13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 286 holding rows worth $7,074,607,000.
- Accession
- 0001172661-15-001615
- Filer
- CIK 1426196
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 286 entries on the cover page, a total value of $7,074,607,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,074,607,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 4,810,000 | $603,294,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 4,590,300 | $575,738,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,456,600 | $276,048,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,830,600 | $251,357,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,109,200 | $237,010,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 364,400 | $158,182,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 3,244,400 | $149,566,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,196,400 | $139,449,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 669,900 | $133,363,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 3,696,700 | $131,306,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,117,000 | $130,872,000 | thousands by filing date | call |
| OMNICARE | 681904AQ1 | NOTE3 | 84,000,000 | $120,073,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 67,738,000 | $114,365,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,006,100 | $98,054,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 2,007,000 | $88,609,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 693,417 | $86,971,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 814,500 | $79,381,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 483,400 | $78,629,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,237,196 | $78,549,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 17,200,000 | $73,644,000 | thousands by filing date | |
| SUNE 2 10/01/18 | 86732YAC3 | Bond 30/360P2 U | 34,000,000 | $71,236,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,005,800 | $68,153,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,700,000 | $67,354,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 149,700 | $64,983,000 | thousands by filing date | put |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 25,614,000 | $61,981,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 299,900 | $61,734,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,116,466 | $61,506,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 298,600 | $59,445,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 50,000,000 | $59,128,000 | thousands by filing date | |
| OMNICARE INC | 681904AR9 | DBCV 3.250%12/1 | 42,900,000 | $53,346,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 26,486,000 | $53,257,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 24,000,000 | $52,355,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 850,000 | $51,918,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 790,800 | $50,207,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 512,600 | $48,312,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 500,000 | $46,395,000 | thousands by filing date | call |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 16,463,000 | $46,070,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 475,000 | $44,075,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 22,500,000 | $41,432,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,221,986 | $37,568,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 472,400 | $36,875,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 750,200 | $36,227,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 10,000,000 | $35,390,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 22,500,000 | $33,494,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 411,600 | $32,997,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 248,200 | $32,993,000 | thousands by filing date | call |
| IGATE CORP | 45169U105 | COM | 675,000 | $32,190,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 289,115 | $32,071,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 508,600 | $31,853,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 48,200 | $31,664,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 600,000 | $30,894,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 340,000 | $30,161,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 989,300 | $30,089,000 | thousands by filing date | call |
| CITY NATL CORP | 178566105 | COM | 330,483 | $29,872,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 535,800 | $29,597,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 26,160,000 | $29,252,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 725,000 | $29,217,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 316,700 | $27,161,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 985,500 | $26,184,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 307,800 | $26,107,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 950,300 | $26,095,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 598,100 | $25,981,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 567,200 | $25,041,000 | thousands by filing date | put |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 860,347 | $24,631,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 522,500 | $24,087,000 | thousands by filing date | call |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 2,311,435 | $24,062,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 207,600 | $23,695,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 419,500 | $23,118,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 200,000 | $22,828,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 12,355,000 | $22,807,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 34,500 | $22,664,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 566,538 | $22,259,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 565,000 | $22,198,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 23,000,000 | $21,697,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 275,000 | $21,672,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 250,000 | $21,295,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 530,740 | $21,027,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 18,000,000 | $20,611,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 225,000 | $19,959,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 718,200 | $19,721,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 489,000 | $19,706,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 288,900 | $19,575,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 12,500,000 | $19,431,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 350,000 | $18,847,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 221,000 | $18,824,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 28,400 | $18,657,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 327,500 | $18,091,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 19,000,000 | $18,052,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 110,400 | $17,957,000 | thousands by filing date | put |
| SIGMA ALDRICH CORP | 826552101 | COM | 125,000 | $17,418,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 1,750,000 | $17,395,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 389,174 | $16,905,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 12,000,000 | $16,858,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,182,309 | $16,694,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 16,500,000 | $16,653,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 1,623,036 | $16,473,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 275,000 | $16,467,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 17,700,000 | $16,063,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 786,000 | $15,798,000 | thousands by filing date | put |
| PALL CORP | 696429307 | COM | 124,113 | $15,445,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 75,000 | $15,438,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 354,700 | $15,408,000 | thousands by filing date | put |
| HCC INS HLDGS INC | 404132102 | COM | 200,000 | $15,367,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 85,000 | $15,365,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 300,000 | $15,360,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 20,000,000 | $15,063,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 200,000 | $15,062,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 176,853 | $14,933,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 15,700,000 | $14,855,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 14,000,000 | $14,741,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 80,700 | $14,378,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 45,000 | $13,655,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 75,800 | $13,505,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 215,600 | $13,503,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 100,000 | $12,768,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 194,804 | $12,742,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 230,700 | $12,709,000 | thousands by filing date | call |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 9,000,000 | $12,613,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 1,000,000 | $12,610,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 100,000 | $12,445,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 192,100 | $11,733,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 136,800 | $11,603,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 12,500,000 | $11,572,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 143,700 | $11,520,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 233,900 | $10,841,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 40,000 | $10,730,000 | thousands by filing date | put |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 10,000,000 | $10,277,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 81,800 | $10,213,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 91,000 | $10,094,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 150,000 | $10,072,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 161,700 | $9,996,000 | thousands by filing date | put |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 8,000,000 | $9,994,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 174,154 | $9,620,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 827,300 | $9,447,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 467,300 | $9,392,000 | thousands by filing date | call |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 105,800 | $9,008,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 9,500,000 | $8,924,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 125,000 | $8,912,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 145,400 | $8,881,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 1,011,300 | $8,757,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 101,000 | $8,662,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 1,000,000 | $8,660,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 450,000 | $8,649,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 8,126,000 | $8,572,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 8,070,000 | $8,436,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 45,000 | $8,317,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 8,000,000 | $8,119,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 6,500,000 | $8,078,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 144,300 | $8,008,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 80,900 | $7,851,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 100,000 | $7,824,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 99,300 | $7,769,000 | thousands by filing date | call |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 8,000,000 | $7,741,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 284,300 | $7,553,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 89,400 | $7,548,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 135,000 | $7,492,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 105,550 | $7,087,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 7,500,000 | $7,029,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 106,000 | $6,851,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 993,200 | $6,803,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 60,358 | $6,782,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 99,000 | $6,475,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 77,600 | $6,384,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 55,000 | $6,235,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 100,000 | $6,170,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 89,493 | $6,072,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 125,000 | $6,027,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 107,500 | $5,922,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 75,057 | $5,872,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 5,000,000 | $5,840,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 26,600 | $5,808,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 95,000 | $5,719,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 30,000 | $5,701,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 5,500,000 | $5,468,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 525,000 | $5,381,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 350,000 | $5,085,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 500,000 | $5,010,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 3,500,000 | $4,450,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 49,500 | $4,391,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 111,500 | $4,367,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 4,021,000 | $4,305,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 107,000 | $4,220,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 63,800 | $4,173,000 | thousands by filing date | call |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 424,566 | $3,889,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 23,792 | $3,870,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 2,000,000 | $3,868,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 51,600 | $3,852,000 | thousands by filing date | put |
| HCC INS HLDGS INC | 404132102 | COM | 50,000 | $3,841,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 44,600 | $3,766,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 5,000,000 | $3,716,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36,500 | $3,521,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 32,600 | $3,521,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 97,800 | $3,473,000 | thousands by filing date | put |
| NIKE,Inc. Class B | 654106103 | COM | 32,100 | $3,467,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 252,152 | $3,324,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 40,000 | $3,276,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 51,898 | $3,258,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 3,500,000 | $3,015,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 75,300 | $2,949,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 222,400 | $2,932,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 33,946 | $2,879,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,493 | $2,874,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 74,135 | $2,846,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,600 | $2,845,000 | thousands by filing date | put |
| Comcast Corp | 20030N101 | COM | 45,000 | $2,706,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 48,186 | $2,674,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 49,609 | $2,659,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 201,600 | $2,658,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 40,000 | $2,585,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 31,801 | $2,549,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 51,470 | $2,517,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 52,600 | $2,514,000 | thousands by filing date | call |
| AMYRIS INC | 03236MAC5 | NOTE 6.500 5/1 | 4,000,000 | $2,510,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 60,200 | $2,483,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 37,500 | $2,313,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 200,000 | $2,284,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,986 | $2,084,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 62,500 | $2,078,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,900 | $2,067,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,893 | $2,049,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 50,000 | $1,971,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 10,100 | $1,931,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 24,266 | $1,894,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 500,000 | $1,865,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,500,000 | $1,825,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 60,000 | $1,824,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,000 | $1,814,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 29,900 | $1,790,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 25,000 | $1,782,000 | thousands by filing date | put |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,000,000 | $1,767,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 67,850 | $1,733,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 37,000 | $1,694,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 54,261 | $1,650,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 39,690 | $1,599,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 17,000 | $1,586,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 2,500 | $1,512,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 400,000 | $1,448,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 43,000 | $1,443,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 15,000 | $1,400,000 | thousands by filing date | put |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 222,200 | $1,342,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,000 | $1,316,000 | thousands by filing date | call |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 14,000 | $1,263,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 21,700 | $1,263,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 37,270 | $1,242,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 34,835 | $1,208,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12,200 | $1,184,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 10,000 | $1,170,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 16,200 | $1,136,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 36,500 | $1,098,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 18,800 | $1,057,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 45,000 | $1,022,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 30,000 | $1,007,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 10,000 | $942,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 10,500 | $912,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 143,500 | $866,000 | thousands by filing date | put |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 139,553 | $842,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 15,000 | $804,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 15,000 | $804,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 11,431 | $738,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 19,800 | $717,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 7,209 | $699,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 12,500 | $688,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 9,922 | $546,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,581 | $520,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 25,200 | $517,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,463 | $506,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 25,000 | $480,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 6,600 | $395,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 9,037 | $353,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 8,500 | $333,000 | thousands by filing date | call |
| Adobe Inc | 00724F101 | COM | 4,103 | $332,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 4,100 | $332,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 7,616 | $275,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 6,309 | $248,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,300 | $228,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 41,400 | $204,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,624 | $174,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 3,600 | $172,000 | thousands by filing date | put |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 15,000 | $124,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,895 | $118,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 500 | $89,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 3,100 | $62,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,000,000 | $28,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 400 | $18,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 271 | $12,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,040 | $9,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001172661-15-001615 | this filing | 2015-08-14 | acceptance time not in the bulk data set |