13F-HR filed by Veritable, L.P.
Veritable, L.P. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-03, with 715 holding rows worth $3,411,032,000.
- Accession
- 0001172661-15-001868
- Filer
- CIK 1300311
- Filed
- 2015-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 715 entries on the cover page, a total value of $3,411,032,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,411,032,000 with VALUE read as thousands by filing date, 13F file number 028-10942. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 30,102 | $415,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8,083 | $413,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 7,802 | $412,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 10,094 | $407,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,171 | $406,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,840 | $404,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 5,661 | $402,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 5,563 | $400,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 7,860 | $399,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 10,519 | $396,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,477 | $395,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 5,920 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 3,887 | $394,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 11,299 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 9,298 | $390,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,687 | $389,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,891 | $386,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,582 | $383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 11,128 | $381,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 6,395 | $379,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,721 | $378,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 4,698 | $378,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 4,837 | $372,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 8,213 | $369,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,961 | $369,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,934 | $368,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 13,297 | $364,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,201 | $360,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,199 | $359,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 14,283 | $359,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,618 | $357,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2,855 | $357,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 17,150 | $352,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 6,125 | $350,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 35,467 | $349,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 9,681 | $348,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 3,830 | $347,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 7,201 | $344,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 5,174 | $343,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,616 | $341,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 167,692 | $340,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 8,538 | $339,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 26,655 | $338,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 5,496 | $337,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,890 | $334,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,327 | $331,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,437 | $331,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 17,904 | $330,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,162 | $328,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 12,188 | $327,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,858 | $327,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 35,824 | $327,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 13,081 | $325,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 11,278 | $324,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 10,336 | $323,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,333 | $323,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 12,100 | $323,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,244 | $322,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 9,648 | $322,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,354 | $319,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 18,515 | $318,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,677 | $317,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,233 | $316,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 10,995 | $314,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 3,222 | $313,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 5,100 | $313,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 12,674 | $312,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 6,192 | $310,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 5,322 | $310,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,285 | $308,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 6,587 | $308,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 9,430 | $306,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,611 | $305,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 6,632 | $305,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,100 | $305,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 4,530 | $304,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 6,835 | $304,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,789 | $302,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,918 | $302,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,260 | $300,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 15,805 | $299,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,348 | $296,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 5,210 | $294,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 6,839 | $293,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 4,641 | $292,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 27,140 | $292,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,201 | $285,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 18,986 | $283,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,802 | $282,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 2,089 | $282,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 7,690 | $280,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 14,206 | $276,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 4,915 | $276,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 16,424 | $276,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,241 | $275,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 11,016 | $275,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3,557 | $275,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,772 | $273,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,297 | $272,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,280 | $270,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 20,352 | $269,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 4,029 | $268,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,734 | $265,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 4,614 | $263,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 6,996 | $261,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 6,700 | $260,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,076 | $259,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,755 | $259,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,650 | $258,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 9,211 | $257,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,457 | $256,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 6,345 | $256,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 7,231 | $255,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7,398 | $254,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 13,800 | $254,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,318 | $252,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 12,812 | $245,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 18,701 | $243,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,985 | $243,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 62,300 | $242,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 8,170 | $242,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 4,299 | $242,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 301 | $241,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,000 | $241,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 4,534 | $239,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,792 | $235,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,166 | $234,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,238 | $233,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,276 | $233,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 11,895 | $233,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,031 | $232,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 7,196 | $231,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 6,714 | $231,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 7,308 | $230,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,881 | $229,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,172 | $227,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 10,205 | $226,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,211 | $224,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,400 | $223,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,103 | $223,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 6,116 | $222,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 4,284 | $220,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 17,385 | $217,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,076 | $217,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,705 | $216,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,752 | $216,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,235 | $216,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 21,269 | $216,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,295 | $215,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 22,706 | $215,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 7,952 | $214,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 2,522 | $213,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 10,000 | $212,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,921 | $212,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 8,653 | $211,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,780 | $210,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 4,283 | $209,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 13,900 | $209,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 6,994 | $207,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 10,307 | $207,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,307 | $206,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,267 | $206,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,019 | $205,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 13,105 | $205,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,593 | $204,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,306 | $204,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,489 | $203,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 5,200 | $203,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 6,505 | $202,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 21,708 | $202,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,942 | $201,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 4,096 | $200,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 62,500 | $197,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 11,750 | $197,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 15,450 | $196,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 155,000 | $190,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 10,409 | $188,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,764 | $188,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 11,249 | $185,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,205 | $182,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,054 | $181,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 30,263 | $170,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 14,509 | $168,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 10,204 | $168,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 15,552 | $165,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 41,419 | $159,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,077 | $156,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,000 | $154,000 | thousands by filing date | call |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,282 | $151,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 22,522 | $146,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 30,000 | $146,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,429 | $144,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 35,892 | $134,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,155 | $133,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,045 | $115,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 86,800 | $112,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 23,000 | $111,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 21,135 | $110,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 10,500 | $110,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,607 | $104,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 14,987 | $96,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 19,116 | $91,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,184 | $87,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 33,247 | $86,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,200 | $76,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,000 | $73,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 100,000 | $72,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 24,500 | $64,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,214 | $55,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 12,600 | $53,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 18,927 | $52,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,428 | $34,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 10,000 | $32,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 12,000 | $17,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 10,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-001868 | this filing | 2015-11-03 | acceptance time not in the bulk data set |