13F-HR filed by GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 2,958 holding rows worth $32,496,957,000.
- Accession
- 0001172661-15-002098
- Filer
- CIK 1283072
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 6,113 entries on the cover page, a total value of $32,496,957,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,496,957,000 with VALUE read as thousands by filing date, 13F file number 028-12836. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC028-11097
- included managerGUGGENHEIM FUNDS DISTRIBUTORS, LLC028-12550
- included managerSECURITY INVESTORS LLC028-01689
- included managerGuggenheim Investment Advisors (Hong Kong) Ltd028-14372
- included managerGuggenheim Partners Investment Management, LLC028-12837
- included managerSEI INVESTMENTS CO028-16454
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHICOS FAS INC | 168615102 | COM | 25,079 | $394,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 7,707 | $392,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 126,751 | $392,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 15,348 | $388,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 10,185 | $387,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 9,260 | $385,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 15,407 | $385,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 4,574 | $384,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 14,051 | $383,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 21,143 | $382,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 17,597 | $380,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,204 | $378,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 18,915 | $377,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 5,585 | $377,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 17,998 | $375,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 18,382 | $372,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 8,593 | $372,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 7,074 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 10,669 | $370,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 25,816 | $369,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 52,055 | $368,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 41,864 | $365,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 27,551 | $364,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,595 | $364,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 25,851 | $364,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 23,695 | $363,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 11,868 | $361,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 23,214 | $360,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 12,475 | $358,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 4,696 | $357,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 8,487 | $354,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 16,858 | $354,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 24,190 | $353,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,552 | $352,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 22,273 | $352,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 4,059 | $352,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 16,533 | $352,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 28,850 | $352,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 26,852 | $350,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 28,381 | $348,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,187 | $346,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 164,127 | $346,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 29,289 | $345,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 42,114 | $345,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,128 | $344,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 92,712 | $344,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 13,756 | $344,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,604 | $342,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 14,806 | $341,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 8,018 | $341,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 31,122 | $340,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,884 | $338,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 157,019 | $336,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,599 | $335,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 26,072 | $335,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 95,192 | $335,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 8,972 | $333,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 14,664 | $332,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 9,784 | $331,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 21,889 | $330,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 4,402 | $328,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 14,736 | $327,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 7,518 | $325,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 64,761 | $324,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 51,069 | $324,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 16,367 | $323,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 9,608 | $322,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 29,701 | $322,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 9,206 | $322,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 14,828 | $321,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 9,420 | $320,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 93,654 | $319,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 11,746 | $319,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 46,925 | $317,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 4,511 | $313,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 8,731 | $313,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 136,570 | $312,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 11,860 | $311,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 14,459 | $311,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 50,602 | $310,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 12,068 | $310,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 93,757 | $310,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 38,959 | $310,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 7,774 | $308,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 41,384 | $308,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 51,530 | $307,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 10,111 | $304,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 7,680 | $304,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,504 | $301,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,903 | $300,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,567 | $300,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 38,784 | $299,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 12,499 | $298,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 55,561 | $298,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 10,415 | $296,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 19,985 | $295,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 13,313 | $295,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 23,646 | $295,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 19,564 | $295,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 11,587 | $295,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,313 | $294,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 10,859 | $293,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 135,541 | $293,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 12,272 | $293,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 87,784 | $293,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 136,569 | $292,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 29,908 | $290,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 28,499 | $289,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 16,247 | $289,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 49,182 | $289,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 15,514 | $288,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 4,681 | $287,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 3,939 | $287,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,436 | $286,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 11,288 | $285,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,907 | $285,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 30,936 | $285,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 3,528 | $285,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 24,095 | $284,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 15,678 | $283,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 13,774 | $282,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,981 | $281,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 18,383 | $281,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 20,641 | $281,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 16,584 | $278,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 27,104 | $278,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 41,120 | $277,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 26,450 | $276,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,394 | $275,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 28,907 | $274,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 20,515 | $273,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 12,405 | $272,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,199 | $272,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 7,538 | $271,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 14,552 | $270,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 15,689 | $270,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 8,432 | $270,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 59,878 | $270,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,261 | $270,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 13,325 | $270,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 49,630 | $269,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 19,580 | $268,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,545 | $267,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 