13F-HR filed by Curi Capital, LLC
Curi Capital, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-03, with 441 holding rows worth $1,913,878,000.
- Accession
- 0001172661-16-003651
- Filer
- CIK 1332905
- Filed
- 2016-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 546 entries on the cover page, a total value of $1,913,878,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,913,878,000 with VALUE read as thousands by filing date, 13F file number 028-11714. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDELAWARE CAPITAL MANAGEMENT INC 028-05920
- included managerHORIZON ASSET MANAGEMENT LLC028-06986
- included managerBRANDES INVESTMENT PARTNERS, LP028-05620
- included managerConvergence Investment Partners, LLC028-13404
- included managerLAZARD ASSET MANAGEMENT LLC028-10469
- included managerLATEEF INVESTMENT MANAGEMENT, L.P.028-05358
- included managerSANTA BARBARA ASSET MANAGEMENT, LLC028-05621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 804,500 | $168,523,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 842,000 | $96,809,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,444,000 | $55,449,000 | thousands by filing date | put |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 2,108,000 | $48,178,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 456,000 | $28,337,000 | thousands by filing date | put |
| CASELLA WASTE SYS INC | 147448104 | CL A | 3,271,597 | $25,682,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 141,137 | $24,215,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,383,718 | $23,312,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 228,001 | $23,028,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 17,048 | $21,283,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 532,000 | $20,670,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 252,949 | $20,375,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 303,154 | $20,342,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 338,408 | $19,949,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 166,373 | $19,234,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 766,521 | $19,232,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 10,606 | $18,882,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 324,448 | $18,571,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 243,491 | $18,060,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 111,709 | $18,055,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 732,658 | $17,473,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 224,489 | $17,337,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 426,101 | $16,959,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 2,052,816 | $16,505,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 196,609 | $16,401,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 194,378 | $16,252,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 715,347 | $16,246,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 456,000 | $16,237,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 130,926 | $16,220,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 22,331 | $15,710,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 22,413 | $15,512,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 166,451 | $15,105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 384,805 | $14,923,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 129,695 | $14,735,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 304,000 | $14,388,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 228,000 | $13,854,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 117,346 | $13,524,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 183,834 | $12,867,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 169,006 | $12,824,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 160,835 | $12,733,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 160,525 | $12,695,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 132,525 | $12,669,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 128,096 | $12,477,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 73,388 | $12,446,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 304,000 | $12,260,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 137,563 | $12,003,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 101,160 | $11,706,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 380,000 | $11,582,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 226,265 | $11,485,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 162,578 | $11,130,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 112,285 | $10,750,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 659,752 | $10,483,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 74,271 | $10,449,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 715,849 | $10,351,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,160,430 | $10,096,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 88,727 | $10,052,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 94,792 | $9,937,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 5,516,087 | $9,874,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,387,377 | $9,837,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 142,889 | $9,593,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 284,064 | $9,547,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 127,553 | $9,381,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 222,008 | $8,954,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 333,250 | $8,658,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 81,156 | $8,453,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 42,760 | $8,378,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 71,202 | $8,037,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 60,551 | $7,864,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 51,593 | $7,850,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 304,000 | $7,640,000 | thousands by filing date | put |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 316,182 | $7,620,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 208,258 | $7,581,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 533,888 | $7,304,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 449,904 | $7,198,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 141,277 | $7,057,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 222,959 | $6,979,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 233,934 | $6,948,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 276,970 | $6,794,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 376,059 | $6,788,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 30 | $6,509,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 516,697 | $6,278,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 62,877 | $6,273,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,111,504 | $6,250,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 194,813 | $6,246,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 267,423 | $5,921,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 744,976 | $5,915,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 239,570 | $5,903,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 453,237 | $5,897,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 88,591 | $5,859,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 228,000 | $5,771,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 218,000 | $5,707,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 1,305,842 | $5,693,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 362,714 | $5,684,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 402,800 | $5,587,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 301,904 | $5,585,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 76,000 | $5,484,000 | thousands by filing date | put |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 313,654 | $5,458,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 299,966 | $5,399,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 76,000 | $5,316,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 179,871 | $5,227,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 127,759 | $5,096,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 76,000 | $5,036,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 345,487 | $4,951,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 825,547 | $4,937,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 76,000 | $4,915,000 | thousands by filing date | put |
| ICAD INC | 44934S206 | COM NEW | 935,037 | $4,881,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 309,513 | $4,856,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 149,804 | $4,834,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 416,523 | $4,798,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 334,519 | $4,733,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 205,420 | $4,566,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 76,000 | $4,098,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 27,929 | $4,043,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 79,388 | $4,016,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 220,925 | $3,972,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 310,501 | $3,934,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 58,122 | $3,903,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 152,000 | $3,882,000 | thousands by filing date | call |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 477,316 | $3,857,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 1,887,619 | $3,813,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 105,824 | $3,792,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 34,368 | $3,653,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 317,654 | $3,605,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 459,457 | $3,529,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 342,455 | $3,527,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 202,628 | $3,327,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 223,322 | $3,312,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 153,698 | $3,305,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,643 | $3,277,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 145,950 | $3,220,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 76,000 | $3,126,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 55,711 | $3,116,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 