13F-HR filed by Evercore Wealth Management, LLC
Evercore Wealth Management, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-01, with 934 holding rows worth $2,242,959,000.
- Accession
- 0001172661-16-003633
- Filer
- CIK 1482689
- Filed
- 2016-08-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,287 entries on the cover page, a total value of $2,242,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,242,959,000 with VALUE read as thousands by filing date, 13F file number 028-13662. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,230 | $70,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,000 | $69,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 716 | $69,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 471 | $69,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 840 | $68,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 2,182 | $68,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,701 | $68,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 600 | $68,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,048 | $67,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 517 | $67,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,505 | $67,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,146 | $66,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 1,900 | $65,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,200 | $65,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,000 | $65,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 700 | $65,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,066 | $64,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,000 | $64,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,690 | $63,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 616 | $62,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 659 | $62,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 720 | $61,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,200 | $61,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,400 | $61,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 512 | $61,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 575 | $60,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,300 | $59,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,902 | $58,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,007 | $58,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,000 | $58,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 948 | $57,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,045 | $57,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 961 | $56,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 935 | $56,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,100 | $56,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,000 | $56,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 5,900 | $56,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 425 | $55,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 435 | $55,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 593 | $55,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 356 | $55,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 7,000 | $55,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 419 | $54,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,570 | $53,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 2,500 | $53,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,365 | $52,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,331 | $52,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,000 | $52,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,145 | $52,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 800 | $52,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 4,575 | $51,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,021 | $51,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 600 | $51,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 15,000 | $51,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 390 | $50,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,500 | $50,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 907 | $50,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 7,306 | $50,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 3,250 | $50,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 363 | $49,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 464 | $49,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,954 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 290 | $49,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,028 | $48,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 408 | $48,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 570 | $48,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,489 | $47,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 3,735 | $47,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 570 | $47,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 531 | $47,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,300 | $47,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 653 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,329 | $47,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 920 | $46,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,213 | $46,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 896 | $46,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,620 | $45,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,205 | $44,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 567 | $44,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 709 | $44,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 349 | $43,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 300 | $43,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,598 | $43,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 638 | $42,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 817 | $42,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,055 | $42,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 402 | $41,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 458 | $41,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 553 | $41,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,616 | $41,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 700 | $41,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,000 | $41,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 1,418 | $41,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,363 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 272 | $41,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 312 | $40,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 1,650 | $40,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 865 | $40,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 400 | $39,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 811 | $39,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 237 | $39,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 398 | $39,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 3,000 | $39,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,500 | $39,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,485 | $39,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 767 | $38,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 350 | $38,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,500 | $38,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,955 | $38,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,000 | $38,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 190 | $37,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,471 | $37,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,500 | $37,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 38,881 | $37,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 2,315 | $37,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $36,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,530 | $36,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,400 | $36,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 560 | $36,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 9,000 | $36,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 208 | $35,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 355 | $35,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 204 | $35,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 900 | $35,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 800 | $35,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 876 | $35,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,300 | $35,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 750 | $35,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 200 | $34,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 969 | $34,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 458 | $33,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,314 | $33,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 744 | $33,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 600 | $33,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,000 | $33,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 200 | $33,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 500 | $33,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 5,500 | $33,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 705 | $33,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 168 | $32,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 702 | $32,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 428 | $32,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 300 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 1,228 | $32,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 167 | $32,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,658 | $32,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 681 | $32,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 674 | $31,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 724 | $31,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 529 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 278 | $31,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,983 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 262 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,000 | $30,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,000 | $30,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 4,702 | $30,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,000 | $29,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,050 | $29,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 158 | $29,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,030 | $29,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 627 | $29,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 544 | $29,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 285 | $29,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 400 | $29,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 4,066 | $29,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 320 | $28,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,121 | $28,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,620 | $28,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 3,434 | $28,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 349 | $27,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 600 | $27,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 3,363 | $27,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 256 | $26,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 146 | $26,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 50 | $26,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 307 | $26,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 2,600 | $26,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 245 | $25,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 527 | $25,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 565 | $25,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 175 | $25,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 359 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 251 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 530 | $25,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 544 | $25,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 250 | $24,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 400 | $24,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 300 | $24,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,487 | $24,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,120 | $24,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 536 | $23,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 639 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $23,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 776 | $23,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 445 | $23,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 526 | $22,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,930 | $22,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 966 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 260 | $22,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,050 | $22,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 7,081 | $22,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $21,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 