13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 2,875 holding rows worth $31,839,587,000.
- Accession
- 0001172661-16-003784
- Filer
- CIK 1283072
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 5,928 entries on the cover page, a total value of $31,839,587,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,839,587,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Partners Investment Management, LLC028-12837
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 51JOB INC | 316827104 | SPONSORED ADS | 11,894 | $348,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 43,273 | $345,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 16,358 | $344,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,555 | $344,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 57,620 | $343,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 23,576 | $343,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,916 | $341,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 19,238 | $341,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 26,051 | $341,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 7,846 | $337,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 5,525 | $336,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 58,603 | $335,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 13,581 | $333,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 43,372 | $330,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 11,867 | $330,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 20,091 | $329,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 8,199 | $329,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 5,690 | $326,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 796 | $325,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 17,221 | $323,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 10,870 | $322,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 47,405 | $321,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 27,546 | $318,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 10,079 | $317,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 14,442 | $316,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 11,948 | $314,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,607 | $314,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 13,793 | $312,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 12,801 | $312,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 26,627 | $312,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 13,736 | $310,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 15,404 | $310,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 29,426 | $308,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 12,898 | $308,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 21,296 | $308,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 13,106 | $308,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 182,784 | $307,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 27,719 | $307,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 135,366 | $306,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 20,356 | $305,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,680 | $304,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 57,545 | $304,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 18,200 | $303,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 21,979 | $302,000 | thousands by filing date | |
| MULTI PACKAGING SOLUTIONS IN | G6331W109 | COM | 22,307 | $298,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 13,863 | $297,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 31,025 | $297,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 12,240 | $296,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,733 | $296,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 9,232 | $295,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 19,591 | $294,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 9,737 | $294,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,430 | $291,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 11,700 | $291,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 45,270 | $290,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 8,253 | $289,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,860 | $289,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 5,608 | $289,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 34,077 | $288,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,019 | $287,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 19,922 | $287,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 13,942 | $287,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 24,692 | $286,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 12,921 | $284,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 9,147 | $283,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 23,934 | $283,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 18,361 | $282,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 12,607 | $281,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 7,209 | $281,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 14,028 | $281,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,981 | $281,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 45,282 | $280,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 5,685 | $279,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 23,041 | $279,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 17,080 | $279,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 26,925 | $279,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,940 | $278,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 15,751 | $278,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 10,648 | $277,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 19,147 | $277,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,453 | $276,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 49,630 | $274,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 13,885 | $274,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 3,735 | $272,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 44,966 | $272,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 4,888 | $271,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,056 | $271,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 49,546 | $270,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 33,974 | $270,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 8,638 | $268,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,750 | $267,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,195 | $267,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 37,404 | $267,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 12,048 | $266,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 34,475 | $265,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,661 | $263,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,764 | $263,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,212 | $263,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 83,651 | $262,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 54,468 | $260,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 9,576 | $260,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 41,072 | $259,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,798 | $256,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 17,417 | $256,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,730 | $255,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,318 | $255,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 6,386 | $255,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 43,634 | $254,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 13,528 | $253,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 7,624 | $252,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 69,829 | $251,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 28,635 | $251,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,953 | $250,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 23,217 | $250,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 260 | $248,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,296 | $248,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,198 | $247,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 24,233 | $247,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 21,676 | $246,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 24,315 | $246,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 5,516 | $246,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,593 | $245,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,802 | $244,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,716 | $244,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 26,456 | $243,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 20,557 | $243,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 38,553 | $241,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 21,642 | $239,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,188 | $238,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 4,578 | $236,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 29,373 | $236,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 13,005 | $235,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 22,554 | $233,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 44,088 | $233,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 30,261 | $232,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 37,916 | $232,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 7,881 | $232,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,874 | $231,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 12,429 | $231,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 8,445 | $231,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 22,160 | $231,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 13,226 | $230,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 22,334 | $230,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,048 | $229,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,470 | $227,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 26,866 | $227,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,597 | $227,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 22,455 | $226,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 6,049 | $225,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 7,006 | $223,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 27,529 | $222,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 20,516 | $221,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 28,981 | $221,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 5,672 | $216,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,625 | $216,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,267 | $216,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 112,512 | $214,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 65,246 | $212,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,206 | $211,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 6,535 | $211,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,460 | $209,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 23,083 | $208,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 51,821 | $208,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,186 | $207,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 15,455 | $207,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,753 | $205,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 59,413 | $202,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 13,051 | $202,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 81,076 | $201,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 13,607 | $201,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,104 | $200,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 15,417 | $200,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 13,842 | $197,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 4,494 | $194,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 7,263 | $193,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 19,406 | $192,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 11,135 | $191,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 15,112 | $190,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 7,647 | $190,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 28,147 | $188,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 29,403 | $187,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 103,999 | $186,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 10,449 | $185,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 