | $1,088,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,001 | $1,079,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 9,250 | $1,042,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 50,284 | $1,030,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 102,411 | $1,007,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 82,812 | $1,005,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 10,700 | $1,003,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 32,000 | $996,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 166,946 | $985,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 80,979 | $979,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 162,864 | $971,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 130,078 | $950,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 26,436 | $946,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,214 | $937,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 16,722 | $893,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 130,000 | $880,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 128,233 | $869,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,769 | $837,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 21,736 | $835,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 109,099 | $827,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,668 | $825,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 56,208 | $813,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,866 | $802,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 62,338 | $793,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 60,290 | $788,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 63,984 | $786,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 10,868 | $783,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 18,280 | $772,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 87,157 | $771,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 13,000 | $769,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,400 | $749,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 84,670 | $722,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 54,236 | $703,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 84,162 | $675,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 47,201 | $665,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,408 | $652,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 48,461 | $642,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 27,773 | $641,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 11,340 | $640,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 48,144 | $632,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 23,556 | $631,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 243,385 | $621,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 37,043 | $609,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 43,049 | $603,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 48,971 | $602,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,972 | $595,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 115,317 | $595,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,771 | $594,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,290 | $594,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 54,692 | $592,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 61,844 | $591,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,000 | $588,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 107,000 | $588,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 44,755 | $584,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,009 | $579,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 42,037 | $571,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,670 | $561,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 44,114 | $555,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17,996 | $542,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 14,061 | $541,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 37,349 | $541,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 129,775 | $539,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 39,754 | $521,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,976 | $517,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 95,200 | $514,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 13,000 | $507,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,629 | $500,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 48,594 | $499,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 36,875 | $488,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 35,768 | $485,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,657 | $482,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 36,218 | $481,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,337 | $480,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,589 | $476,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 9,767 | $474,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 65,408 | $469,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 34,127 | $468,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 38,007 | $467,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,280 | $465,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 31,117 | $457,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 30,295 | $456,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 37,499 | $454,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,800 | $450,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 31,896 | $443,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 38,638 | $440,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 23,643 | $436,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 7,429 | $430,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 32,677 | $427,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,933 | $422,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,820 | $413,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 48,437 | $411,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 36,540 | $410,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 29,403 | $409,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 60,788 | $406,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 62,325 | $404,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,417 | $398,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 17,376 | $398,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,432 | $397,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 24,699 | $396,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 26,567 | $386,000 | thousands by filing date | |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 60,184 | $385,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,719 | $377,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,000 | $375,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 8,299 | $368,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 7,500 | $365,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 34,201 | $360,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 28,637 | $359,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,000 | $358,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 26,510 | $355,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 24,467 | $352,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 19,000 | $349,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 36,615 | $348,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 8,080 | $347,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 27,486 | $342,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,310 | $341,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,540 | $331,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 26,908 | $323,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,800 | $321,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 24,998 | $318,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,062 | $317,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,024 | $310,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 10,300 | $309,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 26,049 | $304,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 20,962 | $299,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,667 | $298,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 26,446 | $298,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,578 | $295,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,874 | $292,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 23,918 | $291,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 7,738 | $290,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 22,434 | $290,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 54,282 | $289,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 52,112 | $288,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,950 | $281,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 32,480 | $280,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,325 | $279,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 38,325 | $275,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,175 | $272,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 18,783 | $271,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 14,872 | $268,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 20,364 | $268,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,891 | $266,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,138 | $262,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 21,361 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 18,613 | $259,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 31,458 | $256,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 8,518 | $244,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 21,092 | $236,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 933 | $233,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 807 | $232,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,329 | $232,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 16,698 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 15,838 | $230,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,378 | $228,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,607 | $228,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 805 | $228,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 15,945 | $225,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 19,089 | $223,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,060 | $221,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 31,185 | $221,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,397 | $219,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,713 | $219,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 15,140 | $219,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,000 | $217,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 15,176 | $217,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 16,013 | $216,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,484 | $215,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,771 | $212,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,900 | $211,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,210 | $210,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 9,962 | $210,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,581 | $209,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,063 | $207,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,629 | $206,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,790 | $206,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,406 | $205,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,495 | $203,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 14,761 | $203,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,432 | $202,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 6,220 | $201,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,004 | $201,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 14,937 | $201,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 17,769 | $200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 19,798 | $199,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 62,632 | $194,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 14,883 | $191,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,445 | $190,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 13,509 | $189,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 12,515 | $188,000 | thousands by filing date | |
| FSB BANCORP INC | 30289C102 | COM | 13,200 | $187,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 24,349 | $185,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 36,000 | $179,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,000 | $172,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,615 | $169,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,233 | $167,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,701 | $164,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,107 | $162,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 12,355 | $162,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 13,723 | $162,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 15,090 | $159,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,055 | $157,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 17,009 | $155,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 12,328 | $155,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 19,522 | $147,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 28,000 | $144,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 12,381 | $144,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 16,474 | $143,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,538 | $125,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 17,633 | $120,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 14,604 | $109,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 21,911 | $108,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,829 | $107,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 13,100 | $107,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,262 | $107,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 11,025 | $107,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 17,979 | $100,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,671 | $92,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 21,089 | $88,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 12,936 | $88,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 12,619 | $59,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 12,304 | $42,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,210 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-000402 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-17-000800 | this filing | 2017-03-10 | acceptance time not in the bulk data set |