378 | $21,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 500 | $21,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 212 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 686 | $21,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 400 | $21,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 260 | $20,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 836 | $20,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 310 | $20,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 281 | $20,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 233 | $19,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 250 | $19,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,060 | $19,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,000 | $19,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 300 | $19,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 391 | $19,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,700 | $19,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 670 | $19,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 319 | $18,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 113 | $18,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 600 | $18,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 200 | $18,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 300 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 504 | $18,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 712 | $18,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 800 | $18,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 180 | $17,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 125 | $17,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 204 | $17,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,500 | $17,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 256 | $17,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 360 | $17,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,700 | $17,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,120 | $17,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 400 | $17,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,000 | $17,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 3,250 | $17,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 152 | $16,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 555 | $16,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,800 | $16,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,470 | $16,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,400 | $16,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 6,000 | $16,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 175 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 296 | $15,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 205 | $15,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 150 | $15,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 750 | $15,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 133 | $15,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 360 | $15,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 400 | $15,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 559 | $14,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 127 | $14,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 337 | $14,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 228 | $14,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 362 | $14,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 400 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 944 | $14,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 600 | $14,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 2,000 | $14,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 200 | $14,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 296 | $13,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $13,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 120 | $13,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,173 | $13,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,020 | $13,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 543 | $13,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 200 | $13,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 473 | $13,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,500 | $13,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 216 | $12,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 224 | $12,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 263 | $12,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 200 | $12,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 196 | $12,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 500 | $12,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 500 | $12,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 597 | $12,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,500 | $12,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 437 | $11,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 325 | $11,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 136 | $11,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 294 | $11,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $11,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 275 | $11,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 400 | $11,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 220 | $10,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 155 | $10,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 413 | $10,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 300 | $10,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 310 | $10,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 400 | $10,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 500 | $10,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 318 | $9,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 500 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 640 | $9,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,400 | $9,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,000 | $9,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 13,158 | $9,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 156 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $8,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 282 | $8,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 383 | $8,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 250 | $8,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 2,500 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75 | $7,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 179 | $7,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 180 | $7,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 81 | $7,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 118 | $7,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 304 | $7,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 73 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 665 | $7,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 92 | $7,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 250 | $7,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 144 | $7,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 115 | $7,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 147 | $6,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 42 | $6,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 120 | $6,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 76 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 152 | $6,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 175 | $6,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 210 | $6,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 300 | $6,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 198 | $6,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 267 | $6,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 47 | $5,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 111 | $5,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 241 | $5,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 155 | $5,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 65 | $5,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 55 | $5,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 219 | $5,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $5,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 170 | $5,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 333 | $5,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 156 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 174 | $5,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 200 | $5,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 80 | $5,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 105 | $5,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 82 | $5,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 40 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 289 | $5,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 99 | $5,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 109 | $5,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 134 | $5,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 161 | $5,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 4,000 | $5,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 63 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 25 | $4,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 90 | $4,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 158 | $4,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 26 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 37 | $4,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 18 | $4,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 100 | $4,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 104 | $4,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 122 | $4,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 17 | $4,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 30 | $4,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 150 | $4,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 45 | $4,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 32 | $4,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 78 | $4,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 60 | $4,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 56 | $4,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 95 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 560 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 50 | $4,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 57 | $4,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 385 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 200 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 105 | $4,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 150 | $3,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 45 | $3,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 232 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 100 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 137 | $3,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 75 | $3,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 230 | $3,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,500 | $3,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 700 | $3,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 12,498 | $3,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 700 | $3,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 222 | $3,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 23 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 150 | $2,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,144 | $2,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 250 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 100 | $2,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 1,625 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 15 | $1,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 120 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30 | $1,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 45 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 22 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 30 | $1,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 72 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 72 | $1,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 24 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 27 | $1,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 50 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 74 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 28 | $1,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 400 | $1,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 500 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,368 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESSA PHARMA INC | 29668H104 | COM | 5,670 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-003633 | this filing | 2016-08-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-16-003915 | base | 2016-09-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001172661-16-003916 | added | 2016-09-20 | acceptance time not in the bulk data set |