13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 2,887 holding rows worth $32,145,749,000.
- Accession
- 0001172661-16-004345
- Filer
- CIK 1283072
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 5,910 entries on the cover page, a total value of $32,145,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,145,749,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Partners Investment Management, LLC028-12837
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OGE ENERGY CORP | 670837103 | COM | 751,116 | $23,750,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 490,303 | $23,652,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 276,779 | $23,623,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 439,013 | $23,518,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 435,603 | $23,239,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 342,957 | $23,163,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 407,980 | $23,071,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 596,197 | $23,060,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 434,555 | $22,958,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 117,981 | $22,871,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 1,042,756 | $22,795,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,558,718 | $22,757,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 383,791 | $22,732,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 437,032 | $22,673,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 165,517 | $22,613,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 282,380 | $22,401,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 154,148 | $22,305,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,702,332 | $21,603,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 456,857 | $21,376,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,416,552 | $21,347,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 210,404 | $21,280,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 218,292 | $21,266,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 764,755 | $21,031,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 785,075 | $20,655,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 284,586 | $20,499,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 165,137 | $20,341,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 121,406 | $20,103,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 586,096 | $19,845,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 733,971 | $19,757,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 163,414 | $19,356,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 181,561 | $19,207,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 103,827 | $18,904,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,491,966 | $18,858,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,064,488 | $18,757,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 601,011 | $18,283,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 34,723 | $18,230,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 401,815 | $18,178,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 323,355 | $17,969,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 354,521 | $17,797,000 | thousands by filing date | principal |
| IDEX CORP COM | 45167R104 | Stock | 189,199 | $17,704,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 216,202 | $17,569,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 853,087 | $17,505,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 154,402 | $16,795,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 531,206 | $16,748,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 724,695 | $16,457,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 423,506 | $16,186,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 213,768 | $16,123,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 528,159 | $16,097,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 196,557 | $15,477,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 555,683 | $15,420,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 544,152 | $15,415,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 160,017 | $15,414,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 328,056 | $15,209,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 303,428 | $15,081,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 224,975 | $14,904,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,294,642 | $14,850,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 443,815 | $14,845,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 264,712 | $14,824,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 385,499 | $14,811,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 226,073 | $14,796,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 365,813 | $14,761,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,588,300 | $14,644,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 759,900 | $14,499,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 337,609 | $14,379,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 121,325 | $14,326,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 144,966 | $14,321,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 731,270 | $14,303,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,181,165 | $14,233,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 892,519 | $14,173,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 150,226 | $14,165,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 115,955 | $14,055,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 874,468 | $14,053,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 505,265 | $13,925,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,100,224 | $13,907,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,351,534 | $13,840,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 603,715 | $13,825,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 330,692 | $13,820,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 169,602 | $13,748,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 223,332 | $13,672,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 185,185 | $13,623,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 146,741 | $13,577,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 918,807 | $13,341,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 679,740 | $13,234,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 248,658 | $13,216,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 954,237 | $13,149,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 479,473 | $13,071,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 156,911 | $12,831,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 279,189 | $12,820,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 52,440 | $12,626,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 605,714 | $12,507,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 788,541 | $12,412,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 215,845 | $12,381,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 888,573 | $12,360,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 383,081 | $12,354,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 895,003 | $12,351,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,114,583 | $12,272,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 760,913 | $12,258,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 183,870 | $12,247,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 331,460 | $12,241,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 958,432 | $12,153,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 211,173 | $12,151,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 266,177 | $12,140,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 91,889 | $12,117,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 799,872 | $12,070,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 281,282 | $12,070,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 7,330 | $12,020,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 794,665 | $12,016,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 928,028 | $11,971,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 183,068 | $11,956,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 865,666 | $11,895,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 57,872 | $11,828,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 172,465 | $11,564,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 376,290 | $11,519,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 677,070 | $11,517,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,353,574 | $11,479,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 286,475 | $11,419,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 74,341 | $11,406,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 101,453 | $11,378,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,098,883 | $11,308,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,208,972 | $11,304,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,262,248 | $11,259,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 790,014 | $11,242,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 634,197 | $11,238,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 84,367 | $11,226,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 133,847 | $11,155,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 549,312 | $11,107,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 264,101 | $11,087,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 521,783 | $11,052,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 637,837 | $10,997,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 776,200 | $10,944,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 843,659 | $10,943,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 748,677 | $10,863,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 616,029 | $10,817,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 2,095,403 | $10,812,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 435,299 | $10,770,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 73,395 | $10,741,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 778,143 | $10,731,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 700,781 | $10,624,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 181,210 | $10,616,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 901,800 | $10,605,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 181,609 | $10,574,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 158,424 | $10,561,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 659,565 | $10,521,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 544,542 | $10,406,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,443,781 | $10,367,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 544,335 | $10,348,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 650,670 | $10,287,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 182,152 | $10,249,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 717,518 | $10,139,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 437,003 | $10,095,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 520,792 | $10,093,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 466,182 | $10,041,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 269,673 | $10,013,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 742,499 | $10,009,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,079,933 | $10,000,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 316,752 | $9,949,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 85,274 | $9,934,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 117,765 | $9,862,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 320,584 | $9,858,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 220,834 | $9,835,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 885,282 | $9,791,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 591,505 | $9,789,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 205,104 | $9,758,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 253,989 | $9,753,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 200,543 | $9,736,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 675,027 | $9,720,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 125,835 | $9,704,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 239,038 | $9,698,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 189,951 | $9,690,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 176,283 | $9,676,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 61,422 | $9,644,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 102,845 | $9,642,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 733,923 | $9,629,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 166,863 | $9,614,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 940,732 | $9,586,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 927,671 | $9,555,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 214,629 | $9,512,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 76,269 | $9,502,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 220,064 | $9,492,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 463,748 | $9,433,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 316,268 | $9,424,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 496,945 | $9,402,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,584,989 | $9,399,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 165,931 | $9,385,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 691,697 | $9,372,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 566,784 | $9,364,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 488,282 | $9,350,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 195,827 | $9,341,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 476,117 | $9,303,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,122,094 | $9,302,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 109,185 | $9,290,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 81,499 | $9,274,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 163,256 | $9,263,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 603,916 | $9,258,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 411,022 | $9,252,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 111,534 | $9,185,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 48,047 | $9,183,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 449,928 | $9,174,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 477,814 | $9,170,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 282,794 | $9,146,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 560,623 | $9,127,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 301,400 | $9,108,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 184,814 | $9,076,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 573,951 | $9,069,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 133,719 | $9,065,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 658,216 | $8,998,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 52,251 | $8,947,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 68,035 | $8,940,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,192,836 | $8,934,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 69,871 | $8,919,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 110,541 | $8,899,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 806,706 | $8,898,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 478,233 | $8,895,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 556,782 | $8,870,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 585,636 | $8,867,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 664,591 | $8,859,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 826,543 | $8,852,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 181,355 | $8,843,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 170,178 | $8,825,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 44,287 | $8,799,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 161,707 | $8,760,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 664,115 | $8,760,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 314,930 | $8,736,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 712,546 | $8,729,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 85,545 | $8,727,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 840,710 | $8,718,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 183,829 | $8,713,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 217,965 | $8,704,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 407,505 | $8,693,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,424,487 | $8,676,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 621,914 | $8,620,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 550,395 | $8,619,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 91,029 | $8,604,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 323,842 | $8,595,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 315,255 | $8,594,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 187,878 | $8,579,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 343,161 | $8,576,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 409,476 | $8,574,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 629,286 | $8,571,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 226,915 | $8,535,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 315,188 | $8,520,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 75,304 | $8,466,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 132,190 | $8,456,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 623,561 | $8,425,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 410,334 | $8,420,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 194,753 | $8,402,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 