13F-HR filed by Squarepoint Ops LLC
Squarepoint Ops LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 1,731 holding rows worth $2,444,447,000.
- Accession
- 0001172661-17-000777
- Filer
- CIK 1642575
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,731 entries on the cover page, a total value of $2,444,447,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,444,447,000 with VALUE read as thousands by filing date, 13F file number 028-16923. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSquarepoint Capital LLP028-16942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEEKAY CORPORATION | Y8564W103 | COM | 20,997 | $169,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 12,934 | $167,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 49,400 | $167,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 14,766 | $166,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 13,233 | $165,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,251 | $164,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 10,200 | $164,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 11,232 | $164,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 23,080 | $163,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 11,700 | $163,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 13,700 | $162,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,445 | $162,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,982 | $162,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 73,600 | $162,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,203 | $161,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 17,100 | $161,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 11,991 | $161,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 17,306 | $161,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 31,152 | $161,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,892 | $160,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 14,566 | $160,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 18,255 | $159,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 12,299 | $158,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 38,934 | $158,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,700 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,301 | $157,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 51,900 | $157,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 25,375 | $156,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 33,791 | $156,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 10,978 | $155,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 30,800 | $154,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 15,400 | $154,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 61,198 | $154,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 16,950 | $153,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 239,250 | $153,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 75,083 | $153,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 10,474 | $152,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 13,200 | $152,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 10,500 | $151,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 10,986 | $151,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,072 | $150,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 43,500 | $148,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 16,859 | $148,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 16,496 | $147,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,787 | $147,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 14,455 | $146,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,000 | $145,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 20,772 | $145,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 10,177 | $145,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 469,100 | $145,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 118,940 | $143,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,775 | $143,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 80,900 | $142,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 11,035 | $142,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 15,201 | $141,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,600 | $141,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 14,381 | $140,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,676 | $140,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 37,283 | $140,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 28,418 | $140,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 15,097 | $139,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 11,100 | $139,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,936 | $138,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 20,136 | $138,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 133,900 | $137,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 31,000 | $137,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 12,517 | $136,000 | thousands by filing date | |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 18,400 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,000 | $135,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,900 | $135,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 20,571 | $135,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 86,800 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 10,400 | $133,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 32,583 | $133,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,577 | $132,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 18,653 | $132,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 11,122 | $131,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 35,471 | $130,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 52,727 | $129,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 21,712 | $129,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 36,600 | $128,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 12,200 | $127,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 15,800 | $127,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 53,900 | $126,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,270 | $125,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 13,895 | $123,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 10,369 | $122,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 11,683 | $122,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 44,600 | $120,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 10,500 | $119,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 39,001 | $119,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 16,580 | $119,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 12,546 | $119,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 15,700 | $116,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 18,615 | $116,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 34,700 | $116,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 34,082 | $115,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 41,300 | $114,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,800 | $114,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,600 | $114,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 17,587 | $114,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,636 | $113,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 15,811 | $113,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 24,423 | $112,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 13,084 | $112,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 49,706 | $112,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 10,487 | $109,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,500 | $107,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 18,846 | $107,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,700 | $107,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 37,972 | $106,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 24,590 | $106,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 23,600 | $106,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 24,370 | $106,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 439,293 | $105,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 15,663 | $105,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 25,200 | $104,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 66,116 | $104,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 20,400 | $104,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 21,914 | $101,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 25,580 | $101,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 18,465 | $100,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,713 | $100,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,400 | $100,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 13,814 | $100,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 19,788 | $99,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 10,500 | $97,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 13,600 | $97,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 14,300 | $95,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 14,200 | $95,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,419 | $93,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,232 | $93,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 17,019 | $93,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 15,178 | $93,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,209 | $92,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 15,400 | $92,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,600 | $92,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,700 | $91,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 17,841 | $91,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 89,300 | $90,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 12,617 | $90,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,828 | $89,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 21,305 | $87,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 13,200 | $87,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,730 | $87,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,900 | $84,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,312 | $83,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,070 | $83,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,015 | $83,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 20,652 | $83,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 55,200 | $83,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 39,600 | $83,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 15,042 | $83,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 37,200 | $81,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,784 | $81,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 16,116 | $79,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 11,238 | $78,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 10,741 | $78,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 13,200 | $78,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 20,180 | $76,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 53,618 | $76,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 23,400 | $76,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 12,500 | $75,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 22,800 | $75,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 12,518 | $74,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 13,300 | $74,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 54,830 | $74,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,164 | $74,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,800 | $73,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 15,690 | $72,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 14,300 | $71,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,900 | $70,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 21,823 | $70,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 14,100 | $68,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 31,480 | $68,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 11,500 | $67,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 10,279 | $66,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 29,455 | $66,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 39,010 | $66,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,100 | $65,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 18,749 | $65,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 11,036 | $63,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 19,296 | $63,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 10,000 | $62,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 11,100 | $62,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 29,480 | $62,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 53,200 | $61,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 13,800 | $61,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 10,100 | $60,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 11,662 | $60,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,375 | $59,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 11,154 | $59,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 22,106 | $55,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 20,737 | $54,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 50,700 | $53,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 15,900 | $53,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 12,100 | $53,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 20,154 | $51,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 20,000 | $50,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 18,467 | $50,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 11,600 | $48,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 10,977 | $46,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 13,700 | $45,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,291 | $45,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 69,900 | $44,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 10,720 | $44,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 30,900 | $42,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 48,847 | $41,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 24,600 | $37,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 13,990 | $36,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 23,320 | $35,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 46,500 | $35,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,852 | $35,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 38,550 | $34,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 59,300 | $34,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 13,400 | $33,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 15,970 | $31,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,340 | $30,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 19,706 | $30,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 22,450 | $30,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 15,400 | $27,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 26,620 | $26,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,864 | $25,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 15,000 | $23,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 56,900 | $23,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 19,800 | $22,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 18,000 | $19,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 18,450 | $19,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,400 | $18,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 13,000 | $13,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 12,252 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-000777 | this filing | 2017-02-14 | acceptance time not in the bulk data set |