13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 2,902 holding rows worth $34,959,504,000.
- Accession
- 0001172661-17-000783
- Filer
- CIK 1283072
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 5,930 entries on the cover page, a total value of $34,959,504,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,959,504,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerSEI INVESTMENTS CO028-16454
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 13,373 | $396,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 6,135 | $393,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 17,064 | $393,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 19,197 | $393,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 3,335 | $389,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 6,910 | $388,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 10,391 | $388,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 15,000 | $388,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,744 | $386,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,663 | $386,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 19,360 | $385,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 119,616 | $385,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,424 | $380,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 43,324 | $380,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 16,742 | $379,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,363 | $376,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 31,380 | $374,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 39,060 | $374,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 6,789 | $372,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 14,484 | $370,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,267 | $369,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 14,361 | $369,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 14,939 | $368,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 20,243 | $368,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 12,560 | $362,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 10,250 | $362,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,318 | $361,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 11,673 | $361,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 22,887 | $360,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 14,279 | $359,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 29,634 | $357,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 11,437 | $357,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 13,342 | $357,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 35,449 | $357,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 7,932 | $356,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 26,290 | $355,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 41,921 | $355,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 9,261 | $355,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 27,664 | $354,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 36,358 | $354,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 5,197 | $353,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 23,322 | $351,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,485 | $350,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 385 | $348,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 35,371 | $348,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 4,157 | $348,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 17,951 | $346,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 8,441 | $343,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 18,817 | $342,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 16,052 | $340,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 21,457 | $339,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 9,442 | $339,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 18,694 | $339,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,965 | $337,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 22,315 | $336,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 62,398 | $334,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 83,537 | $334,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 21,109 | $331,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 8,215 | $330,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 24,752 | $329,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 41,773 | $327,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,198 | $326,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 17,156 | $325,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 11,300 | $324,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 7,331 | $321,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,093 | $319,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,035 | $319,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,586 | $319,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 57,497 | $318,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 4,929 | $317,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 37,285 | $315,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 28,180 | $315,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 16,700 | $314,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 2,178 | $313,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 8,309 | $313,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 85,225 | $313,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,570 | $312,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 20,854 | $312,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 11,563 | $311,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,372 | $310,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 5,515 | $309,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 15,901 | $309,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 28,441 | $309,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 48,439 | $307,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 11,490 | $305,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 19,860 | $304,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,018 | $303,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 12,537 | $301,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 45,516 | $300,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,517 | $299,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 3,903 | $298,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,250 | $296,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 5,488 | $295,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 8,715 | $294,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,772 | $294,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 30,121 | $293,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 49,630 | $292,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 18,147 | $292,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 10,056 | $288,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 13,133 | $287,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 6,367 | $286,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 7,025 | $285,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 11,865 | $285,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,906 | $285,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 90,203 | $283,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 15,063 | $282,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 16,967 | $281,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 6,208 | $280,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 22,279 | $280,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,142 | $278,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 11,344 | $278,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 24,596 | $277,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 9,840 | $276,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 13,114 | $276,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 3,566 | $275,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,849 | $275,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 40,522 | $274,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 5,995 | $273,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 46,858 | $273,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 7,722 | $273,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,827 | $272,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,464 | $272,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 4,483 | $271,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,773 | $268,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,064 | $267,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 6,200 | $266,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 7,056 | $266,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 36,211 | $266,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 8,033 | $265,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 25,442 | $264,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,454 | $263,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 4,067 | $261,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 21,478 | $260,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 28,742 | $260,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 16,093 | $260,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,791 | $258,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 7,352 | $257,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 6,500 | $257,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 18,680 | $255,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 17,540 | $255,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 4,707 | $253,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 49,080 | $253,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 50,439 | $253,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 7,372 | $252,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,969 | $252,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 10,000 | $250,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 49,476 | $249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 6,000 | $249,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 8,509 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,782 | $246,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,930 | $246,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,218 | $244,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 34,569 | $244,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 21,422 | $244,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 17,649 | $243,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 10,982 | $243,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,332 | $242,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 40,988 | $241,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 27,119 | $238,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 6,633 | $235,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 4,779 | $234,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,942 | $233,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 33,270 | $229,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 11,367 | $228,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,472 | $228,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 20,718 | $227,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 15,647 | $227,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,964 | $227,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 6,788 | $226,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 7,513 | $225,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 10,174 | $223,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 19,822 | $222,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 7,393 | $222,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 30,342 | $221,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 12,489 | $218,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 12,679 | $216,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,100 | $215,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 39,072 | $213,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,753 | $212,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 3,140 | $211,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,872 | $209,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 36,290 | $209,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 27,958 | $208,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 11,124 | $208,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 6,570 | $206,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 8,095 | $205,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 6,400 | $205,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 7,801 | $204,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,784 | $203,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,288 | $201,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,401 | $200,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 28,921 | $198,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 8,951 | $197,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,053 | $196,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 35,728 | $193,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 26,588 | $193,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 12,203 | $192,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 