13F-HR filed by Evercore Wealth Management, LLC
Evercore Wealth Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 964 holding rows worth $2,093,282,000.
- Accession
- 0001172661-15-001987
- Filer
- CIK 1482689
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,335 entries on the cover page, a total value of $2,093,282,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,093,282,000 with VALUE read as thousands by filing date, 13F file number 028-13662. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MGC | 921910873 | COM | 1,341 | $88,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,500 | $88,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,667 | $87,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,000 | $87,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 700 | $86,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,000 | $85,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 6,588 | $85,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,700 | $85,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,300 | $85,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,527 | $84,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 5,000 | $84,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 22,000 | $82,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,500 | $81,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,480 | $81,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 2,900 | $81,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,080 | $81,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,500 | $81,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,992 | $81,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,534 | $81,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,727 | $80,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,000 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 940 | $78,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 2,669 | $78,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,532 | $77,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 958 | $77,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,531 | $77,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 900 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 895 | $76,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 5,450 | $76,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,965 | $76,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,000 | $76,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,300 | $75,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,045 | $75,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 700 | $74,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,900 | $74,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,400 | $73,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 4,866 | $72,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,039 | $70,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,052 | $70,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,500 | $70,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 5,000 | $70,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 583 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 437 | $69,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,200 | $69,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,400 | $69,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 21,300 | $67,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 9,000 | $67,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 911 | $65,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 2,245 | $65,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 3,182 | $65,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 589 | $64,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 3,689 | $64,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,500 | $64,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 900 | $62,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 575 | $62,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 3,325 | $61,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 2,000 | $61,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,570 | $60,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,230 | $59,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,450 | $59,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,104 | $57,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,708 | $57,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 830 | $57,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,161 | $57,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 8,262 | $56,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 268 | $56,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,000 | $56,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 2,000 | $56,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,000 | $56,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 935 | $55,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 875 | $55,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 329 | $55,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,672 | $55,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,244 | $55,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,000 | $55,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,480 | $54,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 972 | $54,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,250 | $54,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,740 | $53,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,200 | $53,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 637 | $52,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 593 | $52,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,250 | $52,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 500 | $52,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 800 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,397 | $50,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 182 | $50,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 10,081 | $50,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 511 | $49,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,221 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 480 | $49,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 355 | $48,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 271 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,329 | $47,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 38,881 | $47,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 702 | $46,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,570 | $46,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,000 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 325 | $45,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,700 | $45,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,680 | $45,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,203 | $45,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 540 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 335 | $44,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 896 | $44,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 408 | $43,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,028 | $43,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 600 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,636 | $43,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,550 | $43,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 755 | $43,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 800 | $42,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,667 | $42,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,250 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 567 | $42,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 300 | $41,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 300 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 604 | $41,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,700 | $41,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,485 | $41,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 363 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 290 | $40,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,186 | $40,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 3,213 | $40,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 446 | $40,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,500 | $40,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 4,702 | $40,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,500 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 312 | $39,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 767 | $39,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 91,919 | $39,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 553 | $38,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 740 | $38,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,000 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,001 | $38,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,095 | $38,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,273 | $38,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,000 | $38,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 272 | $38,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 985 | $37,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,531 | $37,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 704 | $37,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,000 | $37,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 570 | $37,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,215 | $37,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 800 | $37,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 400 | $36,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 900 | $36,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,000 | $36,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,093 | $35,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 782 | $35,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,122 | $34,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,075 | $34,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 600 | $33,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,500 | $33,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,700 | $33,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 610 | $33,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 355 | $33,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,000 | $32,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 430 | $32,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 810 | $32,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 610 | $31,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 1,000 | $31,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,837 | $31,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 350 | $31,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,492 | $31,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 805 | $31,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,000 | $31,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,000 | $30,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 290 | $30,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 455 | $30,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 405 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 769 | $30,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 458 | $29,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 50 | $29,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,000 | $29,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,000 | $29,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,000 | $29,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 687 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,000 | $28,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 200 | $28,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 335 | $27,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,000 | $27,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,700 | $27,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 300 | $27,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 527 | $26,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 255 | $26,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 3,000 | $26,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 529 | $26,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 310 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 278 | $26,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 620 | $26,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,000 | $26,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 6,000 | $26,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 349 | $25,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 766 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 227 | $25,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 395 | $25,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 4,066 | $25,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 300 | $25,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 475 | $25,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 750 | $25,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 2,000 | $25,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 245 | $24,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 450 | $24,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 544 | $24,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $24,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 400 | $24,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 165 | $24,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 3,363 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 275 | $24,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 400 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,650 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,200 | $24,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,500 | $24,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,400 | $24,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 340 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 251 | $23,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 460 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,650 | $23,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,000 | $23,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,657 | $23,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 526 | $22,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 507 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 260 | $22,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 300 | $22,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 500 | $22,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,000 | $22,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 250 | $21,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,060 | $21,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 165 | $21,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,060 | $21,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 50 | $21,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,528 | $21,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 500 | $21,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 200 | $20,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 378 | $20,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 241 | $20,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 560 | $20,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 284 | $20,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 400 | $20,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 600 | $20,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 400 | $20,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 163 | $20,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,214 | $20,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 1,000 | $20,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,500 | $20,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 500 | $20,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 16,000 | $20,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 1,500 | $20,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 533 | $19,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 275 | $19,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 350 | $19,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 800 | $19,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 712 | $19,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 501 | $19,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 13,158 | $19,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 500 | $18,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 680 | $18,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 172 | $18,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 800 | $18,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 600 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,020 | $18,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 637 | $18,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 200 | $17,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 250 | $17,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 696 | $17,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,800 | $17,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 360 | $17,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 776 | $17,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 235 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 504 | $17,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 500 | $17,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 544 | $17,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 400 | $17,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 157 | $17,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 700 | $17,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 500 | $16,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 435 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 225 | $16,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 360 | $16,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 600 | $16,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 152 | $15,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 225 | $15,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 205 | $15,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 80 | $15,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $15,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 150 | $15,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 500 | $15,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,800 | $15,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,925 | $15,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 800 | $15,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 281 | $15,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,470 | $15,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 100 | $14,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 650 | $14,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 145 | $14,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 700 | $14,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 442 | $14,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 800 | $14,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 347 | $14,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 306 | $14,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 235 | $14,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,500 | $14,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 400 | $14,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 194 | $13,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 85 | $13,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 362 | $13,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,000 | $13,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 146 | $12,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 125 | $12,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 127 | $12,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 75 | $12,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 400 | $12,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 12,000 | $12,000 | thousands by filing date | principal |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 10,000 | $12,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 200 | $12,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 263 | $12,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 6,248 | $12,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,547 | $12,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 218 | $11,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 278 | $11,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 279 | $11,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 150 | $11,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 65 | $11,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 275 | $11,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 796 | $11,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 400 | $11,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 400 | $11,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 15,000 | $11,000 | thousands by filing date | principal |
| ANDERSONS INC COM | 034164103 | Stock | 300 | $10,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 321 | $10,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $10,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 200 | $10,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 155 | $10,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 71 | $10,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 242 | $10,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 200 | $10,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 183 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,000 | $10,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 12,000 | $10,000 | thousands by filing date | principal |
| Vanguard Growth | 922908736 | COM | 93 | $9,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 25 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 255 | $9,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 518 | $9,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 345 | $9,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 640 | $9,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 225 | $9,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 578 | $9,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 250 | $9,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 325 | $9,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 383 | $9,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 200 | $8,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 200 | $8,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 118 | $8,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 100 | $8,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 335 | $8,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 300 | $8,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 312 | $8,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 250 | $8,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 241 | $8,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 69 | $7,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 166 | $7,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,915 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 200 | $7,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 165 | $7,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 92 | $7,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 600 | $7,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,968 | $7,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 67 | $6,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 82 | $6,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 200 | $6,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 480 | $6,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 45 | $6,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,000 | $6,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 52 | $6,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 107 | $6,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 80 | $6,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,400 | $6,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 4,030 | $6,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 203 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $5,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 333 | $5,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 235 | $5,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 50 | $5,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,000 | $5,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 105 | $5,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 5,000 | $5,000 | thousands by filing date | principal |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,000 | $5,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 37 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 75 | $4,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 100 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 74 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 66 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 150 | $4,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 184 | $4,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 200 | $4,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 105 | $4,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 212 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 560 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 427 | $4,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 219 | $3,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 100 | $3,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 67 | $3,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 565 | $3,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 255 | $3,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 75 | $3,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 50 | $3,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 230 | $3,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 224 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 484 | $3,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 56 | $3,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 100 | $3,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 500 | $3,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 100 | $2,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 15 | $2,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 150 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 100 | $2,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 130 | $2,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 397 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 240 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,368 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 265 | $2,000 | thousands by filing date | |
| ITUS CORP | 45069V203 | COM NEW | 400 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 26 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 22 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 107 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 112 | $1,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 1,144 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,500 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 140 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 72 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 37 | $1,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 50 | $1,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 500 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 74 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWIFT ENERGY CO | 870738101 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380308 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-001987 | this filing | 2015-11-16 | acceptance time not in the bulk data set |