19,066 | $267,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 47,597 | $266,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 7,766 | $266,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 5,424 | $263,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 7,739 | $262,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 4,010 | $262,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 49,301 | $262,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 8,910 | $261,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,911 | $261,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,222 | $261,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,655 | $259,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 7,639 | $259,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 41,003 | $259,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,817 | $258,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 6,631 | $258,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 33,708 | $258,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 43,771 | $256,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 21,639 | $254,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,479 | $253,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,231 | $252,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 3,301 | $252,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 16,874 | $252,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 16,402 | $251,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,663 | $250,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 40,776 | $250,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,743 | $248,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 33,246 | $246,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 25,605 | $245,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,902 | $244,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 18,909 | $244,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 14,017 | $244,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 23,634 | $243,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 8,061 | $242,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 37,741 | $241,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 15,618 | $241,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 7,200 | $240,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 13,167 | $239,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 4,589 | $237,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,627 | $237,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 8,519 | $237,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 17,132 | $236,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,835 | $235,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 7,204 | $235,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 21,080 | $235,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,837 | $234,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 23,995 | $234,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 5,888 | $232,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 44,706 | $231,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 10,030 | $230,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 14,335 | $230,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 24,794 | $230,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 64,824 | $229,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 37,593 | $228,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 13,210 | $228,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 9,398 | $228,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,176 | $227,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 7,240 | $227,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 5,710 | $225,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 15,557 | $224,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 58,890 | $223,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 4,883 | $222,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 17,446 | $221,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 9,846 | $221,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 10,843 | $221,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 32,100 | $221,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 6,849 | $221,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 7,849 | $220,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 8,939 | $219,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,725 | $217,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 47,844 | $215,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,300 | $214,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 7,875 | $214,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 549,929 | $214,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,668 | $212,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 4,809 | $211,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 17,215 | $211,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 5,778 | $211,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 7,383 | $211,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 8,282 | $209,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,661 | $209,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,910 | $208,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 6,515 | $208,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 4,539 | $208,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 8,664 | $208,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 30,360 | $208,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,052 | $206,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 7,554 | $205,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,201 | $204,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,303 | $204,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 7,862 | $204,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,326 | $202,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 16,573 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 21,063 | $202,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 8,496 | $200,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 10,431 | $200,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 39,984 | $198,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 13,356 | $197,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 16,650 | $197,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,906 | $195,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 46,060 | $194,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 15,263 | $192,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 41,646 | $190,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,588 | $189,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 10,773 | $188,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 26,262 | $186,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 25,613 | $186,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,201 | $185,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,956 | $184,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 15,521 | $183,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 11,753 | $183,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 140,676 | $182,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,459 | $179,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 40,897 | $179,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 17,638 | $173,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,468 | $173,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 16,258 | $173,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 11,480 | $172,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 124,867 | $171,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 62,155 | $169,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 10,576 | $168,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 10,444 | $165,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 10,874 | $164,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 10,882 | $162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,778 | $161,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 4,702 | $161,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 17,869 | $158,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 13,307 | $157,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 18,319 | $153,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 32,697 | $152,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 19,854 | $151,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 10,372 | $151,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 11,060 | $149,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 22,460 | $145,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 12,422 | $145,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,950 | $142,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 27,203 | $140,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27,445 | $139,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 18,973 | $139,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 30,255 | $139,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 261,185 | $138,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 12,392 | $134,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 14,379 | $134,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 55,048 | $133,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,874 | $127,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 16,714 | $126,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 18,335 | $124,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 48,732 | $123,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 13,598 | $121,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 11,258 | $119,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 14,257 | $118,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,013 | $117,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,430 | $114,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,619 | $113,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 15,553 | $112,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 24,838 | $108,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,870 | $107,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 56,259 | $107,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 