28,655 | $191,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 13,600 | $190,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 89,289 | $189,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 15,334 | $189,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 27,084 | $188,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,000 | $188,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 25,257 | $187,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 18,493 | $185,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 37,324 | $185,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 16,285 | $183,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 16,206 | $182,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,808 | $181,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,274 | $177,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 13,279 | $173,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 12,471 | $171,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,446 | $171,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 18,419 | $169,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 35,983 | $168,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 11,487 | $166,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 22,162 | $164,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 30,783 | $163,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 10,157 | $163,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 12,594 | $162,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 20,051 | $161,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 22,248 | $159,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 11,944 | $159,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 22,456 | $157,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,643 | $156,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 60,973 | $153,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 14,692 | $151,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 18,449 | $150,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 3,078 | $149,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 14,724 | $148,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 20,694 | $148,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 13,710 | $146,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,099 | $144,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 13,094 | $143,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 4,037 | $140,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,547 | $137,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,547 | $137,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 23,539 | $135,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 16,232 | $134,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,598 | $133,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 15,821 | $132,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,138 | $131,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 3,179 | $131,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 33,922 | $131,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,694 | $131,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 2,664 | $130,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 81,763 | $130,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 154,628 | $128,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 6,171 | $127,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 13,598 | $127,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 4,770 | $126,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 21,426 | $126,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 22,630 | $124,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 14,465 | $121,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 32,860 | $119,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,500 | $118,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 16,992 | $118,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 26,797 | $117,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,976 | $116,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 16,148 | $115,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,928 | $114,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 12,000 | $108,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,623 | $107,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 10,392 | $104,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 2,338 | $101,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 24,062 | $101,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 10,240 | $99,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,870 | $96,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 18,813 | $95,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,054 | $94,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 16,564 | $94,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,303 | $93,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 29,976 | $93,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,009 | $92,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,250 | $91,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 19,783 | $90,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,544 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 3,139 | $88,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 3,422 | $87,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,520 | $87,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,919 | $84,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,596 | $84,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 3,200 | $84,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,399 | $81,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 16,427 | $81,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,157 | $80,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 14,788 | $73,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,704 | $73,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 14,125 | $69,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 15,146 | $67,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 13,195 | $66,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 10,587 | $66,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,525 | $64,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 10,197 | $61,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,414 | $60,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,002 | $60,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 33,600 | $59,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 10,401 | $59,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 14,805 | $53,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 11,590 | $53,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 19,189 | $53,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 21,172 | $53,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 11,467 | $51,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 15,516 | $50,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 3,242 | $50,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,606 | $49,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 31,689 | $47,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,816 | $45,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 13,190 | $45,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,000 | $44,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 20,149 | $42,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 10,446 | $42,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,357 | $39,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 15,322 | $38,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,278 | $37,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 45,063 | $36,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 22,464 | $35,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,182 | $35,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,313 | $34,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,697 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,069 | $33,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 680 | $31,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 12,904 | $31,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 13,693 | $31,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 49,927 | $31,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 24,190 | $30,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 39,008 | $30,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 17,569 | $29,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,301 | $29,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 11,613 | $28,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,442 | $27,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,580 | $27,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 15,631 | $27,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 12,475 | $26,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 10,958 | $26,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 63,017 | $25,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 20,556 | $24,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 17,271 | $24,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 14,095 | $24,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 19,355 | $24,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,594 | $23,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 24,530 | $23,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 21,335 | $22,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,124 | $22,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 16,702 | $22,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 10,918 | $22,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 15,071 | $21,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,013 | $21,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 20,610 | $21,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,998 | $20,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 18,553 | $20,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 12,517 | $20,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,151 | $19,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 60,640 | $19,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,496 | $18,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 12,606 | $18,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 40,398 | $18,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,407 | $18,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 14,661 | $18,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 27,159 | $18,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 14,236 | $17,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 18,263 | $16,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,232 | $15,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,731 | $15,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 23,623 | $15,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 13,896 | $15,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,634 | $14,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 14,095 | $14,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 51,217 | $14,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 12,183 | $14,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,010 | $14,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 199 | $13,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 890 | $13,000 | thousands by filing date | principal |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 16,803 | $13,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 12,840 | $12,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 626 | $12,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 749 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,639 | $11,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 10,918 | $11,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 11,911 | $11,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 18,454 | $10,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 17,866 | $10,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 22,631 | $10,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 17,569 | $10,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 11,712 | $10,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 68,500 | $10,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 22,829 | $10,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 11,401 | $9,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 10,025 | $9,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 11,311 | $7,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 15,174 | $7,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 10,062 | $7,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 24,814 | $7,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 23,425 | $6,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 11,935 | $6,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 15,792 | $6,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 22,157 | $5,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 15,286 | $5,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 46,353 | $4,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 14,509 | $2,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 13,896 | $2,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-000783 | this filing | 2017-02-14 | acceptance time not in the bulk data set |