13F-HR filed by Allen Investment Management, LLC
Allen Investment Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 190 holding rows worth $1,367,960,000.
- Accession
- 0001172661-16-004185
- Filer
- CIK 1326234
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 190 entries on the cover page, a total value of $1,367,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,367,960,000 with VALUE read as thousands by filing date, 13F file number 028-11378. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerALLEN OPERATIONS LLC028-12302
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Comcast Corp | 20030N101 | COM | 1,345,718 | $89,275,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 58,982 | $86,791,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 550,373 | $75,665,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 943,974 | $74,234,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,040,820 | $73,409,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 674,615 | $73,047,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 251,642 | $72,755,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,056,251 | $64,916,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 170,802 | $61,531,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 721,133 | $56,530,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 609,543 | $49,239,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 424,851 | $43,420,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 394,210 | $43,111,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 288,864 | $41,732,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 307,548 | $40,415,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 629,567 | $36,263,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 320,843 | $31,914,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 338,358 | $23,891,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 522,908 | $20,540,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 500,000 | $19,685,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 150,475 | $19,044,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 110,401 | $18,409,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 251,137 | $18,135,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 301,995 | $15,372,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10,580 | $8,859,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 75,167 | $8,475,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 46,118 | $5,916,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 44,231 | $5,163,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 43,134 | $5,095,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 49,648 | $4,456,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 34,366 | $4,422,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 87,015 | $4,108,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 263,423 | $4,083,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 53,961 | $3,974,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 37,220 | $3,945,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 22,362 | $3,941,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 51,233 | $3,875,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 63,486 | $3,752,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 71,442 | $3,749,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 56,283 | $3,707,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 62,478 | $3,707,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 98,110 | $3,692,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 73,879 | $3,600,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 102,245 | $3,378,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 36,287 | $3,327,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 20,814 | $3,316,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 47,789 | $3,060,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 65,236 | $2,761,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 55,389 | $2,715,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 35,354 | $2,635,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 96,940 | $2,626,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 105,820 | $2,546,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 67,478 | $2,524,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,987 | $2,486,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 18,879 | $2,427,000 | thousands by filing date | |
| VTI | 922908769 | COM | 20,295 | $2,259,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 20,931 | $2,211,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 29,028 | $2,094,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 18,326 | $1,978,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 47,485 | $1,945,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 53,056 | $1,813,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 33,123 | $1,751,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 38,128 | $1,674,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 22,508 | $1,628,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 13,824 | $1,604,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 44,517 | $1,565,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 32,442 | $1,538,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 18,843 | $1,519,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $1,514,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 20,940 | $1,489,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 50,643 | $1,476,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14,274 | $1,407,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 28,822 | $1,391,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 22,521 | $1,170,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 12,659 | $1,117,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 40,640 | $1,097,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,536 | $1,088,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 52,709 | $1,087,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6,145 | $1,087,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 11,032 | $1,067,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 51,149 | $1,022,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 14,870 | $1,019,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 23,104 | $1,004,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,182 | $1,003,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 61,574 | $1,002,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 15,643 | $999,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 13,629 | $990,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 31,910 | $981,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 24,638 | $970,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,863 | $964,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 37,124 | $958,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 16,630 | $927,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,073 | $924,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 47,971 | $921,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 6,983 | $877,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 33,171 | $865,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 8,668 | $844,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,841 | $829,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,578 | $800,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 12,223 | $774,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 41,489 | $751,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 7,241 | $748,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,995 | $737,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 13,762 | $734,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 20,394 | $729,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 44,518 | $729,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,346 | $721,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,880 | $720,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 32,350 | $676,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,900 | $670,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 12,765 | $664,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 6,200 | $627,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 27,598 | $617,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 17,419 | $613,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 16,000 | $597,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 21,619 | $583,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,587 | $563,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,793 | $562,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 40,714 | $550,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,851 | $544,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 5,176 | $541,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 6,315 | $538,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,487 | $535,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 4,137 | $522,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,208 | $517,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 22,460 | $515,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 10,657 | $507,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,124 | $497,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 30,926 | $489,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 61,909 | $458,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,868 | $457,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,688 | $456,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,096 | $453,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,296 | $450,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 9,365 | $447,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 12,070 | $447,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 6,506 | $442,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,622 | $437,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,400 | $437,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 14,799 | $431,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 21,347 | $421,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 6,288 | $419,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,437 | $418,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,542 | $417,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,464 | $415,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,620 | $415,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 4,500 | $414,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,097 | $406,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 7,651 | $399,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 7,887 | $398,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,857 | $392,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,939 | $390,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 8,751 | $390,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 19,450 | $390,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 13,329 | $377,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,222 | $376,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 16,936 | $370,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,554 | $362,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,678 | $359,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 24,599 | $353,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,505 | $348,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 14,335 | $347,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 34,265 | $347,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,789 | $343,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,000 | $338,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 24,466 | $337,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 30,591 | $332,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,118 | $328,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 37,629 | $327,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 8,407 | $326,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,600 | $318,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 31,093 | $315,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,551 | $310,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,598 | $305,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,911 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,087 | $301,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,969 | $289,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,606 | $288,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 95,765 | $275,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 31,862 | $272,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,346 | $271,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,318 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,758 | $262,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,492 | $260,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 24,929 | $236,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,351 | $215,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,615 | $212,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 7,653 | $206,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 26,426 | $168,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,138 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-004185 | this filing | 2016-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-17-001727 | base | 2017-09-22 | acceptance time not in the bulk data set |