13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 2,907 holding rows worth $31,694,912,000.
- Accession
- 0001172661-16-003413
- Filer
- CIK 1283072
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 5,951 entries on the cover page, a total value of $31,694,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,694,912,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 118,111 | $347,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 22,544 | $347,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 42,199 | $347,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 14,331 | $346,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 17,209 | $346,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 8,739 | $342,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 104,627 | $342,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 10,603 | $341,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 26,082 | $341,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,026 | $339,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 5,863 | $339,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 20,924 | $335,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 15,274 | $335,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 29,615 | $334,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 13,080 | $334,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 32,376 | $333,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 30,284 | $333,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 14,250 | $332,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 15,033 | $331,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 6,344 | $330,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 6,622 | $329,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 22,147 | $327,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 27,649 | $326,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 13,057 | $325,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 10,462 | $325,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 49,704 | $325,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 7,396 | $324,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 8,338 | $324,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 8,125 | $324,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 7,158 | $324,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 3,670 | $323,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 16,588 | $321,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 22,047 | $321,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 19,352 | $320,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 12,710 | $319,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 21,892 | $319,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 14,014 | $319,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 149,751 | $319,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 12,049 | $318,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 12,689 | $317,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 15,695 | $317,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 17,029 | $316,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 33,209 | $316,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 35,077 | $315,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 16,449 | $315,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,219 | $315,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 12,581 | $313,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,100 | $311,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 48,811 | $310,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 804 | $306,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 15,970 | $303,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 8,124 | $303,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 35,073 | $302,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 19,499 | $302,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 205,992 | $300,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 24,029 | $299,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,584 | $298,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,656 | $298,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 29,050 | $298,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 63,048 | $296,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 14,553 | $295,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 9,385 | $295,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,651 | $294,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 21,610 | $293,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 8,786 | $291,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 7,122 | $290,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,730 | $290,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 33,707 | $290,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,802 | $289,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 2,330 | $289,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 6,465 | $288,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 14,456 | $287,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 40,253 | $286,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 28,623 | $286,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,816 | $285,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,444 | $285,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 16,944 | $282,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,916 | $280,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 15,516 | $280,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,483 | $279,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,762 | $279,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 24,045 | $279,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,698 | $279,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 35,230 | $279,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 26,775 | $278,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 32,793 | $278,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 15,767 | $277,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 12,915 | $277,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 10,441 | $277,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,401 | $276,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 14,934 | $275,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,648 | $274,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 7,606 | $273,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 47,365 | $273,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,565 | $272,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 23,300 | $271,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 14,447 | $271,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 49,630 | $269,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,720 | $267,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 6,452 | $267,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 7,980 | $266,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 10,821 | $266,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 90,210 | $266,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,317 | $265,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 20,476 | $264,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 10,287 | $263,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 8,600 | $260,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,295 | $260,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 12,841 | $260,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 15,606 | $260,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 36,349 | $259,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 12,989 | $259,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,086 | $258,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 3,033 | $257,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 17,207 | $257,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 5,644 | $255,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,875 | $254,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,667 | $253,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 8,344 | $251,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,759 | $250,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 7,640 | $248,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,094 | $248,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 4,829 | $248,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 40,621 | $247,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,650 | $245,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 5,133 | $245,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,402 | $245,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 4,878 | $244,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,887 | $243,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,868 | $242,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 16,752 | $240,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,331 | $239,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 7,152 | $239,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,930 | $239,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 545 | $238,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 5,289 | $237,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 64,777 | $236,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 8,767 | $235,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 31,061 | $232,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 20,619 | $232,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 17,935 | $232,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 429,986 | $232,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 259 | $231,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,407 | $231,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 12,459 | $230,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 14,124 | $230,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 9,400 | $228,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 20,000 | $228,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 11,434 | $227,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,156 | $226,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 16,514 | $225,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 10,580 | $224,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 7,991 | $224,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,235 | $223,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 5,695 | $222,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 21,350 | $220,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,531 | $219,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 17,180 | $219,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 5,669 | $218,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 9,715 | $218,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 3,618 | $217,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 8,252 | $217,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 17,473 | $216,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 32,764 | $216,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 22,373 | $216,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 12,418 | $215,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,458 | $214,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 24,991 | $214,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 5,048 | $213,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 7,352 | $213,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 23,266 | $212,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,026 | $211,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 13,909 | $211,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,817 | $210,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 6,184 | $209,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 93,786 | $208,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 4,953 | $208,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,031 | $207,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 6,382 | $207,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 69,277 | $206,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 6,452 | $205,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,238 | $204,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 12,321 | $203,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 82,412 | $203,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 27,078 | $202,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 40,610 | $200,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 10,600 | $200,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 13,161 | $196,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,528 | $196,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 26,051 | $189,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 106,372 | $189,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 97,293 | $189,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 11,614 | $185,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 25,927 | $185,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 13,457 | $185,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 13,920 | $184,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 58,450 | $182,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 60,303 | $181,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 10,331 | $180,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 28,147 | $180,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 35,936 | $179,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 21,818 | $177,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 18,652 | $177,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 25,786 | $176,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,101 | $171,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 27,505 | $171,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 26,390 | $169,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 66,202 | $169,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 36,683 | $168,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 20,636 | $166,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 10,849 | $165,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,207 | $163,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 29,234 | $161,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 26,216 | $160,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,999 | $158,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 24,618 | $158,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 13,336 | $157,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 12,038 | $156,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 23,041 | $155,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,481 | $155,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 12,335 | $154,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 14,426 | $153,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 15,756 | $153,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 6,026 | $153,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 22,172 | $151,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 30,395 | $151,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,798 | $150,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 33,238 | $148,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 17,081 | $148,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 154,628 | $147,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 15,929 | $144,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 10,153 | $143,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 29,966 | $140,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 23,428 | $138,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 12,077 | $138,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 10,482 | $137,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 26,916 | $136,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 11,073 | $132,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 28,290 | $132,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 46,839 | $131,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,448 | $130,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 16,086 | $129,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 17,868 | $129,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 50,497 | $129,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 37,268 | $129,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 11,338 | $128,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 71,653 | $127,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,276 | $123,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 32,436 | $123,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 10,931 | $120,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 4,233 | $120,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 16,485 | $118,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 14,605 | $117,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,033 | $116,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 19,810 | $114,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 12,251 | $113,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 28,962 | $110,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 67,222 | $107,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 35,003 | $103,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 12,644 | $102,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 19,595 | $101,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 29,050 | $101,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 13,524 | $98,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,571 | $96,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 13,291 | $96,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 12,582 | $95,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 10,264 | $95,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 52,683 | $94,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 19,895 | $93,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,392 | $92,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 37,191 | $87,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 10,959 | $87,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 26,239 | $86,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,520 | $86,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 21,465 | $83,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 19,411 | $80,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 10,307 | $78,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 10,163 | $78,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,150 | $77,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 12,574 | $74,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 53,301 | $73,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,531 | $73,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 20,640 | $71,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 54,194 | $71,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,082 | $70,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 21,376 | $70,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 23,811 | $69,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 15,048 | $68,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,824 | $67,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,205 | $67,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 12,452 | $65,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 15,151 | $65,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 15,686 | $62,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 30,182 | $60,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 4,303 | $58,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 10,321 | $57,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,007 | $55,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 10,300 | $54,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 13,595 | $54,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 26,739 | $43,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 15,523 | $42,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 14,070 | $38,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 68,146 | $36,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 15,425 | $35,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 12,819 | $35,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 14,269 | $34,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 24,443 | $33,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,821 | $33,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 13,609 | $33,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 23,119 | $32,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 35,460 | $28,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 65,639 | $28,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 23,355 | $27,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 24,404 | $27,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 15,284 | $27,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 12,399 | $26,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 13,442 | $25,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 31,455 | $24,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 50,628 | $24,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 14,771 | $24,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 12,323 | $23,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 69,312 | $23,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 20,864 | $23,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,088 | $22,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,784 | $21,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,359 | $20,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 13,290 | $20,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 20,254 | $20,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 15,748 | $20,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,911 | $19,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 12,600 | $19,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 17,322 | $19,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 37,120 | $18,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,174 | $18,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 25,852 | $18,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 12,711 | $18,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 12,700 | $17,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 17,548 | $17,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 18,592 | $17,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 47,539 | $17,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 28,595 | $16,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 21,841 | $16,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,587 | $16,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,217 | $16,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 10,510 | $16,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 26,514 | $16,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 18,500 | $16,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 23,678 | $15,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 22,423 | $15,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 11,900 | $15,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 18,007 | $15,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,349 | $14,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 25,009 | $14,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,836 | $13,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 10,600 | $13,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 12,936 | $13,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 12,794 | $13,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 41,958 | $13,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 11,032 | $13,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 24,243 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 34,034 | $12,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,822 | $12,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 24,320 | $12,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 56,733 | $12,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 89,500 | $12,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 58,970 | $12,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,924 | $12,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 10,686 | $12,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 13,723 | $12,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 890 | $11,000 | thousands by filing date | principal |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 22,811 | $11,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 18,500 | $11,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 37,859 | $11,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 13,948 | $11,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 12,374 | $11,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,574 | $10,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 17,800 | $10,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 23,400 | $10,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 19,685 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 463 | $9,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 15,300 | $9,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 12,124 | $8,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 40,945 | $8,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 11,586 | $8,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 13,679 | $7,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 54,219 | $7,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 31,101 | $7,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 15,124 | $7,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 20,248 | $7,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 12,936 | $6,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 12,036 | $6,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 38,100 | $6,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 29,359 | $6,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,360 | $6,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 30,800 | $6,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 23,700 | $5,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 13,473 | $5,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 13,048 | $5,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 21,865 | $4,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 23,198 | $4,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 16,200 | $4,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 14,100 | $4,000 | thousands by filing date | |
| DRAFTDAY FANTASY SPORTS INC | 261427108 | Cmn | 16,424 | $4,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 10,331 | $3,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 13,723 | $3,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 13,000 | $2,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-003413 | this filing | 2016-05-16 | acceptance time not in the bulk data set |