45,690 | $104,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 48,658 | $104,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 16,963 | $104,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 10,294 | $102,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 11,398 | $99,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 16,294 | $96,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 13,870 | $95,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 19,288 | $95,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 20,662 | $94,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 15,771 | $94,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 33,220 | $94,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,927 | $92,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,849 | $90,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 26,414 | $87,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,565 | $87,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 10,520 | $86,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 99,675 | $86,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,796 | $85,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 11,646 | $84,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 25,044 | $84,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 26,409 | $82,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,613 | $82,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,607 | $81,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,292 | $77,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 16,636 | $76,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 47,535 | $75,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 12,667 | $73,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 11,606 | $73,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 17,512 | $71,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,940 | $68,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 11,665 | $67,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 24,827 | $66,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 162,267 | $66,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 21,932 | $65,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1,928 | $65,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 10,823 | $63,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 11,920 | $63,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 14,937 | $63,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 26,735 | $61,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 19,479 | $59,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 13,458 | $59,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,942 | $59,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 40,362 | $59,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 17,049 | $57,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 18,189 | $57,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 30,059 | $56,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,717 | $56,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 35,588 | $56,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 21,021 | $55,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 17,276 | $54,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,783 | $54,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 15,532 | $53,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 17,562 | $52,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 71,058 | $52,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 19,804 | $51,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 14,684 | $51,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 70,583 | $49,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 20,843 | $48,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 46,917 | $48,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 64,997 | $47,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 14,571 | $46,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,768 | $42,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 16,092 | $42,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 35,948 | $41,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 29,582 | $41,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 774 | $39,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 17,893 | $38,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 49,760 | $37,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 25,912 | $37,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 77,576 | $37,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,855 | $36,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 13,921 | $33,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 13,662 | $31,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 56,443 | $30,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 65,400 | $30,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 11,960 | $30,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 10,459 | $29,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 10,822 | $29,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 12,867 | $29,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 12,685 | $29,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 21,955 | $28,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 41,026 | $28,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 19,367 | $28,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 12,186 | $27,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 13,131 | $25,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 14,029 | $25,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,949 | $24,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 10,966 | $24,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 10,746 | $24,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 12,120 | $24,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 21,641 | $23,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 10,476 | $22,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 10,110 | $22,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 10,891 | $22,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 16,181 | $21,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 716 | $20,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 20,764 | $20,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,369 | $19,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 15,735 | $19,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 67,887 | $18,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 31,807 | $18,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 10,704 | $18,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 12,111 | $18,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 12,989 | $18,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 21,837 | $17,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 23,192 | $17,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 31,748 | $17,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 20,534 | $17,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 11,000 | $17,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 12,271 | $17,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 13,239 | $16,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 11,950 | $16,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 34,036 | $15,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,620 | $15,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,359 | $14,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,184 | $14,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 15,594 | $14,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 40,562 | $14,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 939 | $14,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 22,982 | $14,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 11,656 | $13,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 13,125 | $13,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 38,498 | $12,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 11,557 | $12,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 17,625 | $12,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 27,841 | $12,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 10,878 | $12,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 12,446 | $12,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 10,971 | $11,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 463 | $11,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 28,033 | $10,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 10,776 | $10,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 16,423 | $10,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 34,992 | $9,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 13,019 | $9,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 11,298 | $9,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 12,785 | $8,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 19,166 | $8,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 16,463 | $8,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 14,304 | $8,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 17,729 | $7,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 42,852 | $7,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 20,261 | $7,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 12,660 | $6,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 10,413 | $6,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 13,454 | $5,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 20,871 | $5,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 17,668 | $5,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 13,691 | $5,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 13,170 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,169 | $4,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 20,165 | $4,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 12,042 | $3,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 12,800 | $3,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 21,102 | $2,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 12,170 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 35 | $1,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-002098 | this filing | 2015-11-16 | acceptance time not in the bulk data set |