13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 2,989 holding rows worth $34,367,184,000.
- Accession
- 0001172661-16-002897
- Filer
- CIK 1283072
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 6,324 entries on the cover page, a total value of $34,367,184,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,367,184,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IHS INC | 451734107 | CL A | 3,777 | $447,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 122,521 | $447,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 135,959 | $446,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 24,017 | $443,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 17,695 | $440,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 11,758 | $439,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,970 | $438,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 12,329 | $438,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 44,210 | $435,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,828 | $433,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,496 | $432,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 10,582 | $431,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 420,373 | $429,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 8,254 | $428,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 13,302 | $428,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 13,422 | $426,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 12,386 | $424,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 14,337 | $424,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 67,360 | $424,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 30,112 | $423,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 7,784 | $420,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 427,241 | $419,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 22,927 | $419,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 41,991 | $418,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 63,874 | $416,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 113,017 | $416,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 13,443 | $416,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 21,898 | $414,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 23,386 | $414,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 14,029 | $413,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 18,600 | $411,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 20,433 | $410,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 53,533 | $408,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 16,637 | $406,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,967 | $405,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 15,960 | $404,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 13,080 | $402,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 51,934 | $402,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,535 | $402,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 199,167 | $402,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 13,848 | $402,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 44,215 | $401,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 7,510 | $401,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 29,340 | $400,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 8,874 | $400,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 22,890 | $398,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,265 | $398,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 23,381 | $395,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 26,485 | $395,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,543 | $394,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 7,781 | $393,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 23,050 | $389,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 24,282 | $388,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 13,329 | $388,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 4,923 | $387,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 30,984 | $382,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 35,667 | $381,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 9,670 | $380,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 22,887 | $380,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 10,987 | $379,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 74,132 | $377,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,710 | $375,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 27,742 | $374,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 15,016 | $373,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 20,876 | $372,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 23,214 | $372,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 4,255 | $372,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 32,371 | $371,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 19,981 | $370,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 15,090 | $370,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 12,185 | $368,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 15,864 | $368,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 25,911 | $366,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 51,750 | $364,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 15,773 | $363,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 93,588 | $361,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 41,784 | $360,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 25,696 | $359,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,367 | $357,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 33,325 | $356,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 3,507 | $356,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 14,757 | $355,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 11,085 | $354,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 98,025 | $354,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 8,927 | $352,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 30,049 | $352,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 19,535 | $352,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 14,896 | $351,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 22,620 | $351,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 7,336 | $350,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 32,320 | $350,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 15,500 | $350,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 22,002 | $349,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 10,640 | $344,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 21,280 | $344,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 17,341 | $343,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 6,650 | $343,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 13,476 | $342,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 18,901 | $341,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 16,569 | $341,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 12,208 | $340,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 12,433 | $339,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 93,169 | $339,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 878 | $338,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 9,352 | $337,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 11,628 | $336,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 79,775 | $336,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 13,547 | $335,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 23,913 | $334,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 17,259 | $333,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,653 | $332,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 24,218 | $332,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 46,492 | $331,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 8,167 | $331,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 29,728 | $330,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 14,597 | $329,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 38,429 | $329,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,271 | $328,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 24,710 | $328,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 24,351 | $327,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 13,688 | $327,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 122,181 | $327,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 41,544 | $326,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 28,354 | $326,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,100 | $325,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 10,273 | $325,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 24,045 | $324,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 14,669 | $324,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 24,399 | $323,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 12,504 | $322,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 8,796 | $321,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 11,775 | $321,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 47,065 | $320,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 46,978 | $319,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 29,794 | $319,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9,192 | $318,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 201,225 | $317,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 19,770 | $317,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 41,554 | $315,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,702 | $314,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 20,938 | $312,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 3,901 | $311,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6,766 | $310,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 21,705 | $309,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,820 | $308,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 22,047 | $308,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 17,504 | $308,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 55,168 | $307,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 19,794 | $307,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 32,886 | $306,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,515 | $305,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,387 | $304,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 17,132 | $304,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 24,570 | $302,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 58,069 | $302,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 30,607 | $301,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 12,475 | $299,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 20,490 | $298,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 13,812 | $296,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 41,042 | $295,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 8,843 | $292,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 23,693 | $292,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 10,306 | $292,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 8,100 | $292,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,495 | $290,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 12,104 | $290,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 6,449 | $288,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 9,503 | $288,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 33,922 | $288,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 84,411 | $285,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 29,327 | $285,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 16,492 | $283,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3,346 | $280,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 5,085 | $280,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 21,618 | $280,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 12,692 | $279,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,904 | $276,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 18,033 | $276,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 22,156 | $276,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,475 | $276,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 49,630 | $275,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 17,249 | $275,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 19,502 | $275,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 27,913 | $274,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 23,311 | $273,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 11,643 | $270,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,757 | $268,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 58,176 | $266,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 4,368 | $265,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 6,442 | $263,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 27,362 | $260,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 16,206 | $260,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 16,035 | $260,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 15,264 | $258,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 149,520 | $258,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 29,498 | $258,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 6,455 | $256,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 23,014 | $256,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 25,778 | $255,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 3,763 | $254,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 44,356 | $254,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,336 | $253,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 8,851 | $253,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 4,644 | $253,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 157,019 | $251,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 7,679 | $250,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 28,326 | $250,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 5,000 | $249,000 | thousands by filing date | principal |
| SouthState Corp | 840441109 | Common Stock | 3,441 | $248,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 195,704 | $248,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 141,249 | $247,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 44,282 | $246,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 14,294 | $242,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 12,102 | $241,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 121,068 | $239,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 1,858 | $239,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 5,512 | $237,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 16,380 | $236,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 12,251 | $235,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,793 | $233,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 4,139 | $233,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 77,562 | $233,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 25,274 | $232,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 22,676 | $232,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 80,649 | $231,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 31,061 | $229,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 19,617 | $229,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 25,949 | $229,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 29,997 | $229,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 26,757 | $227,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,514 | $226,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 9,257 | $225,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 16,544 | $224,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 36,006 | $224,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,080 | $222,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 13,024 | $222,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,069 | $219,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 32,541 | $218,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 13,818 | $217,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,852 | $216,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 21,196 | $216,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 5,535 | $216,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 12,539 | $215,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 16,144 | $215,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 19,762 | $215,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 18,721 | $214,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,819 | $213,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 60,458 | $213,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 35,469 | $213,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,660 | $212,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 30,243 | $212,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 22,824 | $212,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 11,174 | $211,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 7,287 | $211,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 15,123 | $210,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 18,635 | $209,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 20,954 | $207,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 19,119 | $206,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,142 | $205,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 56,888 | $205,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 56,318 | $205,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,259 | $203,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 6,336 | $203,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 17,064 | $201,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 63,837 | $199,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 14,681 | $199,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 51,792 | $197,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 34,007 | $195,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 18,930 | $194,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 14,193 | $192,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 38,743 | $190,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 45,537 | $187,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 74,641 | $187,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 24,780 | $186,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 12,125 | $186,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 56,925 | $185,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,854 | $185,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 22,069 | $184,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 29,914 | $183,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,500 | $181,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 28,418 | $179,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 22,580 | $178,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 16,000 | $177,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 143,966 | $173,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 27,180 | $173,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 17,794 | $170,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 35,538 | $170,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,207 | $169,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 23,634 | $168,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 27,665 | $168,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 29,188 | $167,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 19,945 | $167,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 14,630 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 16,065 | $165,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 6,456 | $165,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 24,390 | $164,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 25,448 | $162,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,482 | $162,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 23,532 | $162,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 19,084 | $161,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 22,320 | $160,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,457 | $160,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 16,179 | $159,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 18,162 | $159,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 40,760 | $156,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,185 | $155,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 11,322 | $153,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 20,708 | $152,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 32,639 | $152,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 26,977 | $151,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 40,862 | $145,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 17,532 | $142,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 22,598 | $136,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 18,853 | $136,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,986 | $133,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 19,120 | $133,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 96,577 | $131,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 26,326 | $130,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 192,559 | $130,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 32,836 | $129,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 113,664 | $129,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 17,074 | $128,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 29,173 | $127,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 20,732 | $126,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 11,276 | $124,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,018 | $124,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 30,055 | $123,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 11,448 | $123,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 46,962 | $122,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 24,648 | $114,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 16,086 | $112,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 5,278 | $111,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 37,551 | $109,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 29,949 | $108,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 84,837 | $103,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 70,040 | $100,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 43,560 | $98,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 15,629 | $96,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 21,987 | $95,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 76,293 | $95,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 24,061 | $94,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 41,077 | $94,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,981 | $93,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,117 | $92,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 63,266 | $91,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 18,734 | $90,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 25,516 | $89,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 7,802 | $88,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,520 | $87,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,944 | $86,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 19,540 | $86,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,711 | $85,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 10,963 | $82,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 42,910 | $80,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 13,612 | $80,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,400 | $79,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 14,504 | $79,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 15,996 | $79,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,728 | $78,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 10,204 | $78,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 25,265 | $78,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 81,081 | $76,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 30,616 | $76,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 20,249 | $76,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 14,074 | $74,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 18,115 | $74,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 30,090 | $74,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,745 | $73,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 19,036 | $73,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 29,144 | $72,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 62,046 | $72,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 28,999 | $71,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 29,476 | $69,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 41,101 | $68,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,625 | $68,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 26,963 | $67,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 91,197 | $66,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 29,735 | $66,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 35,586 | $65,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 18,114 | $65,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 22,024 | $65,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 18,714 | $65,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 13,080 | $65,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 58,316 | $62,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 37,106 | $60,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 18,760 | $60,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 10,778 | $59,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 47,695 | $59,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 18,218 | $58,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,170 | $57,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 36,854 | $54,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 31,109 | $53,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 12,195 | $51,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 12,689 | $50,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 18,832 | $50,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 23,961 | $49,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,674 | $48,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 38,465 | $48,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,051 | $45,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 15,093 | $45,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 20,673 | $37,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 34,955 | $36,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,423 | $33,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 13,800 | $33,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 15,965 | $30,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 12,685 | $29,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 13,131 | $28,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 12,086 | $28,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 17,010 | $28,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 14,000 | $27,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 17,812 | $26,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 29,121 | $24,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 22,012 | $24,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 11,950 | $23,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 12,421 | $22,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 45,197 | $22,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 13,127 | $22,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 15,462 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,300 | $20,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 14,901 | $20,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 11,300 | $20,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 22,237 | $20,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,635 | $19,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 11,469 | $19,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,746 | $19,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 11,215 | $19,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,174 | $19,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 12,656 | $18,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 10,476 | $18,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 10,412 | $18,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 13,561 | $18,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,239 | $17,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 17,729 | $15,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 11,500 | $15,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 27,753 | $14,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 27,542 | $14,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 22,982 | $14,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,400 | $13,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 12,111 | $13,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 13,125 | $13,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 11,000 | $13,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,359 | $12,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 31,748 | $12,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 15,600 | $11,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,000 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 463 | $11,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 11,298 | $10,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 12,400 | $9,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 18,000 | $9,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 10,971 | $8,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 869 | $8,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 12,637 | $8,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 10,600 | $8,000 | thousands by filing date | |
| Great Basin Scientif | 39013L403 | COM | 8,981 | $8,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 13,700 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 41,400 | $7,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 19,166 | $7,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 12,200 | $7,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 16,008 | $7,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 37,300 | $7,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 18,100 | $7,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 12,800 | $6,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 38,498 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 36,400 | $6,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 10,300 | $6,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 17,500 | $6,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 16,308 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 26,700 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 28,033 | $5,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 10,700 | $5,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 26,100 | $5,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 11,557 | $4,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 22,700 | $4,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 13,691 | $4,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 30,500 | $4,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 11,500 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 113 | $3,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 15,767 | $3,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 28,000 | $3,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 17,668 | $3,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 48,200 | $3,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 12,800 | $3,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 25,400 | $3,000 | thousands by filing date | |
| PERSEON CORP | 715270203 | Cmn | 11,600 | $3,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 11,600 | $2,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 16,000 | $2,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 12,200 | $2,000 | thousands by filing date | |
| HERCULES OFFSHORE INC. | 427093307 | COM | 394 | $1,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-16-002897 | this filing | 2016-02-16 | acceptance time not in the bulk data set |