13F-HR filed by EVERGREEN CAPITAL MANAGEMENT LLC
EVERGREEN CAPITAL MANAGEMENT LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-20, with 109 holding rows worth $507,875,000.
- Accession
- 0001172661-16-004052
- Filer
- CIK 1260824
- Filed
- 2016-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 171 entries on the cover page, a total value of $507,875,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $507,875,000 with VALUE read as thousands by filing date, 13F file number 028-10541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 290,835 | $39,993,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 256,674 | $28,822,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 242,420 | $24,584,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 666,525 | $20,995,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 748,957 | $20,694,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 147,131 | $18,123,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 327,301 | $17,599,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 267,880 | $15,277,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 142,230 | $12,374,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 149,640 | $12,053,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 96,047 | $11,685,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 234,680 | $11,194,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 144,670 | $10,358,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 604,485 | $10,252,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 249,385 | $9,469,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 720,765 | $8,923,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 155,814 | $8,578,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 462,735 | $8,195,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 527,400 | $8,043,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 173,114 | $7,864,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 328,930 | $7,546,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 129,155 | $7,439,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 239,070 | $6,935,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 479,647 | $6,633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 242,327 | $6,404,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 52,829 | $5,910,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 49,772 | $5,879,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 95,050 | $5,818,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 121,112 | $5,347,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 836,887 | $5,289,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 174,164 | $5,159,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 90,623 | $4,788,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 324,410 | $4,561,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 346,948 | $4,403,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 84,441 | $4,381,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 25,859 | $4,312,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37,973 | $4,293,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 117,735 | $4,160,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 89,727 | $3,973,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,539,404 | $3,895,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 35,059 | $3,834,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 20,773 | $3,733,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 34,200 | $3,720,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 338,250 | $3,552,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 61,760 | $3,438,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 37,979 | $3,282,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 81,218 | $3,239,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 516,285 | $3,190,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,953 | $3,073,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 58,312 | $3,031,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 104,675 | $2,975,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 71,365 | $2,924,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 16,705 | $2,918,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 230,290 | $2,888,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 43,442 | $2,854,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 55,941 | $2,808,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 39,436 | $2,746,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 456,687 | $2,722,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 18,754 | $2,709,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 340,400 | $2,515,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 29,300 | $2,492,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 94,678 | $2,316,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 40,739 | $1,939,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 110,820 | $1,890,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 16,519 | $1,534,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 15,897 | $1,525,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 21,035 | $1,488,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 31,071 | $1,486,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 37,167 | $1,259,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,882 | $1,223,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 875 | $1,146,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,091 | $1,143,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,310 | $932,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 30,581 | $809,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 17,200 | $806,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,530 | $720,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,831 | $607,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,104 | $533,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 656 | $527,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 7,236 | $482,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 24,650 | $464,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,463 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,500 | $422,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 16,840 | $421,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,006 | $420,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,925 | $406,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 56,000 | $403,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 21,290 | $402,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,524 | $393,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 8,800 | $325,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,424 | $319,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 6,590 | $319,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,533 | $298,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,250 | $296,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,635 | $283,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,195 | $265,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,395 | $259,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 10,545 | $259,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,091 | $255,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,800 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,875 | $228,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,675 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,820 | $213,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,385 | $211,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,529 | $208,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,354 | $194,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 16,205 | $177,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,450 | $169,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 13,920 | $146,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-004052 | this filing | 2016-10-20 | acceptance time not in the bulk data set |