13F-HR filed by FLAHERTY & CRUMRINE INC
FLAHERTY & CRUMRINE INC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 10 holding rows worth $115,059,000.
- Accession
- 0001172661-17-000591
- Filer
- CIK 1261239
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 10 entries on the cover page, a total value of $115,059,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,059,000 with VALUE read as thousands by filing date, 13F file number 028-11701. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerQUALCOMM INC/DE028-15384
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 27,735,000 | $27,666,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 18,740,000 | $19,771,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 792,300 | $16,409,000 | thousands by filing date | |
| ENBRIDGE INC 6 77 | 29250NAN5 | Debt | 15,000,000 | $14,963,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 520,083 | $13,189,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 462,524 | $11,813,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 135,000 | $6,650,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 87,960 | $3,754,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 391,952 | $627,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,400 | $217,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-17-000591 | this filing | 2017-02-14 | acceptance time not in the bulk data set |