163,626 | $3,063,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 152,000 | $3,037,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 166,926 | $3,033,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 107,577 | $3,025,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 81,779 | $2,986,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 175,752 | $2,919,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 168,950 | $2,918,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 638,111 | $2,916,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 178,348 | $2,896,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 202,870 | $2,838,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 187,495 | $2,812,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 774,146 | $2,787,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 383,928 | $2,787,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 79,843 | $2,775,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 582,088 | $2,730,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 191,859 | $2,703,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 53,811 | $2,675,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 71,578 | $2,623,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 151,050 | $2,601,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 99,124 | $2,584,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 118,015 | $2,550,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 135,865 | $2,538,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 194,474 | $2,532,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 100,820 | $2,491,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 116,284 | $2,402,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 765,000 | $2,295,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,631 | $2,268,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 107,454 | $2,207,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 108,091 | $2,200,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 35,424 | $2,198,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 76,000 | $2,164,000 | thousands by filing date | put |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 149,324 | $2,107,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 119,213 | $2,096,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 104,761 | $2,077,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 169,504 | $2,075,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 31,973 | $2,027,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 41,999 | $2,012,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 254,645 | $2,012,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,600 | $1,999,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 45,301 | $1,963,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 26,376 | $1,960,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 55,890 | $1,956,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 151,705 | $1,928,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 103,868 | $1,923,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 623,568 | $1,871,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,806,091 | $1,860,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 24,597 | $1,845,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 120,000 | $1,813,000 | thousands by filing date | |
| ID SYSTEMS INC | 449489103 | COM | 370,196 | $1,781,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 98,932 | $1,756,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 48,975 | $1,739,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 31,062 | $1,739,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 52,620 | $1,710,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 31,527 | $1,691,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 20,434 | $1,687,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 40,202 | $1,682,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 158,448 | $1,668,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 62,654 | $1,643,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 123,955 | $1,642,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 137,975 | $1,621,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 44,497 | $1,573,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 71,033 | $1,542,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 10,856 | $1,528,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 69,909 | $1,523,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 27,184 | $1,518,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 12,938 | $1,508,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 300,329 | $1,508,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 59,265 | $1,502,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 44,430 | $1,502,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 26,175 | $1,470,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 92,571 | $1,444,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 32,390 | $1,396,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 146,120 | $1,388,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 150,568 | $1,385,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 30,450 | $1,385,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 328,892 | $1,362,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 41,757 | $1,352,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 886,164 | $1,347,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 15,000 | $1,344,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 53,434 | $1,332,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 432,478 | $1,285,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 28,469 | $1,276,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 92,259 | $1,275,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 102,061 | $1,268,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 133,040 | $1,262,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 15,528 | $1,259,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 16,334 | $1,255,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 74,994 | $1,249,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 500,000 | $1,240,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 94,402 | $1,216,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 19,875 | $1,200,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 114,791 | $1,195,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 41,160 | $1,177,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 107,039 | $1,146,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 44,120 | $1,126,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10,200 | $1,115,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 50,134 | $1,093,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 75,000 | $1,075,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 656,839 | $1,064,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 36,780 | $1,053,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 49,684 | $1,050,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 169,835 | $1,028,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 110,500 | $1,023,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 63,052 | $1,004,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 91,985 | $997,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 59,000 | $981,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 35,653 | $963,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 44,698 | $957,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 39,288 | $955,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 66,297 | $954,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 66,256 | $951,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,165 | $938,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 22,604 | $937,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 34,171 | $921,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 15,880 | $920,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 46,800 | $918,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 67,840 | $912,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 56,890 | $911,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 81,710 | $896,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4,867 | $896,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26,023 | $894,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 29,650 | $868,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,910 | $857,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 122,370 | $836,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,075 | $833,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19,077 | $829,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 67,312 | $827,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 80,471 | $826,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,911 | $818,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,077 | $792,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 43,036 | $790,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 63,341 | $781,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 96,525 | $741,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,309 | $737,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,018 | $730,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 54,668 | $725,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 95,323 | $700,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 32,715 | $700,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 217,885 | $699,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,460 | $681,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 41,317 | $677,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,192 | $672,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 43,160 | $662,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 43,098 | $650,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 13,470 | $647,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 162,669 | $638,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 49,937 | $629,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,700 | $627,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 47,275 | $627,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 19,030 | $587,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,112 | $584,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 28,060 | $576,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,083 | $570,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,079 | $566,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 25,666 | $559,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 27,797 | $554,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 30,950 | $552,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 14,976 | $551,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,478 | $543,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 31,616 | $539,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 50,484 | $526,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 14,909 | $525,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 9,174 | $524,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 50,071 | $524,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 30,886 | $522,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 34,297 | $520,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 47,988 | $519,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 23,556 | $518,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,058 | $515,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 37,126 | $510,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 15,714 | $508,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,753 | $504,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 107,000 | $504,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 12,179 | $498,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 52,977 | $494,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,546 | $492,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 11,212 | $485,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 40,409 | $483,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,527 | $471,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 28,573 | $467,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 73,991 | $462,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 29,827 | $462,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 49,691 | $460,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 80,500 | $457,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 34,440 | $446,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,408 | $444,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,502 | $444,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 55,684 | $440,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,453 | $435,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 17,984 | $435,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,782 | $417,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 28,897 | $410,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 4,887 | $407,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,833 | $400,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,123 | $399,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 25,156 | $398,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 20,645 | $386,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 48,848 | $385,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 18,466 | $383,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 7,136 | $382,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,477 | $381,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 53,980 | $381,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,414 | $379,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,458 | $362,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,915 | $357,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 23,350 | $356,000 | thousands by filing date | |
| CAROLINA TR BK LINCOLNTON NC | 144200102 | COM | 60,184 | $355,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 17,311 | $343,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,540 | $342,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 5,457 | $342,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,062 | $331,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 19,607 | $329,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 14,282 | $329,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 9,248 | $326,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 30,286 | $320,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,283 | $319,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 29,249 | $318,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,675 | $311,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,810 | $305,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,382 | $301,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 36,039 | $297,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 21,009 | $296,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 25,341 | $296,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,777 | $296,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 8,800 | $294,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 408 | $292,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5,612 | $292,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 20,832 | $287,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 18,507 | $280,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,126 | $279,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,453 | $276,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 49,755 | $275,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,357 | $274,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 27,848 | $274,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 8,683 | $273,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 19,323 | $273,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,764 | $272,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 21,900 | $269,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 19,014 | $262,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 30,245 | $259,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,389 | $255,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 17,735 | $254,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 41,894 | $250,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 16,637 | $249,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,728 | $249,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,756 | $246,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 14,822 | $245,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,028 | $244,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,206 | $242,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,870 | $239,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 17,069 | $238,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,292 | $233,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 20,820 | $230,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,000 | $219,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,317 | $218,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,797 | $214,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,848 | $213,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 23,631 | $213,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,623 | $211,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,462 | $208,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 15,336 | $208,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,917 | $206,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,271 | $204,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 9,143 | $204,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 4,210 | $203,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,946 | $201,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,221 | $201,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,068 | $199,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,910 | $193,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 37,540 | $192,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 10,790 | $192,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 12,034 | $189,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 21,096 | $184,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 11,818 | $183,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 14,133 | $183,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 17,119 | $179,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,817 | $172,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 11,567 | $170,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 11,490 | $166,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,014 | $160,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 18,692 | $160,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,733 | $157,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 16,041 | $145,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 12,009 | $131,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 23,879 | $117,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 12,541 | $116,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 14,200 | $109,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,792 | $104,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,926 | $101,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 24,089 | $99,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 13,493 | $78,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 13,166 | $75,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 22,179 | $65,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 32,600 | $50,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 23,800 | $46,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 28,900 | $45,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 14,400 | $39,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 669 | $36,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,313 | $30,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 92 | $6,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 238 | $6,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 46 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 104 | $3,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 68 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 27 | $1,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 30 | $1,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 35 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 442,506 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 207,685 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-003651 | this filing | 2016-08-03 | acceptance time not in the bulk data set |