5,589 | $180,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 29,747 | $177,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 93,888 | $171,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 73,023 | $167,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 12,127 | $165,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 11,388 | $164,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,208 | $164,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 29,791 | $163,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 39,936 | $163,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 112,762 | $159,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 154,628 | $159,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 4,315 | $158,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 24,527 | $157,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 21,685 | $156,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 3,343 | $155,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 15,862 | $154,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 23,483 | $153,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 13,613 | $151,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,634 | $151,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 11,525 | $149,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 11,206 | $147,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 24,718 | $147,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 14,060 | $138,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 19,273 | $137,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 19,675 | $136,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 11,063 | $135,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 47,145 | $127,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 28,718 | $127,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 15,846 | $125,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 15,886 | $125,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 16,389 | $124,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 11,103 | $121,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,072 | $121,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 16,726 | $120,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 32,863 | $120,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 15,235 | $118,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 13,980 | $113,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 30,846 | $111,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 14,684 | $109,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 18,517 | $109,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 23,553 | $108,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 19,571 | $102,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 26,254 | $102,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,267 | $101,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 63,188 | $99,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 10,545 | $99,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 11,513 | $98,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,974 | $98,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 11,455 | $96,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 10,733 | $95,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,658 | $92,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,022 | $89,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 19,537 | $89,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 13,762 | $87,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 17,153 | $87,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 11,020 | $86,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,520 | $86,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 16,195 | $86,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 12,270 | $86,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 23,738 | $84,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,829 | $83,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 20,164 | $82,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 13,805 | $82,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,585 | $80,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 20,300 | $80,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,257 | $79,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,938 | $79,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 19,116 | $79,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,414 | $78,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,710 | $77,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,659 | $77,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 11,366 | $77,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 39,299 | $76,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,434 | $75,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 25,846 | $74,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,987 | $74,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 56,097 | $72,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,463 | $71,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 11,275 | $71,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 19,805 | $70,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 11,021 | $69,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 14,348 | $66,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 22,089 | $66,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 27,158 | $65,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 24,622 | $64,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 10,813 | $63,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 13,277 | $62,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 15,190 | $61,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,123 | $60,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 36,834 | $59,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 19,603 | $56,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 27,133 | $55,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 3,472 | $53,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,781 | $47,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 31,151 | $47,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 10,224 | $46,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 15,449 | $46,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,016 | $41,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,243 | $39,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 21,081 | $39,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 15,408 | $38,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 15,523 | $35,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,764 | $34,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 14,464 | $34,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,193 | $33,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 14,755 | $33,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,010 | $32,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 16,658 | $30,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 14,771 | $28,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,531 | $28,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,286 | $26,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 12,815 | $26,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 55,646 | $26,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 12,936 | $25,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 22,600 | $25,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,200 | $24,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 15,748 | $24,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,784 | $23,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 20,810 | $23,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 12,711 | $23,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 46,800 | $22,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 61,193 | $22,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 20,864 | $22,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 63,588 | $22,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,323 | $21,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,594 | $21,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 15,284 | $21,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,207 | $21,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,088 | $21,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 25,852 | $21,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 13,595 | $20,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,911 | $19,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 23,400 | $19,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 18,592 | $18,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,174 | $18,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 12,600 | $18,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,349 | $17,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,878 | $17,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 69,312 | $17,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 10,331 | $17,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 18,500 | $16,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 21,595 | $15,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,836 | $15,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 12,700 | $15,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,038 | $15,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 47,300 | $15,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 22,900 | $15,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 631 | $14,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 25,009 | $14,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,600 | $14,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 19,685 | $14,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 23,100 | $13,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 58,970 | $13,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 17,800 | $13,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 11,900 | $13,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 15,300 | $13,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 890 | $12,000 | thousands by filing date | principal |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 22,811 | $12,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,433 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 34,034 | $12,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 12,124 | $12,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 10,686 | $11,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 31,101 | $11,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 181 | $10,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,574 | $10,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,822 | $10,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 44,432 | $10,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 89,500 | $10,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 12,374 | $10,000 | thousands by filing date | |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 13,948 | $10,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 22,423 | $9,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 37,859 | $9,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 13,723 | $9,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 18,007 | $9,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 40,945 | $8,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 11,586 | $8,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,360 | $8,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 14,100 | $8,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 12,251 | $7,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 21,865 | $7,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 18,500 | $7,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 13,048 | $7,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 29,359 | $6,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 16,200 | $6,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 23,700 | $5,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 12,936 | $5,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 11,827 | $5,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 20,248 | $5,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 13,723 | $4,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 12,036 | $3,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 13,000 | $2,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-003784 | this filing | 2016-08-15 | acceptance time not in the bulk data set |