631,375 | $8,359,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 614,722 | $8,336,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 602,032 | $8,308,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 766,987 | $8,283,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 179,246 | $8,264,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 621,357 | $8,264,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 784,417 | $8,237,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 350,065 | $8,227,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 275,264 | $8,220,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 74,973 | $8,210,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 595,041 | $8,188,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 97,404 | $8,176,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 374,588 | $8,173,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 116,238 | $8,135,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 8,100,000 | $8,084,000 | thousands by filing date | principal |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 375,197 | $8,082,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 150,651 | $8,044,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 67,940 | $8,012,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 463,562 | $7,987,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 480,320 | $7,983,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 170,473 | $7,964,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 93,016 | $7,957,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 113,630 | $7,939,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 737,718 | $7,931,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 523,841 | $7,926,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 102,446 | $7,919,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 295,720 | $7,825,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 157,244 | $7,820,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 564,123 | $7,813,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 549,999 | $7,810,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 502,812 | $7,794,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 455,261 | $7,776,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 594,072 | $7,765,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 574,278 | $7,764,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,291,219 | $7,761,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 157,527 | $7,747,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,146,300 | $7,738,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 100,256 | $7,737,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 561,601 | $7,728,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 69,725 | $7,707,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 159,547 | $7,701,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 110,622 | $7,683,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 196,717 | $7,668,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 720,102 | $7,663,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 107,695 | $7,659,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 469,321 | $7,645,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 98,239 | $7,605,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 692,142 | $7,572,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 290,034 | $7,567,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 169,806 | $7,567,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 146,462 | $7,566,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 278,854 | $7,554,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 238,043 | $7,544,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 344,041 | $7,501,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 456,862 | $7,492,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 506,909 | $7,486,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 118,714 | $7,480,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 85,708 | $7,473,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 1,817,629 | $7,471,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 107,017 | $7,450,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,181,514 | $7,444,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 360,764 | $7,443,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 74,294 | $7,435,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 70,181 | $7,422,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 318,635 | $7,415,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 776,164 | $7,397,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 626,414 | $7,392,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 447,762 | $7,384,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 538,204 | $7,384,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,264,599 | $7,347,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 320,225 | $7,342,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 129,192 | $7,332,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 340,070 | $7,321,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 75,635 | $7,302,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 369,883 | $7,287,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 55,093 | $7,278,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 93,972 | $7,276,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 718,504 | $7,272,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 202,593 | $7,261,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 112,227 | $7,242,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 425,058 | $7,205,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 504,685 | $7,156,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 122,610 | $7,150,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 556,383 | $7,127,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 362,809 | $7,126,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 310,220 | $7,101,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 202,689 | $7,100,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 735,016 | $7,085,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 795,309 | $7,070,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 176,107 | $7,051,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 237,275 | $7,051,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 332,415 | $7,047,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 112,919 | $6,983,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 247,311 | $6,979,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 300,886 | $6,969,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 489,962 | $6,967,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 34,109 | $6,960,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 138,541 | $6,921,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 454,378 | $6,920,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 431,320 | $6,918,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 439,791 | $6,914,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 420,253 | $6,905,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 62,715 | $6,904,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 365,620 | $6,896,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 506,763 | $6,872,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 93,705 | $6,850,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 867,390 | $6,844,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 367,843 | $6,831,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 453,254 | $6,822,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 182,233 | $6,713,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 307,659 | $6,704,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 139,374 | $6,703,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 77,505 | $6,679,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 783,100 | $6,679,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 413,154 | $6,610,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 295,486 | $6,604,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 514,746 | $6,603,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 788,099 | $6,589,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 623,930 | $6,589,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 240,067 | $6,552,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 411,200 | $6,547,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 73,056 | $6,544,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 380,702 | $6,540,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,678,768 | $6,536,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 213,549 | $6,526,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 323,580 | $6,520,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 416,600 | $6,520,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 254,265 | $6,491,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 81,329 | $6,468,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 254,813 | $6,444,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 517,874 | $6,412,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 62,762 | $6,405,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 341,242 | $6,389,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 75,079 | $6,385,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 378,993 | $6,360,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 85,179 | $6,343,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 127,918 | $6,343,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 259,364 | $6,339,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 456,556 | $6,332,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 394,161 | $6,303,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 347,551 | $6,294,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 115,937 | $6,262,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 134,409 | $6,260,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 583,868 | $6,247,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 859,930 | $6,243,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 338,982 | $6,241,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 114,664 | $6,230,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 62,090 | $6,224,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 134,450 | $6,220,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 1,967,377 | $6,216,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 652,889 | $6,202,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 225,293 | $6,182,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 440,384 | $6,162,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 116,791 | $6,154,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,238,962 | $6,146,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 191,053 | $6,131,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 207,706 | $6,117,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 224,876 | $6,113,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 411,121 | $6,101,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 185,155 | $6,085,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 484,770 | $6,083,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 283,832 | $6,077,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 580,808 | $6,064,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 190,827 | $6,048,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 259,115 | $6,048,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 97,226 | $6,043,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 63,027 | $6,019,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 865,308 | $6,014,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 209,684 | $5,976,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 67,559 | $5,975,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 75,648 | $5,973,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 274,832 | $5,948,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 154,095 | $5,939,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 318,899 | $5,915,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 202,805 | $5,912,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 165,705 | $5,877,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 38,631 | $5,866,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 282,749 | $5,850,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 90,075 | $5,842,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 76,542 | $5,835,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 77,694 | $5,829,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 145,981 | $5,825,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 311,957 | $5,815,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 218,503 | $5,814,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 122,938 | $5,813,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,379,550 | $5,809,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 600,766 | $5,809,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 377,143 | $5,804,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 338,767 | $5,790,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 258,238 | $5,790,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 515,995 | $5,784,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 214,967 | $5,782,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 488,502 | $5,780,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 231,107 | $5,775,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 130,384 | $5,775,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 158,904 | $5,759,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 108,835 | $5,753,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,240,795 | $5,745,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 93,410 | $5,737,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 201,465 | $5,691,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 170,781 | $5,687,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 164,427 | $5,686,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 175,301 | $5,683,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 166,680 | $5,677,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 353,367 | $5,675,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 400,430 | $5,654,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 545,495 | $5,635,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 393,500 | $5,635,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 274,526 | $5,633,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 141,279 | $5,609,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 46,068 | $5,596,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 376,358 | $5,593,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 299,098 | $5,572,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 150,573 | $5,558,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 116,511 | $5,553,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 85,543 | $5,547,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 314,848 | $5,545,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 392,595 | $5,543,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 337,553 | $5,536,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 29,012 | $5,512,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 320,886 | $5,474,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 516,877 | $5,474,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 75,579 | $5,461,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 108,400 | $5,442,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 330,548 | $5,438,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 407,264 | $5,433,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 46,214 | $5,417,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 347,515 | $5,394,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 114,817 | $5,378,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 187,368 | $5,378,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 74,665 | $5,371,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 672,584 | $5,360,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 387,543 | $5,352,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 350,606 | $5,340,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 483,985 | $5,329,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 294,634 | $5,324,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 309,610 | $5,319,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 149,159 | $5,319,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 310,845 | $5,306,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 929,286 | $5,297,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 445,659 | $5,286,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 343,247 | $5,272,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 38,238 | $5,265,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 32,135 | $5,264,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 75,089 | $5,256,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 96,292 | $5,245,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 148,858 | $5,234,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 350,309 | $5,227,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 714,031 | $5,226,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 37,110 | $5,223,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 323,845 | $5,220,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 353,846 | $5,212,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 327,544 | $5,204,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 101,636 | $5,170,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-004345 | this filing | 2016-11-15 | acceptance time not in the bulk data set |